| Nov 21 2023 |
Proxy Advisory Firm Issues Guidance on Cyber Oversight and Disclosure |
Hunton Andrews Kurth |
| Nov 21 2023 |
The Reach Too Far: SEC Sues Over Botched School Audit |
Norris McLaughlin P.A. |
| Nov 20 2023 |
SEC Enforcement Results Highlight Record Year for Whistleblower Program |
Kohn, Kohn & Colapinto |
| Nov 20 2023 |
Opt-Outs in Securities Class Action Settlements More Likely in Recent Years, Especially for Large and Complex Cases |
Cornerstone Research |
| Nov 20 2023 |
SEC Enforcement Actions Against Public Companies and Subsidiaries Jump in FY 2023 |
Cornerstone Research |
| Nov 20 2023 |
Defining ‘sensitive data’: How do different states treat questions of gender and sexuality? |
Greenberg Traurig, LLP |
| Nov 20 2023 |
2023 SEC Enforcement Results – Takeaways for Fund Managers |
Proskauer Rose LLP |
| Nov 20 2023 |
Corporate Boards Mulling Effects of SEC Cyber Enforcement and CISO Exposure, and Possibly Hacker Complaints to SEC |
Jackson Lewis P.C. |
| Nov 20 2023 |
Stay on Target: FINRA Proposes Rules Permitting Presentation of Performance Projections and Targets |
K&L Gates LLP |
| Nov 20 2023 |
Tokenized Products of SFC-Authorized Investment Products Can Be Offered to Retail Customers in Hong Kong |
K&L Gates LLP |
| Nov 17 2023 |
Ninth Circuit Provides Guidance on SEC Rule 16b-3 Short-Swing Profit Liability Exemption |
Sheppard, Mullin, Richter & Hampton LLP |
| Nov 17 2023 |
Parallel Derivative Action Settlements Update |
Cornerstone Research |
| Nov 17 2023 |
Telehealth Providers: HHS Issues HIPAA Best Practices |
Foley & Lardner LLP |
| Nov 16 2023 |
China Released Draft Rules Regulating and Promoting Cross-Border Data Transfer |
Sheppard, Mullin, Richter & Hampton LLP |
| Nov 16 2023 |
Privacy Challenges for Digital Advertising, Particularly in Europe |
Squire Patton Boggs (US) LLP |
| Nov 16 2023 |
Privacy Tip #380 – Tips + Tools for Protecting Online Privacy |
Robinson & Cole LLP |
| Nov 16 2023 |
Blockchain+ Bi-Weekly November 16, 2023 |
Polsinelli PC |
| Nov 15 2023 |
The SEC’s New Clawback Rules: Things to Know as the Deadline to Adopt Compliant Policies Approaches |
Nelson Mullins |
| Nov 15 2023 |
SEC Division of Examinations Publishes 2024 Priorities: Spotlight on Investment Advisers and Broker-Dealers |
Katten |
| Nov 15 2023 |
Target Strikes Back at Shareholder's (Reverse) Social Justice Suit |
Mintz |
| Nov 15 2023 |
Australian Privacy Regulator Sues in Data Breach Case |
Hunton Andrews Kurth |
| Nov 14 2023 |
Copy and Paste: The SEC Adopts Security-Based Swap Execution Facility Rules that Closely Resemble Existing CFTC Swap Execution Facility Rules |
Katten |
| Nov 14 2023 |
SEC Enforcement Action for Rule 21F-17(a) Violations |
Katz Banks Kumin LLP |
| Nov 13 2023 |
Sam Bankman-Fried Case Provides Lessons on Fraud and D&O Insurance |
Womble Bond Dickinson (US) LLP |
| Nov 13 2023 |
Handle with Care: FCPA Travel & Hospitality Expenses |
Womble Bond Dickinson (US) LLP |
| Nov 13 2023 |
Artificial Intelligence, the SEC, and What the Future May Hold |
Foley & Lardner LLP |
| Nov 13 2023 |
Tokenization of SFC-Authorized Investment Products: What You Need to Know |
K&L Gates LLP |
| Nov 13 2023 |
The Nebulous Meaning Of "Small Business" In New Ban On Commercial Loan Fees |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 10 2023 |
Expanded Unfair Contract Terms Regime Has Commenced - Are You Compliant? |
K&L Gates LLP |
| Nov 9 2023 |
FTC Urges Companies to Protect Sensitive Health Data |
Greenberg Traurig, LLP |
| Nov 9 2023 |
The BR Privacy & Security Download: November 2023 |
Blank Rome LLP |
| Nov 9 2023 |
European Data Protection Supervisor and UK ICO Sign Memorandum of Understanding |
Hunton Andrews Kurth |
| Nov 9 2023 |
What Executive Order on AI Means for Immigration |
Jackson Lewis P.C. |
| Nov 9 2023 |
SEC Commissioner Uyeda Suggests that Climate Disclosure Rule Should Be Delayed |
Mintz |
| Nov 9 2023 |
SEC Adopts Amendments to Beneficial Ownership Rules |
Womble Bond Dickinson (US) LLP |
