| Jul 2 2024 |
Department of Justice Secures Conviction in First Insider Trading Prosecution Based Exclusively on the Use of Rule 10b5-1 Trading Plan |
Kohn, Kohn & Colapinto |
| Jul 2 2024 |
Where Does the End of Chevron Deference Leave ERISA? |
Jackson Lewis P.C. |
| Jul 1 2024 |
Supreme Court Curtails Agency Power By Overturning Chevron Deference |
Proskauer Rose LLP |
| Jul 1 2024 |
Supreme Court Declares SEC Lacks In-House Authority to Impose Civil Penalties |
Bracewell LLP |
| Jul 1 2024 |
Energy & Sustainability Litigation Updates — July 2024 |
Mintz |
| Jul 1 2024 |
U.S. Supreme Court Curtails Securities and Exchange Commission’s In-House Authority to Penalize Securities Fraud |
Miller Canfield |
| Jun 28 2024 |
Supreme Court Limits SEC’s Enforcement Power to Penalize Fraud |
Sheppard, Mullin, Richter & Hampton LLP |
| Jun 28 2024 |
SEC v. Jarkesy: A Groundbreaking Supreme Court Decision with Significant Implications for Securities Enforcement |
Greenberg Traurig, LLP |
| Jun 28 2024 |
Treasury Department Issues Proposed Rules Restricting U.S. Investments In China |
Barnes & Thornburg LLP |
| Jun 28 2024 |
Supreme Court Overrules Chevron in Far-Reaching Decision Limiting the Power of Administrative Agencies |
Womble Bond Dickinson (US) LLP |
| Jun 28 2024 |
US Supreme Court Holds in Jarkesy That SEC Cannot Seek Civil Penalties for Securities Fraud Without a Jury |
ArentFox Schiff LLP |
| Jun 28 2024 |
Biden Taps Christy Goldsmith Romero as New FDIC Chair |
Hunton Andrews Kurth |
| Jun 28 2024 |
U.S. Supreme Court Rules SEC Must Try Securities Fraud Cases in Federal Jury Trials Rather than In-House Courts |
Foley & Lardner LLP |
| Jun 28 2024 |
Does Jarkesy Negate Administrative Penalties Under The California Corporate Securities Law? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 28 2024 |
Supreme Court Finds SEC’s In-House Adjudicative Proceedings Violated Seventh Amendment Right to Jury Trial |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
| Jun 27 2024 |
AI in Financial Services: Legal Risk |
Jones Walker LLP |
| Jun 27 2024 |
Supreme Court Bars SEC Administrative Proceedings for Civil Penalties |
Proskauer Rose LLP |
| Jun 27 2024 |
Supervising FINfluencers' Social Media Spin: Don't Believe Everything You View on Your Phone |
Katten |
| Jun 27 2024 |
Blockchain+ Bi-Weekly: Week of June 27, 2024 |
Polsinelli PC |
| Jun 27 2024 |
New Rules for Investment Advisers and Brokers Relating to Cybersecurity Breaches |
Katten |
| Jun 27 2024 |
Republican Lawmakers Submit Amicus Brief Urging Eighth Circuit to Void SEC's Mandatory Climate Disclosure Rule |
Mintz |
| Jun 27 2024 |
Who Determines Materiality of Cybersecurity Incidents in Light of Recent SEC Rule Requiring Disclosure of Cybersecurity Incidents? |
Squire Patton Boggs (US) LLP |
| Jun 26 2024 |
The Fifth Circuit Vacates the SEC’s New Private Fund Adviser Rules in Their Entirety |
Nelson Mullins |
| Jun 26 2024 |
US Treasury Department Moves Closer to Implementing Outbound Investment Restrictions Through Latest Proposed Regulations |
K&L Gates LLP |
| Jun 26 2024 |
The SEC Continues Its War On Crime Victims |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 25 2024 |
The Commodity Futures Trading Commission Cracks Down on Employer Non-Disclosure Provisions |
Epstein Becker & Green, P.C. |
| Jun 25 2024 |
AML Update: SEC and FinCEN Propose Anti-Money Laundering and Customer Identification Programs for Investment Advisers |
K&L Gates LLP |
| Jun 24 2024 |
Unrepresentative Returns: SEC Sanctions Hedge Fund Manager for Misleading Marketing Practices |
Proskauer Rose LLP |
| Jun 24 2024 |
SEC Charges R.R. Donnelley for Ransomware Attack Response |
Hunton Andrews Kurth |
| Jun 24 2024 |
SCOTUS Grants Certiorari to Hear NVIDIA Fraud Appeal on PSLRA Pleading Standard |
Mintz |
| Jun 24 2024 |
Deciphering Derivatives Transaction Reporting |
K&L Gates LLP |
| Jun 21 2024 |
Top 10 Accounting Fraud Scandals of All Time [Updated 2024] |
Kohn, Kohn & Colapinto |
| Jun 18 2024 |
No Exit: Stockholders Fail To Grant Leave To Leave Delaware For Nevada |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 14 2024 |
New SEC Guidance on Marketing Rule: Ensuring Compliance in Advertisement and Marketing Material for Investment Advisors 2024 |
ArentFox Schiff LLP |
| Jun 14 2024 |
FinCEN AML Alert Part 2: Customer Identification Program Requirements for Investment Advisers |
Katten |
