Financial, Securities & Banking

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

Title
Date - Month Sort ascending Organization
26
Feb 24
Court Finds Access to Botox Trade Secrets and Similarity of Competitor Product Supported Inference of Trade Secrets Misappropriation Proskauer Rose LLP
26
Feb 24
Federal Circuit Concluded that Operating Manuals Subject to Confidentiality Restrictions are Prior Art Printed Publication Sheppard, Mullin, Richter & Hampton LLP
26
Feb 24
BE-11 Survey: Reporting Deadline Approaching Proskauer Rose LLP
26
Feb 24
EPA Lowers the Fine Particulate NAAQS: A Closer Look at Implementation and Potential Impacts Robinson & Cole LLP
26
Feb 24
California Seeks to Regulate Employer Use of AI Hunton Andrews Kurth
26
Feb 24
Calling all Cash Money Millionaires: FinCEN Proposes New Reporting Rules for Cash Residential Real Estate Transfers ArentFox Schiff LLP
26
Feb 24
Proposed Reforms to the San Francisco Business Tax System Greenberg Traurig, LLP
26
Feb 24
Chamber of Commerce Lawsuit Pushes Back NLRB Joint-Employer Rule Start Date Again Proskauer Rose LLP
26
Feb 24
SEC Expected to Drop Scope 3 GHG Emissions Disclosure Requirements From Final Climate Rule Mintz
26
Feb 24
Anticipated Tightened Data Privacy Regulations: Raid on Worldcoin K&L Gates
26
Feb 24
Trade Secret Law Evolution Podcast Episode 62: Non-Compete Agreements in Missouri and a New Preemption Case [Podcast] Greenberg Traurig, LLP
26
Feb 24
Deep Fake of CFO on Videocall Used to Defraud Company of US$25M Squire Patton Boggs (US) LLP
25
Feb 24
An Update on the SEC’s Cybersecurity Reporting Rules Hunton Andrews Kurth
23
Feb 24
United States Supreme Court Endorses Low Burden of Proof for Whistleblowers Sheppard, Mullin, Richter & Hampton LLP
23
Feb 24
Congress Continues to Pressure Zelle and Other Payment Apps to Change Their Fraud Policies Sheppard, Mullin, Richter & Hampton LLP
23
Feb 24
CFPB’s Enhanced Supervisory Appeals Process: A Potentially Beneficial Shift for Financial Institutions Sheppard, Mullin, Richter & Hampton LLP
23
Feb 24
CFPB Ramps Up Auto Finance Scrutiny: A Look at the New Data Collection Initiative Sheppard, Mullin, Richter & Hampton LLP
23
Feb 24
SEC Significantly Broadens "Dealer" Definition Katten
23
Feb 24
Vatican Recognizes Importance of Financial Whistleblowers, But Offers No Anonymity Kohn, Kohn & Colapinto
23
Feb 24
FinCEN Proposed Rule Requires Reporting Residential Real Estate Professionals Closing All-Cash Deals With Entities And Trusts Barnes & Thornburg LLP
23
Feb 24
SEC Answers Questions on New Tailored Shareholder Report Requirements Proskauer Rose LLP
23
Feb 24
Financing Management Fees Cadwalader, Wickersham & Taft LLP
23
Feb 24
Fund Finance Expert Talk by Michael Mbayi Features Mike Mascia [Video] Cadwalader, Wickersham & Taft LLP
23
Feb 24
Final Final Answer: Loans Are Not Securities Cadwalader, Wickersham & Taft LLP
23
Feb 24
New False Claims Act Stats Show Jump in DOJ-Driven Investigations Foley & Lardner LLP
23
Feb 24
Recent Updates from the IRS and Treasury on the Superfund Chemical Tax Proskauer Rose LLP
23
Feb 24
The Dubai Court of Cassation Raises Questions Over an Arbitral Tribunal's Power to Award Legal Costs K&L Gates
23
Feb 24
Notice of Proposed Rulemaking under the Bank Merger Act to Increase Transparency Proskauer Rose LLP
 

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