Securities SEC

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Aug
14
2024
Can The President Fire Chairman Gensler? Professor Bainbridge Is "Pretty Sure" That He Can Allen Matkins Leck Gamble Mallory & Natsis LLP
Aug
13
2024
SEC Cracks Down on Marketing Rule Violations: Takeaways for Investment Advisers Greenberg Traurig, LLP
Aug
13
2024
FAR Council Proposes Rule Requiring Contractors to Identify Subcontractors and Report Subcontractors’ Executive Compensation Information Proskauer Rose LLP
Aug
13
2024
SEC Argues That Climate Disclosure Regulation Survives Demise of the Chevron Doctrine Mintz
Aug
12
2024
Insider Dealing: Increasing Scope and Greater Focus from UK and US Enforcement – Are You up to Speed? Squire Patton Boggs (US) LLP
Aug
9
2024
Scrutiny of Cash Sweep Programs Intensifies as Brokers Face Wave of Class Action Suits Sheppard, Mullin, Richter & Hampton LLP
Aug
8
2024
Reg BI Enforcement Intensifies: SEC Fines Western International Securities for Violating Care and Compliance Obligations Greenberg Traurig, LLP
Aug
8
2024
Cryptocurrency Whistleblower Receives $1 Million Award from CFTC Kohn, Kohn & Colapinto
Aug
8
2024
Australia: Is ASIC Coming for Private Market Funds? K&L Gates LLP
Aug
7
2024
SEC v. Jarkesy: Possible Implications for the SEC’s FCPA Enforcement Squire Patton Boggs (US) LLP
Aug
7
2024
Europe: ESMA’s Call for Evidence on the UCITS Eligible Assets Directive Closes K&L Gates LLP
Aug
7
2024
Unfair Contract Terms Continue to be A Major Enforcement Priority for ASIC and the ACCC: Prosecutions of Paypal and Auto & General Insurance K&L Gates LLP
Aug
6
2024
Israel Headquartered Company Approves Move From Delaware To Nevada Allen Matkins Leck Gamble Mallory & Natsis LLP
Aug
5
2024
The DOJ’s New Corporate Whistleblower Awards Pilot Program: A Victory for Wall Street – A Setback for Accountability Kohn, Kohn & Colapinto
Aug
5
2024
Don’t Buy The Buzzwords: “AI Washing” Gets Its Reckoning Foley & Lardner LLP
Jul
31
2024
SEC Whistleblower Awarded $37 Million after Reporting Misconduct and Facing Retaliation Kohn, Kohn & Colapinto
Jul
31
2024
ELTIF 2.0 – Final RTS Published Proskauer Rose LLP
Jul
31
2024
U.S. Supreme Court Decision Limits SEC’s Ability to Use Administrative Proceedings in Fraud Cases Jackson Lewis P.C.
Jul
30
2024
Valuation of Stock Options: Assessing the Risks to Employers When Terminating Employees with Vested Stock Options (US) Squire Patton Boggs (US) LLP
Jul
30
2024
D&O Insurance for CISOs: A Critical Shield in an Era of Increasing Personal Risk Hunton Andrews Kurth
Jul
30
2024
SEC Announces $37 Million Award to Whistleblower Proskauer Rose LLP
Jul
30
2024
ESMA’s Long-Term Vision for the Functioning of the Sustainable Finance Framework Proskauer Rose LLP
Jul
29
2024
Court Dismisses Most of SEC’s Cyber Case Against SolarWinds Blank Rome LLP
Jul
26
2024
SEC v. SolarWinds Update: U.S. Federal District Court Dismisses Most of the SEC’s Case, but Some Fraud Claims and CISO Liability Remain Greenberg Traurig, LLP
Jul
26
2024
Another Step Forward for Enforcement of Foreign Court Judgments in the United Arab Emirates K&L Gates LLP
Jul
26
2024
Western District of Texas Says NLRB Structure Unconstitutional, Issues Injunction Preventing SpaceX Unfair Labor Practice Hearing from Proceeding Epstein Becker & Green, P.C.
Jul
26
2024
CFTC Fines Commodities Trader $55 Million in First-Ever Whistleblower Rule Enforcement Action Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Jul
25
2024
SEC Elects Not to Request a Rehearing on Private Funds Rule Greenberg Traurig, LLP
Jul
25
2024
Dubai Enforces a Canadian Summary Judgment Recognizing and Enforcing a Restitution Order Issued in a Criminal Case in the United States of America K&L Gates LLP
Jul
25
2024
SEC Faces Headwinds in SolarWinds Cybersecurity Litigation, but Public Companies and CISOs Still Under Scrutiny McDermott Will & Emery
Jul
25
2024
SHEIN’s $1.9 Million Data Breach: A Cautionary Tale for Online Fashion Brands Foley & Lardner LLP
Jul
25
2024
Blockchain+ Bi-Weekly: Week of July 25th Polsinelli PC
Jul
25
2024
Another Publicly Traded Delaware Corporation Propose Move To Nevada Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul
24
2024
CFPB Warns that NDAs Cannot Silence Whistleblowers Kohn, Kohn & Colapinto
Jul
24
2024
PFAR Appeal Timeline Runs Out K&L Gates LLP
 
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