For over 25 years, John Lukanski has worked on a nationwide basis with his broker-dealer, investment adviser, and other wealth management clients to support their business needs and handle their challenging and complex matters. These matters have included internal investigations, regulatory investigations by the SEC, FINRA and state regulators, and litigation and FINRA arbitrations. He also has provided compliance and regulatory counseling to his clients, and helped his clients work through FINRA Rule 4530 and U4/U5 disclosure issues.
