Corporate, Financial, SEC, & Banking Law Updates

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The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Oct
10
2024
New California Law Targets Sellers of Digital Goods Sheppard, Mullin, Richter & Hampton LLP
Oct
10
2024
BREAKING NEWS: NOT A JUMPSCARE! The FCC is Officially Moving Forward With the BRAND NEW Revocation and Are Set to Take Effect April 11, 2025! Troutman Amin, LLP
Oct
10
2024
FTC and Coalition of State Attorneys General Announce Settlements with Marriott over Guest Data Breaches Hunton Andrews Kurth
Oct
9
2024
GeTtin’ SALTy Episode 38 | A Conversation about Congressional Action Post-Wayfair [Podcast] Greenberg Traurig, LLP
Oct
9
2024
United States | 2024 New American Fortune 500 Report Released Berry Appleman & Leiden
Oct
9
2024
CAPTIVE?: Farmers Insurance Sued in TCPA Class Action Following Text Messages from Independent Agent Who is Specifically Named in Class Definition (Ouch) [Video] Troutman Amin, LLP
Oct
9
2024
Five Compliance Best Practices for … Internal Controls and SOPs Foley & Lardner LLP
Oct
9
2024
What Every Multinational Company Should Know about … Conducting International Internal Investigations Foley & Lardner LLP
Oct
9
2024
Corporate Transparency Act’s January 1, 2025, Deadline Looms for Reporting Companies Existing Prior to 2024 Epstein Becker & Green, P.C.
Oct
9
2024
Reopening Restaurants in Buncombe County After Helene: What We Know Today Ward and Smith, P.A.
Oct
9
2024
Stockholders Fail to Approve Proposal to Reincorporate Nevada Corporation in Delaware Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
8
2024
SEC Brings Multiple Enforcement Actions Relating to Beneficial Ownership and Other Reporting Obligations Hunton Andrews Kurth
Oct
8
2024
Early- and Growth-Stage Companies in Distress: What Directors Need to Know about their Fiduciary Duties Mintz
Oct
8
2024
Energy Tax Credits for a New World Part IX: Overview of Changes to Traditional Tax Equity Financing ASKramer Law
Oct
8
2024
Upcoming Deadline: Corporate Transparency Act Filings Winstead
Oct
8
2024
Accessing Privileged Documents in Illinois Ownership Disputes ArentFox Schiff LLP
Oct
8
2024
Keep it Real: The SEC Renews Warning About ‘Startup Culture’ Bracewell LLP
Oct
8
2024
Quarterly Sanctions Update | Q3 2024 McDermott Will & Emery
Oct
7
2024
Regulatory Update and Recent SEC Actions October 2024 Blank Rome LLP
Oct
7
2024
DOJ Reinforces Emphasis on Voluntary Self-Disclosure with Latest Updates to the Evaluation of Corporate Compliance Programs Guidance Mintz
Oct
7
2024
UK ICO Launches New Data Protection Audit Framework Hunton Andrews Kurth
Oct
7
2024
7-Eleven Franchisees Not Misclassified As Independent Contractors, First Circuit Affirms Hunton Andrews Kurth
Oct
7
2024
OCR Withdraws Appeal of District Court Order Declaring Unlawful and Vacating the “Proscribed Combination” Portion of Its HIPAA Online Tracking Technologies Guidance Epstein Becker & Green, P.C.
Oct
7
2024
PFAS Litigation Update: Edgewell Sued for Failing to Warn of PFOA in its Menstrual Liners ArentFox Schiff LLP
Oct
7
2024
G7 Issues New Recommendations to Prevent Circumvention of Sanctions Against Russia Squire Patton Boggs (US) LLP
Oct
7
2024
Weekly Bankruptcy Alert October 7, 2024 (For the week ending October 6, 2024) Pierce Atwood LLP
Oct
7
2024
SB 219 Makes Important Updates to California Climate Disclosure Regime Katten
Oct
7
2024
Corporation Proposes Fixes To Defective Amendments Increasing The Authorized Number Of Shares And Changing Name Allen Matkins Leck Gamble Mallory & Natsis LLP
 
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