Alexander C. KimAssociate Katten Websitekatten.com/Organization ProfileFull ProfileConnectEmail212-940-6535 Professional Biography Alexander Kim is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Alexander C. Kim SEC Denial of Grayscale Bitcoin Fund Was Arbitrary and Capricious, Rules DC Circuit Court of Appeals - (Posted On Monday, September 18, 2023) FINRA Gains Greater Jurisdiction and Members: Amendments to SEC Rule 15b9-1 Will Require Most Proprietary Trading Broker-Dealers to Join FINRA - (Posted On Wednesday, September 06, 2023) Broker-Dealer Proprietary Trading Groups: FINRA May Be In Your Future - (Posted On Monday, August 15, 2022) Block Trades, EFRPs and Assorted Other Trade Practice Issues: A Practical Guide of Current Status - (Posted On Wednesday, July 27, 2022) New and Familiar Compliance Challenges for FINRA Members in 2021 and What That Means for 2022 - (Posted On Thursday, March 03, 2022) Securities Regulatory and Enforcement: Four Asset Management Trends - (Posted On Sunday, December 26, 2021) Notice of Filing of a Proposed Rule Change to Adopt a Supplemental Liquidity Schedule - (Posted On Friday, May 21, 2021) CFTC Staff Issues Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19 - (Posted On Friday, April 16, 2021) CFTC Staff Provides Further Brexit-Related Relief - (Posted On Friday, April 16, 2021) Pagination Previous page ‹ Previous Page 4 Current Legal Analysis California Court of Appeal Holds That Derivative Litigation Settlement Procedural Rules Apply Even In Intra-Shareholder Suits in Closely Held Companies by: Sheppard, Mullin, Richter, & Hampton LLP California AG Reaches Record $1.55 Million Settlement with Healthline.com for Alleged CCPA Violations by: Hunton Andrews Kurth’s Privacy and Cybersecurity California’s AI Employment Discrimination Regs Receive Final Approval by: Danielle Ochs , Zachary V. Zagger FDA Publishes Proposed 2025 Human Foods Program Guidance Agenda by: Food and Drug Law at Keller and Heckman OFCCP Proposes Changes to Employment Discrimination Complaint Forms by: T. Scott Kelly Texas Becomes Seventh State to Ban Lab-Grown Meat by: Food and Drug Law at Keller and Heckman Texas Enacts Sweeping AI Law: Disclosure, Consent, and Compliance Requirements Take Effect in 2026 by: A.J. S. Dhaliwal , Mehul N. Madia Texas Passes Legislation to Regulate Sales-Based Financing by: A.J. S. Dhaliwal , Mehul N. Madia Pennsylvania to Require Licenses for Virtual Currency Transmitters by: A.J. S. Dhaliwal , Mehul N. Madia Eyes Open to the Past: Federal Circuit Holds Prosecution History Is Claim Construction Evidence by: Isaiah D. Anderson FHFA Orders Fannie Mae and Freddie Mac to Consider Cryptocurrency Reserves in Mortgage Risk Assessments by: A.J. S. Dhaliwal , Mehul N. Madia Oregon Prohibits Medical Debt in Credit Reports by: A.J. S. Dhaliwal , Mehul N. Madia Supreme Court Decision Legalizing Same-Sex Marriage Hits 10-Year Anniversary by: Nonnie L. Shivers FERC and DOE Roll Back NEPA Rules to Accelerate Permitting by: Varu Chilakamarri , Timothy J. Furdyna Fourth Circuit Rules for Employer When Employee Failed to Participate in Interactive Process by: Fiona W. Ong , Meredith Hamilton Upcoming Events Jul 8 2025 Environmental Essentials Webinar - EPA’s Proposed Repeal of the Carbon Pollution Standards for Power Plants: Implications for the Rest of Industry Jul 9 2025 July 9 WEBINAR | Crossing Borders: US Business Immigration Strategies for Israeli Companies Jul 9 2025 Employment Law in the US Jul 10 2025 Mandatory Roth Catch-up Print
