| Oct 30 2023 |
Hong Kong Proposes Guidelines For Market Soundings |
K&L Gates LLP |
| Oct 28 2023 |
Final Rule Updating the Community Reinvestment Act Issued by Bank Regulators |
Vedder Price |
| Oct 26 2023 |
Gensler Reveals SEC Received Record Number of Whistleblower Tips in FY 2023 |
Kohn, Kohn & Colapinto |
| Oct 26 2023 |
Cybersecurity Awareness Month: A Basic Primer to Keep Your Data & Information Safe |
Bradley Arant Boult Cummings LLP |
| Oct 26 2023 |
CARU Releases Metaverse Guidelines |
Sheppard, Mullin, Richter & Hampton LLP |
| Oct 26 2023 |
SEC Adopts New Short Position Reporting Rules For Institutional Investment Managers |
Barnes & Thornburg LLP |
| Oct 26 2023 |
SEC Enforcement Orders Issued for Employment & Separation Agreement Terms |
Dinsmore & Shohl LLP |
| Oct 26 2023 |
A Name is Not Enough: Ninth Circuit Finds No Standing for First-to-File Shareholder to Appeal Securities Class Action |
Proskauer Rose LLP |
| Oct 26 2023 |
SEC Adopts Final Rules to Amend Beneficial Ownership Reporting Rules |
Cadwalader, Wickersham & Taft LLP |
| Oct 26 2023 |
SEC Awards $2.1 Million to Two Whistleblowers |
Kohn, Kohn & Colapinto |
| Oct 25 2023 |
B&D Forecast: 2023 Litigation Trends to Watch |
Beveridge & Diamond PC |
| Oct 25 2023 |
California Enacts Amendments to the CCPA and Other New Laws |
Hunton Andrews Kurth |
| Oct 25 2023 |
2024 Examination Priorities for Investment Advisers from SEC Division of Examinations |
ArentFox Schiff LLP |
| Oct 25 2023 |
Internal Investigations Are a Poe Substitute for Compliance |
Foley & Lardner LLP |
| Oct 25 2023 |
SEC Adopts Amendments to Section 13 Reporting Requirements |
Mintz |
| Oct 24 2023 |
Digital Health 101: OCR Issues Resources to Educate Patients on Telehealth, PHI |
McDermott Will & Emery |
| Oct 24 2023 |
DHS Proposes Changes to Modernize and Improve the H-1B Program |
Greenberg Traurig, LLP |
| Oct 24 2023 |
SEC’s Request for Interlocutory Appeal of Favorable Rulings for Ripple Labs’ Defendants Rejected Based on Well-Settled Law |
Katten |
| Oct 24 2023 |
Delaware’s Governor Signed the Delaware Personal Data Privacy Act |
Jackson Lewis P.C. |
| Oct 24 2023 |
The SEC Adopts New Short Sale Reporting Requirements for Institutional Investment Managers |
Katten |
| Oct 24 2023 |
SEC Amends Section 13 Beneficial Ownership Reporting Rules, Issues Related Guidance |
Barnes & Thornburg LLP |
| Oct 24 2023 |
A Review of Recent Whistleblower Developments: October 24, 2023 |
Foley & Lardner LLP |
| Oct 23 2023 |
SEC Publishes its 2024 Exam Priorities-Early |
K&L Gates LLP |
| Oct 23 2023 |
OCR Cybersecurity Newsletter Emphasizes Significance of HIPAA Sanction Policies |
Mintz |
| Oct 23 2023 |
Purchases and Sales of an Incorporated Business: Asset Acquisitions and Stock Sales |
Ward and Smith, P.A. |
| Oct 23 2023 |
SEC Enforcement: Stoner Cats Settlement Signals Intensifying SEC Interest In NFT Offerings |
Barnes & Thornburg LLP |
| Oct 23 2023 |
How to Report Swaps Manipulation or Swaps Reporting Violations and Qualify for a CFTC Whistleblower Award |
Zuckerman Law |
| Oct 23 2023 |
Mis-Running the Book: SEC Sanctions Citigroup Subsidiary for a Decade of Disarray |
Norris McLaughlin P.A. |
| Oct 22 2023 |
New FinCEN Filing Requirements for Privately Held LLCs And Corporations |
Giordano, Halleran & Ciesla, P.C. |
| Oct 20 2023 |
SEC Adopts Amendments to Beneficial Ownership Reporting Rules |
McDermott Will & Emery |
| Oct 20 2023 |
NY AG Sues Gemini, Genesis, and DCG for Fraud |
K&L Gates LLP |
| Oct 20 2023 |
SEC Division of Examinations Omits Climate Concerns From List of Examination Priorities |
Mintz |
| Oct 20 2023 |
Assessment of the SEC’s Progress on Its 2023 Rulemaking Agenda |
Greenberg Traurig, LLP |
| Oct 20 2023 |
Are Securities Law And Unfair Competition Law Claims Miscible? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 19 2023 |
Need to Know: SEC’s New Private Fund Rules |
Goulston & Storrs |
