| Aug 22 2024 |
Jeff Kluger’s Forgotten Supreme Court Cases – The SEC Restrained – Regulatory Overreach or Judicial Overreaction? |
McGivney, Kluger, Clark & Intoccia, P.C. |
| Aug 21 2024 |
Think About Why Fortune 500 Companies Are Citing AI Risks in Their SEC Filings |
Jackson Lewis P.C. |
| Aug 21 2024 |
Does Amending A Shareholders Agreement Require Qualification Under The California Corporate Securities Law? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 20 2024 |
Spring 2024 Agenda of Regulatory Actions Published: SEC Spotlight |
Katten |
| Aug 20 2024 |
JORC Code Update – Compliance with Guidance |
K&L Gates LLP |
| Aug 20 2024 |
More Than $390 Million in Penalties for Recordkeeping Failures |
Stark & Stark |
| Aug 19 2024 |
SEC Staff Comments on Schedule 13D Timeliness |
Barnes & Thornburg LLP |
| Aug 19 2024 |
Shedding Light on "Shadow Trading" and What Companies Should Do Now |
K&L Gates LLP |
| Aug 19 2024 |
“Putting Your Foot In It:” SEC Sanctions Skechers for Undisclosed Transactions with Insiders and Their Families |
Norris McLaughlin P.A. |
| Aug 19 2024 |
Australia Introduces Climate Disclosure Laws |
Mintz |
| Aug 19 2024 |
Ninth Circuit Applies Birnbaum Rule to Affirm Dismissal of Claims by SPAC Investors Asserted Against Target Company Executives for Pre-Merger Statements |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 16 2024 |
SEC Collects $390 Million in Latest Crackdown on ‘Off-Channel’ Communications in the Financial Industry |
Greenberg Traurig, LLP |
| Aug 16 2024 |
Stay Private or Go IPO? |
Foley & Lardner LLP |
| Aug 16 2024 |
Selection of Gov. Walz as VP Candidate Implicates SEC Pay-To-Play Rule |
K&L Gates LLP |
| Aug 16 2024 |
July 2024 ESG Policy Update—Australia |
K&L Gates LLP |
| Aug 15 2024 |
Missouri Court Enjoins Missouri’s Anti-ESG Rules for Financial Advisers |
Proskauer Rose LLP |
| Aug 15 2024 |
Federal Court Bars Missouri's Anti-ESG Investment Rules |
Mintz |
| Aug 15 2024 |
Blockchain+ Bi-Weekly: Week of August 15, 2024 |
Polsinelli PC |
| Aug 15 2024 |
The SEC Is Not Done Bringing Enforcement Actions for Off-Channel Communications |
K&L Gates LLP |
| Aug 15 2024 |
Is Due Process Denied When the DFPI Isn't Required to Read or Become Familiar with the Record? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 14 2024 |
Down But Not Out: Federal Court Curbs SEC Cybersecurity Enforcement Authority |
Foley & Lardner LLP |
| Aug 14 2024 |
DEI Under Scrutiny, Part XII: Scope of Pending Legal Challenge to Nasdaq’s Diversity Rule Narrows |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
| Aug 14 2024 |
Can The President Fire Chairman Gensler? Professor Bainbridge Is "Pretty Sure" That He Can |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 13 2024 |
SEC Cracks Down on Marketing Rule Violations: Takeaways for Investment Advisers |
Greenberg Traurig, LLP |
| Aug 13 2024 |
FAR Council Proposes Rule Requiring Contractors to Identify Subcontractors and Report Subcontractors’ Executive Compensation Information |
Proskauer Rose LLP |
| Aug 13 2024 |
SEC Argues That Climate Disclosure Regulation Survives Demise of the Chevron Doctrine |
Mintz |
| Aug 12 2024 |
Insider Dealing: Increasing Scope and Greater Focus from UK and US Enforcement – Are You up to Speed? |
Squire Patton Boggs (US) LLP |
| Aug 9 2024 |
Scrutiny of Cash Sweep Programs Intensifies as Brokers Face Wave of Class Action Suits |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 8 2024 |
Reg BI Enforcement Intensifies: SEC Fines Western International Securities for Violating Care and Compliance Obligations |
Greenberg Traurig, LLP |
| Aug 8 2024 |
Cryptocurrency Whistleblower Receives $1 Million Award from CFTC |
Kohn, Kohn & Colapinto |
| Aug 8 2024 |
Australia: Is ASIC Coming for Private Market Funds? |
K&L Gates LLP |
| Aug 7 2024 |
SEC v. Jarkesy: Possible Implications for the SEC’s FCPA Enforcement |
Squire Patton Boggs (US) LLP |
| Aug 7 2024 |
Europe: ESMA’s Call for Evidence on the UCITS Eligible Assets Directive Closes |
K&L Gates LLP |
| Aug 7 2024 |
Unfair Contract Terms Continue to be A Major Enforcement Priority for ASIC and the ACCC: Prosecutions of Paypal and Auto & General Insurance |
K&L Gates LLP |
| Aug 6 2024 |
Israel Headquartered Company Approves Move From Delaware To Nevada |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
