William P. WadeOf CounselK&L Gates LLPWebsitewww.klgates.comOrganization ProfileFull ProfileConnectEmail310-552-5071 Professional Biography Mr. Wade concentrates his practice in investment management, ERISA, fiduciary, regulatory, and related securities and tax matters for financial institutions. More Legal and Business Bylines From William P. Wade DOL's Fiduciary Rule: The Latest Developments - (Posted On Wednesday, August 14, 2024) SEC Enforcement Action Cites Bank for Operating Collective Investment Funds as Unregistered Investment Companies: Key Takeaways for Banks and Advisers - (Posted On Friday, November 20, 2020) DOL Issues Proposed Rule on ESG Investing for ERISA Plans Part 2: Implications for Plan Sponsors and Investment Managers - (Posted On Tuesday, July 28, 2020) Private Equity in 401(k) Plans – A Trillion Dollar Opportunity? - (Posted On Wednesday, June 17, 2020) Fiduciary Rule ̶ No Further Delays - (Posted On Thursday, May 25, 2017) DOL Fiduciary Rule – What’s Next? - (Posted On Friday, February 17, 2017) Current Legal Analysis Federal Court Vacates SEC’s Expanded Dealer Definition by: Eden L. Rohrer , Richard F. Kerr EPA’s Tackling Emerging Contaminants Initiative Will Reduce Exposure to PFAS and Other Emerging Contaminants in Water by: Lynn L. Bergeson , Carla N. Hutton DOL’s Wage and Hour Division Weighs in on FMLA Use for Clinical Trials by: Joshua A. Hughes Consumer Finance – Quick Takes on Potential Changes Under the New Trump Administration by: Christina Grigorian SB 684 and SB 1123 Expedite the Entitlement Path for Small “Starter” Home Developments by: Jennifer Jeffers , Jordan Wright Status of Mexico President Claudia Sheinbaum’s Labor and Employment Bills During Her First 100 Days in Office by: Pietro Straulino-Rodriguez , Natalia Merino Moreno Upcoming Events Dec 10 2024 Legal AI Week 2024 Nov 25 2024 2024 Election: Impact on the Health Care Legal and Policy Landscape Webinar Dec 4 2024 TSCA 30/30 - December 4, 2024 Dec 4 2024 GLP-1 Drugs: What's Next after FDA's Resolution of Drug Shortages Dec 4 2024 REACH 30/30 - 04 December 2024 Dec 5 2024 Home Care Industry Update Dec 5 2024 Annual Review: Non-compete and Trade Secret Protection for Employers Dec 11 2024 2025 Annual Reporting & Proxy Season Update Print
