Aiden O’Leary is an associate in the firm’s New York office. He is a member of the Asset Management and Investment Funds practice group.
Aiden is a regulatory lawyer who represents registered investment advisers, broker-dealers, and other financial services clients across a variety of regulatory and enforcement matters. Aiden assists clients on compliance with federal and state securities laws, including the implementation of the SEC’s Marketing Rule, ESG offerings, token issuance and digital asset custody considerations, and the development of compliance-related policies and procedures.
He also advises clients across a diverse range of financial services, including the development of new financial services and products, navigating federal and state licensing issues, and compliance with US and international anti-money laundering laws and regulations, especially within the context of digital assets.
