| Jun 18 2022 |
NFT Insider Trading – Can There Be A Crime If It’s Not A Security? |
Sheppard, Mullin, Richter & Hampton LLP |
| Jun 17 2022 |
Unchartered Waters: Crypto Exchange Assets in Bankruptcy |
Nelson Mullins |
| Jun 16 2022 |
NFT Insider Trading Compliance Policies – What They Cover and Why You Need One |
Sheppard, Mullin, Richter & Hampton LLP |
| Jun 16 2022 |
Australia: New Greenwashing Guidance |
K&L Gates LLP |
| Jun 15 2022 |
Key ESG Takeaways from Bracewell Fireside Chat with CFTC and SEC Commissioners |
Bracewell LLP |
| Jun 15 2022 |
FINRA Facts and Trends: June 2022 |
Bracewell LLP |
| Jun 15 2022 |
SEC Investigating Lack of Insider Trading Policies for NFT/Crypto Exchanges |
Sheppard, Mullin, Richter & Hampton LLP |
| Jun 14 2022 |
West Virginia Threatens Boycott of Major Financial Institutions Due to Alleged Bias Against Fossil Fuel Industry |
Mintz |
| Jun 14 2022 |
D.C. Circuit: No Award to Whistleblower Who Made Disclosure Before Enactment of SEC’s Whistleblower Program |
Proskauer Rose LLP |
| Jun 14 2022 |
Katten Financial Markets and Funds Quick Take: June 2022 |
Katten |
| Jun 13 2022 |
National Realty Investment Advisors Lands in Bankruptcy |
Stark & Stark |
| Jun 13 2022 |
SEC Proposes Regulations to Address “Greenwashing” By Investment Funds |
Mintz |
| Jun 13 2022 |
SEC Proposes ESG Reporting and Disclosure Requirements for Private Fund Advisers |
Proskauer Rose LLP |
| Jun 13 2022 |
A Fool in Idaho; SEC Sues Idahoans for Insider Trading Scheme |
Norris McLaughlin P.A. |
| Jun 13 2022 |
SEC Reopens Comment Period On Deeply Flawed Proposed Claw-Back Rules |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 13 2022 |
CFTC Wades Into Climate Regulation |
Mintz |
| Jun 10 2022 |
Shareholder Activism: An ESG Tool or A Founder's Curse? |
Nishith Desai Associates |
| Jun 10 2022 |
New SEC Rule Mandates Electronic Filing of Form 144S and “Glossy” Annual Reports |
McDermott Will & Emery |
| Jun 10 2022 |
Investment Adviser’s Enforcement Proceeding Results in Mutual Fund Industry Disqualification |
Vedder Price |
| Jun 10 2022 |
SEBI Settlement Order - Research Analysts Not to Provide Model Portfolio Products |
Nishith Desai Associates |
| Jun 10 2022 |
SEC Enforcement Division to Increase Size of Crypto Assets and Cyber Unit |
Vedder Price |
| Jun 10 2022 |
SEC’s ESG Proposal Includes Proposed Reporting Requirement for All Index Funds—Whether ESG-Focused or Not |
Vedder Price |
| Jun 10 2022 |
SEC Proposes Rule and Form Amendments to Enhance Disclosures by Advisers and Funds About ESG Investment Practices |
Vedder Price |
| Jun 10 2022 |
SEC Proposes Amendments to Fund Names Rule |
Vedder Price |
| Jun 10 2022 |
Registered Funds and The New Names Rule Proposals: What You Need to Know and Why You Need to Comment Now |
K&L Gates LLP |
| Jun 9 2022 |
Economic Issues in Merger Analysis for Platforms |
Cornerstone Research |
| Jun 9 2022 |
Platform Competition and the Regulation of Stock Exchange Fees |
Cornerstone Research |
| Jun 8 2022 |
Registered Funds and The New ESG Rule Proposals: Everything You Wanted to Know (But Were Afraid to Ask) |
K&L Gates LLP |
| Jun 8 2022 |
SEC Cyber Regulation Efforts: A Mid-Year Review |
Squire Patton Boggs (US) LLP |
| Jun 8 2022 |
French Regulator Calls For Regulation of Providers of ESG Ratings and Other Services |
Mintz |
| Jun 7 2022 |
Fifth Circuit Decision Threatens to Upend SEC’s Use of Administrative Proceedings |
Robinson & Cole LLP |
| Jun 7 2022 |
SEC Proposes New Disclosure and Reporting Requirements Concerning ESG for Advisors and Registered Investment Funds |
ArentFox Schiff LLP |
| Jun 7 2022 |
Litigation Minute: The "E": Environmental Regulation and Ethos |
K&L Gates LLP |
| Jun 7 2022 |
May 2022 Crypto Enforcement Actions and Regulatory Guidance Roundup |
Sheppard, Mullin, Richter & Hampton LLP |
| Jun 6 2022 |
Half a Loaf Is Not Enough: Second Circuit Sustains Fraud Claim for Failure to Disclose SEC Investigation |
McDermott Will & Emery |
