Mr. Levine focuses his practice on representing investment companies, their independent board members, investment advisers, and broker-dealers. His experience includes organizing and registering investment companies, preparing materials to assist investment company board members in their review and approval various matters, preparing registration statements, proxy statements and other regulatory filings, and assisting broker-dealers in complying with FINRA and SEC advertising rules. Mr. Levine also has worked to obtain regulatory relief on behalf of clients via SEC exemptive applications and no-action letters.
Primary Practice
Secondary Practices
