Financial Institutions & Banking

The Financial institutions and banking sectors are highly regulated in the US and throughout the world. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations. Both in the national and international realm, financial institutions are highly relied upon for financing, loans, and business deals. Because of this, the Federal Trade Commission, and agencies like the Federal Financial Institutions Examination Council (FFIEC) highly regulate the industry, and transactions that unfold on a daily basis.

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit, and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also highly covered on the site.

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

International banking and financial institutions news is also covered in the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

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Apr
19
2024
Kansas Introduces New Commercial Financing Disclosure Law Sheppard, Mullin, Richter & Hampton LLP
Apr
19
2024
CFPB Fines and Bans Coding Bootcamp over Deceptive Student Lending Practices Sheppard, Mullin, Richter & Hampton LLP
Apr
19
2024
Fed Brings Enforcement Action Against Wyoming Bank Holding Company Over “Fintech Business Strategy” Sheppard, Mullin, Richter & Hampton LLP
Apr
19
2024
Kentucky Restricts Marketing for Non-Bank Entities and Provides Clarity in Residential Real Estate Transactions Sheppard, Mullin, Richter & Hampton LLP
Apr
19
2024
Bringing Moths to the Flame: DOJ Promises Non-Prosecution to Execs for Tips to Combat Corporate Crime Nelson Mullins
Apr
19
2024
Biden Administration Proposes Rule to Amend Higher Education Act as Part of Latest Effort to Tackle Student Loan Debt Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Apr
19
2024
Canadian Man Sentenced for Operating $175 Million Psychic Mass-Mailing Fraud Scheme ArentFox Schiff LLP
Apr
19
2024
UK Litigation Funding Post PACCAR – Tying up Loose Ends Squire Patton Boggs (US) LLP
Apr
18
2024
Business Taxation of Hedging Transactions Part III: Identification Requirements and Aggregate Hedging ASKramer Law
Apr
18
2024
Treasury Department Announces Proposed Regulatory Updates to CFIUS Enforcement Mechanisms and Civil Penalties Greenberg Traurig, LLP
Apr
18
2024
South Carolina Legislature Severely Limits Department’s Ability to Force Companies to File Combined Returns Blank Rome LLP
Apr
18
2024
UK HMT Publishes Policy Paper on its Approach to Designation of Critical Third Parties Katten
Apr
18
2024
UK FCA Publishes Guidance on Social Media Financial Promotions Katten
Apr
18
2024
FCA Proposes ‘New’ Option for Investment Research Payments – Back to Bundled Payments? Katten
Apr
18
2024
SEC’s Enforcement Authority Over Crypto Asset Transactions Upheld (Again) in Case Against Coinbase Mintz
Apr
17
2024
Generative Artificial Intelligence (AI) and 401(k) Plan Fiduciary Implications Foley & Lardner LLP
Apr
17
2024
Treasury Proposes Stronger CFIUS Monitoring and Enforcement Rules Hunton Andrews Kurth
Apr
17
2024
CFIUS Bites Back: Proposed New Enforcement Powers and Penalties ArentFox Schiff LLP
Apr
17
2024
Global Survey of ESG Regulations for Asset Managers K&L Gates
Apr
17
2024
Court Considers Recusal Standards in CFPB 5th Circuit Suit Over Credit Card Late Fees Greenberg Traurig, LLP
Apr
17
2024
Increasing Volume of Pro Se, Frequent Litigants, and Pre-Litigation Demands & Arbitration Claims in Financial Services Litigation and Compliance [Podcast] Womble Bond Dickinson (US) LLP
Apr
17
2024
Top 10 Legal Issues in the Cannabis Industry in 2024 ArentFox Schiff LLP
Apr
17
2024
Department of Financial Protection & Innovation Warns Investors About Nonexistent Class Action Settlement Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
16
2024
DOL Unveils Final Amendment to QPAM Exemption Proskauer Rose LLP
Apr
16
2024
BRight Minds in Healthcare Delivery Episode 5: Structuring and Maintaining Value-based Care Arrangements [Podcasts] Blank Rome LLP
Apr
16
2024
Doing Business in Australia: A Guidebook for Investing in Australia K&L Gates
Apr
16
2024
Environmental Justice Update: Three Areas to Watch in Spring 2024 ArentFox Schiff LLP
Apr
16
2024
Shifting Sands of African Infrastructure Bracewell LLP
Apr
16
2024
Not Off the Hook: The SEC Addresses its Position on Exculpation And Indemnification For Private Fund Advisers Proskauer Rose LLP
Apr
16
2024
SEC Adopts Amendments to Modernize Internet Investment Adviser Registration Exemption Stark & Stark
Apr
16
2024
Five Investment Advisers Charged by SEC for Marketing Rule Violations Stark & Stark
Apr
16
2024
Collection Costs of a Non-Discharged Debt Also Are Non-Discharged Ward and Smith, P.A.
Apr
15
2024
Supreme Court Underscores Limited Applicability of Rule 10b-5(b) Omissions Claims Epstein Becker & Green, P.C.
Apr
15
2024
Weekly IRS Roundup April 8 – April 12, 2024 McDermott Will & Emery
Apr
15
2024
Effective June 12, California Issues Final Regulations for Charitable Fundraising Platforms Registration Duty for Cause-Marketing Programs Greenberg Traurig, LLP
Apr
15
2024
DOJ Plans to Apply the New Whistleblower Rewards Pilot Program to FCPA Cases Sheppard, Mullin, Richter & Hampton LLP
Apr
15
2024
Marketing Rule Enforcement Remains Priority: SEC Charges Five Advisers for Marketing Rule Violations K&L Gates
Apr
15
2024
Increased Scrutiny into Agents & Brokers in the Medicare Advantage Space Sheppard, Mullin, Richter & Hampton LLP
Apr
15
2024
Telecom Alert: Broadband Consumer Labels Program; ACP May Reimbursement; Digital Equity State Capacity Grant; 5 GHz Rules for UAS [Vol. XXI, Issue 16] Keller and Heckman LLP
Apr
15
2024
Weekly Bankruptcy Alert April 15, 2024 (For the week ending April 14, 2024) Pierce Atwood LLP
Apr
15
2024
Blockchain+ Bi-Weekly: Week of April 15, 2024 Polsinelli PC
Apr
15
2024
The SEC Limits the Internet Adviser Exemption K&L Gates
Apr
15
2024
Fair Representation: SEC Approves Revised FINRA Dispute Resolution Rules Norris McLaughlin P.A.
Apr
15
2024
General Insurance Policies: Tools of Financial Security or Instruments of Coercion and Control? K&L Gates
Apr
15
2024
Judge Rules that a Front for Mexican Cartel had the Capacity to Protect its Own Interests Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
12
2024
States Sue the Biden Administration to Stop Loan Relief Plan Sheppard, Mullin, Richter & Hampton LLP
Apr
12
2024
FDIC Issues Orders Against Two More Banks Over Fintech Partnerships Sheppard, Mullin, Richter & Hampton LLP
Apr
12
2024
Latest CFPB Supervisory Highlights Keys in on Accuracy in Consumer Credit Reports Sheppard, Mullin, Richter & Hampton LLP
Apr
12
2024
Washington State Passes New “True Lender” Legislation Sheppard, Mullin, Richter & Hampton LLP
Apr
12
2024
Wait for it: CFTC Awards $1.25 Million to Whistleblower Under New 120-Day Safe Harbor Provision Tycko & Zavareei LLP
 

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