| Mar 11 2024 |
Changing Climate for Corporate Disclosures: SEC Mandates Climate Disclosures for Public Companies |
Beveridge & Diamond PC |
| Mar 11 2024 |
SEC Issues Climate Disclosure Rules |
Van Ness Feldman LLP |
| Mar 11 2024 |
Laying Down the Law: SEC Sanctions UK Broker/Dealer and Four U.S. Representatives |
Norris McLaughlin P.A. |
| Mar 11 2024 |
Department of Justice Announces New Whistleblower Rewards Program |
Cadwalader, Wickersham & Taft LLP |
| Mar 8 2024 |
New SEC Climate-Related Disclosure Rule |
Blank Rome LLP |
| Mar 8 2024 |
DOJ Announces Corporate Whistleblower Award Program |
Katz Banks Kumin LLP |
| Mar 8 2024 |
SEC Finalizes Much-Anticipated Climate Disclosure Rules |
Katten |
| Mar 8 2024 |
SEC Settlement Highlights Risks for 13G Filers When Moving from Passive to Active Status |
Proskauer Rose LLP |
| Mar 8 2024 |
Part 3: Separate Accounts and CFTC Regulation §1.44—Different Views of the Same Situation |
Blank Rome LLP |
| Mar 7 2024 |
DOJ’s New Whistleblower Reward Program Will Supercharge White Collar Enforcement |
Zuckerman Law |
| Mar 7 2024 |
Ten States Sue to Block SEC Climate Disclosure Rule Before the Ink is Dry |
Mintz |
| Mar 7 2024 |
Loss Of $6 Million in Deposits is No Forfeiture |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 7 2024 |
Insurance Implications of SEC and CFTC’s New Form PF Requirements |
Hunton Andrews Kurth |
| Mar 6 2024 |
The SEC Adopts Extensive Climate Change Disclosure Rules |
Proskauer Rose LLP |
| Mar 6 2024 |
SEC Issues Long-Awaited Climate Disclosure Rule |
Mintz |
| Mar 6 2024 |
SEC Issues Long-Awaited Climate Risk Disclosure Rule |
K&L Gates LLP |
| Mar 6 2024 |
SEC Targets Crypto and DeFi Platforms with New Rules and an Enforcement Action |
Mintz |
| Mar 6 2024 |
SEC Climate Disclosure Rule “Paves Way for Greenwashing” |
Kohn, Kohn & Colapinto |
| Mar 6 2024 |
Investment Advisers to Be Subject to Strengthened AML Regulations Under FinCEN’s Proposed Rule |
ArentFox Schiff LLP |
| Mar 5 2024 |
SEC and CFTC Adopt Amendments to Form PF for Increased Disclosure |
K&L Gates LLP |
| Mar 4 2024 |
Lifting the Fog on the Foreign Corrupt Practices Act: Enforcement and Compliance Trends to Watch in San Francisco |
Bracewell LLP |
| Feb 29 2024 |
SEC Schedules Vote on Proposed Climate Disclosures |
Mintz |
| Feb 29 2024 |
Redefining Insider Trading: The SEC's Groundbreaking Theory in the Panuwat Case |
Miller Canfield |
| Feb 28 2024 |
SEC Expands Dealer Registration Requirements |
Greenberg Traurig, LLP |
| Feb 28 2024 |
SEC Expands "Dealer" Definition to Capture Liquidity Providers |
K&L Gates LLP |
| Feb 27 2024 |
2024 Litigation Look Ahead Series: Challenges to Administrative Law Judges, Judicial Review Process Could Limit Executive Power |
Beveridge & Diamond PC |
| Feb 27 2024 |
IRS Releases Proposed Donor-Advised Fund Regulations |
Cadwalader, Wickersham & Taft LLP |
| Feb 26 2024 |
SEC Expected to Drop Scope 3 GHG Emissions Disclosure Requirements From Final Climate Rule |
Mintz |
| Feb 25 2024 |
An Update on the SEC’s Cybersecurity Reporting Rules |
Hunton Andrews Kurth |
| Feb 23 2024 |
SEC Significantly Broadens "Dealer" Definition |
Katten |
| Feb 23 2024 |
SEC Answers Questions on New Tailored Shareholder Report Requirements |
Proskauer Rose LLP |
| Feb 23 2024 |
Final Final Answer: Loans Are Not Securities |
Cadwalader, Wickersham & Taft LLP |
| Feb 22 2024 |
Blockchain+ Bi-Weekly - February 22, 2024 |
Polsinelli PC |
| Feb 22 2024 |
February 2024 Regulatory Round-Up |
Cadwalader, Wickersham & Taft LLP |
| Feb 22 2024 |
FinCEN Proposes New Rule Requiring AML Compliance Programs for Investment Advisers |
Cadwalader, Wickersham & Taft LLP |
