| Dec 16 2024 |
Fifth Circuit Overturns Nasdaq’s ‘Show or Tell’ Diversity Policy |
Greenberg Traurig, LLP |
| Dec 16 2024 |
Meaningfully Investing in Sustainable Investments” Clarified for ESMA ESG Fund Name Guidelines |
Proskauer Rose LLP |
| Dec 13 2024 |
Fifth Circuit Strikes Down Board Diversity Rules in En Banc Decision |
Katten |
| Dec 13 2024 |
Private Market Talks: Unlocking the Potential of Alternative Markets with HighVista Strategies’ Raphi Schorr [Podcast] |
Proskauer Rose LLP |
| Dec 13 2024 |
BNPL Regulation Takes the Final Step in Australia |
K&L Gates LLP |
| Dec 12 2024 |
The Corporate Transparency Act: The Government Appeals Preliminary Injunction. What To Do Now? |
Proskauer Rose LLP |
| Dec 12 2024 |
Fifth Circuit Strikes Down Nasdaq “Show or Tell” Diversity Rules |
Mintz |
| Dec 11 2024 |
ASIC Consults on Updated Crypto Guidance – What’s new? |
K&L Gates LLP |
| Dec 10 2024 |
Safety Perspectives From the Dallas Region: Federal Court Ruling Sparks Uncertainty in OSHA Proceedings [Podcast] |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
| Dec 10 2024 |
Changing of the Guard at the SEC |
Hunton Andrews Kurth |
| Dec 10 2024 |
Highlights from the SEC Office of the Whistleblower 2024 Report to Congress |
Tycko & Zavareei LLP |
| Dec 10 2024 |
On Procedural Grounds, the 5th Circuit Rules In SEC’s Favor On A Shareholder Proposal; Looking Ahead to Shareholder Proposals Under the Incoming Republican Administration |
Proskauer Rose LLP |
| Dec 9 2024 |
UK Should Institute Whistleblower Awards, According to New Report |
Kohn, Kohn & Colapinto |
| Dec 9 2024 |
The Loper and Jarksey Era: Agency Power to Award Civil Penalties in SEC and FINRA Under Increased Scrutiny |
Epstein Becker & Green, P.C. |
| Dec 6 2024 |
EMIR 3: Active Account, Clearing Threshold and Exemptions |
McDermott Will & Emery |
| Dec 6 2024 |
EMIR 3: Active Accounts, Clearing Threshold and Exemptions |
McDermott Will & Emery |
| Dec 5 2024 |
Not-So-New News Flash? Change in Administration Ushers Back a Deregulatory Agenda – Implications for Investment Advisers |
Katten |
| Dec 5 2024 |
Adani FCPA Charges Show Scope of U.S. Laws for Indian Whistleblowers |
Kohn, Kohn & Colapinto |
| Dec 5 2024 |
An Update on SEC Cybersecurity Reporting |
Hunton Andrews Kurth |
| Dec 5 2024 |
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: December 5, 2024 |
Polsinelli PC |
| Dec 4 2024 |
2024 SEC Enforcement Results – Takeaways for Fund Managers |
Proskauer Rose LLP |
| Dec 3 2024 |
Energy & Sustainability Litigation Updates — December 2024 |
Mintz |
| Dec 3 2024 |
Top 5 SEC Whistleblower Awards of 2024 |
Kohn, Kohn & Colapinto |
| Nov 27 2024 |
October 2024 ESG Policy Update – Australia |
K&L Gates LLP |
| Nov 26 2024 |
Tenth Circuit Court of Appeals Affirms Dismissal of Putative Securities Class Action Brought by Short Seller |
Katten |
| Nov 26 2024 |
The SEC Adopts Rules Amending the Covered Clearing Agency Standards |
Katten |
| Nov 26 2024 |
Alpine v. FINRA Big News |
Katten |
| Nov 26 2024 |
US Federal Court Vacates SEC’s Dealer Rule |
Katten |
| Nov 26 2024 |
SEC Waives TCR Filing Requirement in Awarding $2 Million to Whistleblower |
Kohn, Kohn & Colapinto |
| Nov 26 2024 |
SEC Issues Risk Alert About Greenwashing and ESG Disclosures |
Mintz |
| Nov 25 2024 |
SEC Imposes $17.5 Million Fine Against Investment Adviser for Greenwashing |
Mintz |
| Nov 25 2024 |
California Climate Disclosure Rules Survive Significant Early Challenge |
Mintz |
| Nov 22 2024 |
Post-Election Shift: Securities Industry Anticipates Business-Friendly SEC Under Trump Administration |
Katten |
| Nov 22 2024 |
SEC Whistleblower 2024 Report Details Continued Success of Program |
Kohn, Kohn & Colapinto |
| Nov 22 2024 |
AI and Your Obligations as Licensee |
K&L Gates LLP |
