Alexander C. KimAssociate Katten Websitekatten.com/Organization ProfileFull ProfileConnectEmail212-940-6535 Professional Biography Alexander Kim is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Alexander C. Kim SEC Targets Crypto Infrastructure Provider: Consensys Charged with Operating Unregistered Broker and Selling Unregistered Securities - (Posted On Monday, July 22, 2024) Ether’s Legal Status Clarified? CFTC Scores Win as Court Backs Agency’s Commodity Classification - (Posted On Monday, July 22, 2024) A Brave New World: The Supreme Court Torpedoes the 'Administrative State' - (Posted On Friday, July 12, 2024) The Lesson of Prometheus – A Special Purpose Broker Dealer May Cause Havoc in TradFi by Unilaterally Declaring ETH To Be A Security - (Posted On Monday, March 11, 2024) Copy and Paste: The SEC Adopts Security-Based Swap Execution Facility Rules that Closely Resemble Existing CFTC Swap Execution Facility Rules - (Posted On Tuesday, November 14, 2023) SEC’s Request for Interlocutory Appeal of Favorable Rulings for Ripple Labs’ Defendants Rejected Based on Well-Settled Law - (Posted On Tuesday, October 24, 2023) Tread with Caution: New CFTC Enforcement Advisory on Penalties, Monitors and Admissions Portends Increased Compliance Costs for Industry - (Posted On Tuesday, October 24, 2023) SEC Denial of Grayscale Bitcoin Fund Was Arbitrary and Capricious, Rules DC Circuit Court of Appeals - (Posted On Monday, September 18, 2023) FINRA Gains Greater Jurisdiction and Members: Amendments to SEC Rule 15b9-1 Will Require Most Proprietary Trading Broker-Dealers to Join FINRA - (Posted On Wednesday, September 06, 2023) Broker-Dealer Proprietary Trading Groups: FINRA May Be In Your Future - (Posted On Monday, August 15, 2022) Pagination Page 1 Next page Next › Current Legal Analysis Weekly IRS Roundup July 15 – July 19, 2024 by: Evan Walters , Kevin Spencer OFCCP Releases Expedited Conciliation Procedures Directive by: Laura A. Mitchell DHS Adds New STEM Field to Designated Degree Program List by: Anna Reiff ‡ SEC v. SolarWinds Update: U.S. Federal District Court Dismisses Most of the SEC’s Case, but Some Fraud Claims and CISO Liability Remain by: Steven M. Malina , Jena M. Valdetero Governor Newsom Proposes 2-Year Delay to California Climate Disclosure Law by: Jacob H. Hupart France | New Online Filing System by: BAL Global Practice Group Upcoming Legal Education Events Oct 23 2024 33rd Annual Law of Product Distribution and Franchise Seminar Oct 9 2024 Government Contracts Annual Update 2024 Sep 6 2024 Public Company Shareholder Engagement Summit Sep 6 2024 2024 Employment Law Symposium Print