Nathaniel W. Lalone

Senior Associate

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Professional Biography

Nathaniel Lalone, a partner at Katten Muchin Rosenman UK LLP, has a broad range of experience in the regulation of financial products and financial markets, and frequently provides regulatory and compliance advice to trading venues, clearing houses and buy-side firms active in the over-the-counter (OTC) derivatives, futures and securities markets. He is actively involved in advising clients on the implementation of MiFID 2 and MiFIR in the European Union as well as the international reach of US financial services regulation. He also has significant experience with structuring and documentation relating to OTC derivatives and structured products.

Prior to joining Katten, Nathaniel was a member of the US Regulatory and the Derivatives and Structured Finance practices at Allen & Overy LLP.

More Legal and Business Bylines From Nathaniel W. Lalone

Counting Down to DORA Compliance: Recent Developments - (Posted On Thursday, October 24, 2024)
UK Parliament Introduces Bill Categorising Certain Digital Assets as “Personal Property” - (Posted On Thursday, September 19, 2024)
FCA Consults on Proposals for the UK Wholesale Markets - (Posted On Friday, August 23, 2024)
UK Regulators Publish Final Securitisation Rules - (Posted On Tuesday, May 21, 2024)
OFSI Publishes FAQS on UK Financial Sanctions - (Posted On Tuesday, May 21, 2024)
UK HMT Publishes Policy Paper on its Approach to Designation of Critical Third Parties - (Posted On Thursday, April 18, 2024)
UK FCA Publishes Guidance on Social Media Financial Promotions - (Posted On Thursday, April 18, 2024)
UK Law Commission Publishes Draft Digital Assets Bill and Call for Evidence on Digital Assets in Private International Law - (Posted On Thursday, March 14, 2024)
UK Regulators Consult on Operational Resilience for Critical Third Parties - (Posted On Tuesday, January 23, 2024)
UK Confirms Proposals for the Future Financial Services Regulatory Rules for Cryptoassets - (Posted On Tuesday, November 28, 2023)

Financial Institutions

Article of the Year

FCA Announces Launch of Green FinTech Challenge is the National Law Review’s 2019 article of the year. Authored by John Ahern, Carolyn H. Jackson, Nathaniel W. Lalone and Neil Robson of Katten Muchin’s London Financial Services group, this article not only announced the UK Financial Conduct Authority ‘s (FCA) “Green FinTech Challenge” launch, but it also took the extra steps of outlining key criteria that should be included in successful grant applications, examples of green solutions the UK FCA was looking for, and key deadlines. Even in niche areas like UK Green Fin Tech, this article received over 80,000 page views and provided NLR readers with actionable to-do’s and insight into the FCA’s goals.