Matthew Mangan is a partner in K&L Gates' investment management group. He counsels investment advisers, private fund managers and broker-dealers on a variety of fund formation, product structuring, transactional, regulatory and compliance, and securities law matters. He regularly works with clients to structure and document U.S. and offshore private investment funds and assists clients with a variety of state and federal regulatory and compliance issues. He also represents government plans and other institutional investors in connection with their investments in hedge funds, private equity, venture capital and real estate funds. He also counsels clients on complex seeding arrangements, corporate structure and entity formation issues.
Matthew also represents individuals and entities on securities enforcement matters involving the SEC, FINRA and other regulatory authorities, and has substantial experience conducting internal investigations in matters relating to securities regulation and compliance.
Matthew regularly assists clients with state and federal registration issues and the application of various exemptions.
