Peter McGowan is a partner in the Broker-Dealer & Investment Management Regulation and Private Investment Funds Groups.
Peter has over 25 years of broad-based experience in UK and EU financial services regulatory matters, including advising on: the structuring and establishment of private investment funds; FCA authorisations; perimeter issues; EU passporting; EU and international laws and regulations such as AIFMD, Basel III, MiFID, UCITS, EMIR, Prospectus Directive, CRD, BRRD, Solvency II and short selling regulations; conduct of business; financial promotions and marketing; client assets; regulatory capital; market abuse; systems and controls; appointed representatives and tied agents; anti-money laundering; changes of control and close links; persons with significant control and approved persons and the senior managers regimes.
