William P. WadeOf CounselK&L Gates LLPWebsitewww.klgates.comOrganization ProfileFull ProfileConnectEmail310-552-5071 Professional Biography Mr. Wade concentrates his practice in investment management, ERISA, fiduciary, regulatory, and related securities and tax matters for financial institutions. More Legal and Business Bylines From William P. Wade QPAM Amendments Impact on CITs: What Banks and Their Advisers Need to Know - (Posted On Thursday, December 12, 2024) DOL's Fiduciary Rule: The Latest Developments - (Posted On Wednesday, August 14, 2024) SEC Enforcement Action Cites Bank for Operating Collective Investment Funds as Unregistered Investment Companies: Key Takeaways for Banks and Advisers - (Posted On Friday, November 20, 2020) DOL Issues Proposed Rule on ESG Investing for ERISA Plans Part 2: Implications for Plan Sponsors and Investment Managers - (Posted On Tuesday, July 28, 2020) Private Equity in 401(k) Plans – A Trillion Dollar Opportunity? - (Posted On Wednesday, June 17, 2020) Fiduciary Rule ̶ No Further Delays - (Posted On Thursday, May 25, 2017) DOL Fiduciary Rule – What’s Next? - (Posted On Friday, February 17, 2017) Current Legal Analysis Scrutiny on Financial Institutions Compliance Expected to Increase During Trump Administration by: Mark D. Nelson President Trump’s Executive Orders on Immigration and What They Mean for Employers by: Otieno B. Ombok , Amy L. Peck US Treasury and IRS Unveil Proposed Regulations for Commercial EV Tax Credit, Sparking Questions on Recapture Provisions by: Chris DiAngelo , Brandon D. Hadley At Long Last, DEA’s Remote Prescribing Rules 2.0 Are (Really) Here! (Pending Further Consideration by the Incoming Administration . . .) by: Alan J. Arville , Audrey Davis The TikTok Ban Saga: SCOTUS, Trump’s Executive Order, and the Implications for Digital Marketing and Emerging Platforms by: Jeffrey M. Kelly FTC Announces Significant Increases to the 2025 HSR Reporting Thresholds by: Carrie A. Hanger , Colleen Pleasant Kline New TTB Standard of Fill No Place for Kegged Cocktails by: Benjamin Sheppard 60-Second Sustains: The Mission Essential Group by: Elizabeth N. Jochum , David L. Bodner Upcoming Events Jan 22 2025 Employee Activism and the Issues It Can Create Jan 22 2025 The SEC under President Trump: A Preview Jan 22 2025 Transgender Employees and Related Issues in the Workplace Jan 28 2025 Antibody Drug Conjugates Keep Growing: What You Need to Know Print
