| Nov 9 2023 |
Better Late Than Never: A Voluntary Self Disclosure Case Study |
Womble Bond Dickinson (US) LLP |
| Nov 9 2023 |
Recent Whistleblower Enforcement Actions Highlight SEC Focus On Employee Agreements |
Womble Bond Dickinson (US) LLP |
| Nov 8 2023 |
SEC Issues $400,000 Whistleblower Award, Considers Significance of Information and Whistleblower’s Culpability |
Kohn, Kohn & Colapinto |
| Nov 8 2023 |
SEC Charges Against SafeMoon Continue Trend of Increased Crypto Enforcement by the Agency |
Kohn, Kohn & Colapinto |
| Nov 8 2023 |
Don’t Forget to Put SEC Cybersecurity Matters on Your Board Agenda This Fall! |
Blank Rome LLP |
| Nov 8 2023 |
NYDFS Updates Its Cybersecurity Regulation to Protect Against Growing Cyber Threats |
Hunton Andrews Kurth |
| Nov 8 2023 |
Recent Discover Lawsuits Provide Compliance Lessons |
Squire Patton Boggs (US) LLP |
| Nov 8 2023 |
Improving Responses To Crises: Incorporating ESG Considerations Into Effective Crisis Management |
Barnes & Thornburg LLP |
| Nov 7 2023 |
Chief Information Security Officers in SEC Crosshairs: The SolarWinds Case |
Greenberg Traurig, LLP |
| Nov 7 2023 |
SEC Charges SolarWinds and SolarWinds’ CISO with Fraud and Internal Control Failures |
Hunton Andrews Kurth |
| Nov 7 2023 |
Under the GDPR, what Information Should an Organization Put in its Record of Processing Activities if it is Processing Personal Data Using an AI (i.e., putting personal information into AI prompts)? |
Greenberg Traurig, LLP |
| Nov 7 2023 |
Court Of Appeal Finds No Private Right Of Action Against Unlicensed Lender |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 7 2023 |
SEC Accelerates Beneficial Ownership Filing Deadlines but Holds Off on Other Changes |
Katten |
| Nov 7 2023 |
Tired of Waiting on the SEC, California Adopts Extensive Climate Disclosure Laws |
Foley & Lardner LLP |
| Nov 7 2023 |
SEC Modernizes the “Names Rule” for Funds |
Cadwalader, Wickersham & Taft LLP |
| Nov 6 2023 |
President Biden’s AI Executive Order: A Comprehensive Overview |
Varnum LLP |
| Nov 6 2023 |
Data (D)Riven: SEC Sanctions Market Players for Trade Info Failures |
Norris McLaughlin P.A. |
| Nov 3 2023 |
Second Circuit Reins in SEC Disgorgement Powers |
Sheppard, Mullin, Richter & Hampton LLP |
| Nov 3 2023 |
Whistleblowers Can Earn Millions Exposing Medicare Advantage Fraud |
Kohn, Kohn & Colapinto |
| Nov 3 2023 |
Court Finds That The SEC Acted Arbitrarily and Capriciously In Adopting Share Repurchase Rule |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 2 2023 |
Blockchain+ Bi-Weekly - November 2, 2023 |
Polsinelli PC |
| Nov 2 2023 |
Biden’s Executive Order on Artificial Intelligence — AI: The Washington Report |
Mintz |
| Nov 2 2023 |
Youth Online Safety in the Crosshairs with NTIA Comment Request and Joint AG Meta Complaint |
Keller and Heckman LLP |
| Nov 2 2023 |
Gifts of Securities by Public Company Insiders: SEC Reporting Changes and Potential Insider Trading Liability |
Jones Walker LLP |
| Nov 2 2023 |
SEC Exempts Brokers and Dealers from Rule 15c2-11 Review and Recordkeeping Requirements for Quotations on 144A Fixed Income Securities |
Cadwalader, Wickersham & Taft LLP |
| Nov 2 2023 |
Energy & Sustainability Litigation Updates — November 2023 |
Mintz |
| Nov 1 2023 |
The SEC Publishes 2024 Examination Priorities Ahead of Schedule, Previewing Key Areas of Focus For Registered Entities |
K&L Gates LLP |
| Oct 31 2023 |
SEC Fines Private Employer for Language in Employee Separation Agreements That Restricted Whistleblower Awards |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
| Oct 31 2023 |
Data Breach 911: Five Immediate Steps to Take |
Bradley Arant Boult Cummings LLP |
| Oct 31 2023 |
CNIL Fines Groupe Canal+ 600,000 Euros For Direct Marketing and GDPR Infringements |
Hunton Andrews Kurth |
| Oct 31 2023 |
FINRA Facts and Trends: October 2023 |
Bracewell LLP |
| Oct 31 2023 |
SEC Charges Against SolarWinds Signal Resolute Cybersecurity Enforcement and May Spur Surge in Cybersecurity Whistleblowing to SEC |
Zuckerman Law |
| Oct 30 2023 |
Approvals Sought at FCC for Experimental Operations |
ArentFox Schiff LLP |
| Oct 30 2023 |
G7 Leaders Agree on Guiding Principles and Code of Conduct on Artificial Intelligence |
Hunton Andrews Kurth |
| Oct 30 2023 |
Cybersecurity Awareness Month Series: Cybersecurity is Important for Small Business Too |
Jackson Lewis P.C. |
