Jason Grimes is an associate in the firm’s financial institutions and futures and derivatives practice groups. He advises clients on a wide range of regulatory matters, including compliance with various state and federal banking laws, and compliance with the Commodity Exchange Act.
Representative Matters
- Advised a CFTC-registered swap dealer on compliance issues related to trading on swap execution facilities
- Advised a major financial institution in connection with the treatment of non-deliverable forward transactions under the Dodd-Frank Act.
- Advised financial institutions with respect to compliance with capital adequacy requirements.
- Representation of Synchrony Financial (GE Capital’s North American retail finance business) in connection with its approximately $2.95 billion initial public offering.
- Advised private fund regarding laws related to non-bank commercial lending.
