| May 1 2018 |
Does New York's Martin Act Conflict With California's Blue Sky Law? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 30 2018 |
Regulatory Scrutiny of the ICO Market – What Fund Managers Should Know |
Proskauer Rose LLP |
| Apr 30 2018 |
SEC Requests Comments On Bitcoin-Related ETF Rules |
Faegre Drinker |
| Apr 30 2018 |
Pay Ratios And Sustainability |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 30 2018 |
ASIC: Australian Laws Still Apply to ICOs Created and Offered Overseas |
K&L Gates LLP |
| Apr 27 2018 |
Cboe Contributes to Ongoing Discussion Regarding Cryptocurrency ETPs |
Covington & Burling LLP |
| Apr 27 2018 |
The Government Suffers a Spoofing Setback |
Faegre Drinker |
| Apr 27 2018 |
SEC Publishes Three Releases: Choose One: Best Interest or Full Service |
Cadwalader, Wickersham & Taft LLP |
| Apr 27 2018 |
SEC Cyber Unit Brings Groundbreaking Data Breach Case |
Faegre Drinker |
| Apr 26 2018 |
Ninth Circuit Splits From Other Circuits, Holding That a Negligence Standard Applies to a Claim Challenging Tender Offer Disclosures Under Section 14(e) |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 26 2018 |
Federal Court Rules That Providing Testimony to FINRA Is Not Protected Activity Under Dodd-Frank |
Proskauer Rose LLP |
| Apr 26 2018 |
SEC Settles with Private Equity Fund Adviser over Alleged Conflicts of Interest |
Proskauer Rose LLP |
| Apr 25 2018 |
Yahoo Settles Claims by SEC Regarding 2014 Data Breach |
Murtha Cullina |
| Apr 25 2018 |
Lucia Oral Argument Highlights Philisophical Tensions |
Barnes & Thornburg LLP |
| Apr 25 2018 |
SEC Proposes Regulations to Reform Retail Investment Standards |
Faegre Drinker |
| Apr 23 2018 |
Bridging the Week: April 16 to 20 and April 23, 2018 (Actual Delivery, Manipulative or Deceptive Devices; NY AG Sweep; ATS Breakdown) [VIDEO] |
Katten |
| Apr 23 2018 |
The Memberless LLC And Diversity |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 20 2018 |
SEC Proposes Best Interest Standard for Broker-Dealers |
Katten |
| Apr 19 2018 |
SEC Staff Issues Risk Alert on the Six Most Frequent Fee and Expense Compliance Issues |
Proskauer Rose LLP |
| Apr 19 2018 |
Department Of Business Oversight Found Liable For Investors' Attorney Fees |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 18 2018 |
You’ve Been Hacked! A Cybersecurity Disclosure Guide for In-House Legal Counsel |
Dinsmore & Shohl LLP |
| Apr 17 2018 |
Industrial Development Bonds And The Mystery Of Federal Preemption |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 17 2018 |
Second Circuit Limits Reach of SLUSA Preclusion in State Law Variable Annuity Class Action |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 16 2018 |
Selling Securities? Owners and Managers can be Personally Liable. PPM Reduces Risk |
Davis|Kuelthau, s.c. |
| Apr 16 2018 |
Industrial Loan Company Securities - They May Or May Not Be What You Assume Them To Be |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 15 2018 |
Nasdaq Has Proposed a New Rule Change To Modify Its System of Volume-Based Credits |
Katten |
| Apr 14 2018 |
IOSCO Produces CCP Stress Test Framework |
Katten |
| Apr 13 2018 |
FINRA Proposed a Rule Change With Respect to the Establishment of a Second Trade Reporting Facility |
Katten |
| Apr 13 2018 |
SEC Confirms Record Retention Requirements With Third-Party Recordkeeping Services |
Katten |
| Apr 12 2018 |
Investment Services Regulatory Update - April 2018 |
Vedder Price |
| Apr 11 2018 |
New Record for Dodd-Frank Whistleblowers – Employment Law This Week [VIDEO] |
Epstein Becker & Green, P.C. |
| Apr 10 2018 |
SEC Freezes $27 Million Related to a Blockchain/Cryptocurrency Acquisition |
Faegre Drinker |
| Apr 10 2018 |
SEC Issues Cybersecurity Guidance, BlackRock and Gender Diversity, and News from the SEC and NYSE: Capital Markets & Public Companies Quarterly |
McDermott Will & Schulte LLP |
| Apr 10 2018 |
Cede Freeze Fails To Kindle Personal Jurisdiction In Nevada |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 9 2018 |
Bridging the Week: March 26 to 30 and April 2, 2018 (AML; Red Flags; Pump and Dump; Bitcoin ETFs) [VIDEO] |
Katten |
