William P. WadeOf CounselK&L GatesWebsitewww.klgates.comOrganization ProfileFull ProfileConnectEmail310-552-5071 Professional Biography Mr. Wade concentrates his practice in investment management, ERISA, fiduciary, regulatory, and related securities and tax matters for financial institutions. More Legal and Business Bylines From William P. Wade SEC Enforcement Action Cites Bank for Operating Collective Investment Funds as Unregistered Investment Companies: Key Takeaways for Banks and Advisers - (Posted On Friday, November 20, 2020) DOL Issues Proposed Rule on ESG Investing for ERISA Plans Part 2: Implications for Plan Sponsors and Investment Managers - (Posted On Tuesday, July 28, 2020) Private Equity in 401(k) Plans – A Trillion Dollar Opportunity? - (Posted On Wednesday, June 17, 2020) Fiduciary Rule ̶ No Further Delays - (Posted On Thursday, May 25, 2017) DOL Fiduciary Rule – What’s Next? - (Posted On Friday, February 17, 2017) Current Legal Analysis NYC Permits Private Right of Action for Earned Safe and Sick Time Violations by: Ian Carleton Schaefer , Jamie Moelis EPA Issues Asbestos Part 2 Draft Risk Evaluation, Preliminarily Determines That Asbestos Poses Unreasonable Risk to Human Health by: Lynn L. Bergeson , Lisa M. Campbell Supreme Court Holds that Pure Omissions are not Actionable Under Rule 10b-5(b) in MACQUARIE INFRASTRUCTURE CORP. v. MOAB PARTNERS, L. P. by: Corporate & Business Matters Stubbs Alderton & Markiles Protecting Your Family Matters Newsletter: Spring 2024 by: Stacy D. Phillips Massachusetts Supreme Judicial Court Rejects Compensation Plan Allocating Commissions to Overtime and Premium Pay by: Patrick M. Curran, Jr. Upcoming Legal Education Events Jun 4 2024 FinTech and Securities Trading Platforms May 22 2024 California Labor and Employment Laws: Essential Insights | Union Rules For Non-Union Workforces May 17 2024 Upon Further Review: A Look Back at the Last Year in the Third, Fourth, and D.C. Circuits May 15 2024 Capital Connect: Finance & Funding in Life Sciences Print