Lucy WolfAssociateProskauer Rose LLPWebsitewww.proskauer.comOrganization ProfileFull ProfileBlogwww.privateequitylitigation.comConnectEmail617-526-9653 Professional Biography Lucy Wolf is an associate in the Litigation Department and a member of the Private Funds Group. More Legal and Business Bylines From Lucy Wolf Privacy in the Time of Pandemic: COVID-19 Provides Opportunity to Revisit Regulation S-P Privacy Policies - (Posted On Tuesday, June 30, 2020) When is a Cross-Trade a Principal Trade? SEC Brings Enforcement Action Against a Fund Manager That Appears not to Have Understood - (Posted On Wednesday, March 18, 2020) Fund Sponsor’s Fee Calculation Mistake Leads to SEC Enforcement - (Posted On Wednesday, October 02, 2019) Delaware Chancery Declines Post-Filing Use of Section 220 Books and Records Inspection Request - (Posted On Tuesday, February 26, 2019) SEC Extends Registration Requirements for Investment Companies and Broker Dealers to ICO/Crypto Firms - (Posted On Tuesday, September 25, 2018) Crypto Crackdown – SEC Imposes Broker-Dealer and Investment Company Registration Provisions on Token Traders and a Crypto Fund - (Posted On Monday, September 17, 2018) U.S. House Bill Aims to Curtail SEC Staff’s Ability to Obtain Algorithmic Trading Source Code - (Posted On Friday, November 03, 2017) Pay-to-Play – SEC Expands Scope of Rule to CABs - (Posted On Thursday, October 12, 2017) Current Legal Analysis Treasury and IRS Issue Guidance for SAF Credit by: Lynn L. Bergeson , Carla N. Hutton In Landmark Whistleblower Case Raytheon to Pay $950 Million Over Charges of Bribery and Defective Pricing by: Geoff Schweller A Conversation with Deputy Commissioner Jim Jones [Podcast] by: Lynn L. Bergeson Fintech Industry Associations Respond to Federal Regulators’ Joint RFI on Bank-Fintech Partnerships by: A.J. S. Dhaliwal , Mehul N. Madia Arrowood Indemnity Co. Liquidation: Bar Date for Claims Set for Jan. 15, 2025 by: Lorelie S. Masters Upcoming Events Nov 5 2024 The Major Questions Doctrine: A Challenge to the SEC’s Authority Nov 6 2024 Competition Crosshairs on the Food and Beverage Industry: DOJ and FTC Priorities in a Changing Administration Nov 7 2024 Nelson Mullins 2024 Value-Based Care Conference: Evolving Value-Based Strategies Nov 11 2024 National CLE Week Nov 12 2024 Staying Ahead: Insights into California's Multifamily Employment Landscape Nov 13 2024 How to Build an Effective AI Governance Program: Considerations for Group Health Plans and Health Insurance Issuers Nov 13 2024 Visa & Immigration Solutions to Nursing Home Staffing Mandates Nov 13 2024 Managing AI Legal Governance Panel Print
