Adam P. HaftAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail212.940.6489 Professional Biography Adam Haft is an associate in the Financial Services practice. Bar Admissions New York More Legal and Business Bylines From Adam P. Haft New Rate for Fees Paid Under Section 31 of the Exchange Act - (Posted On Saturday, February 08, 2020) FINRA Requests Comments on Proposed Amendments to the Capital Acquisition Broker Rules - (Posted On Saturday, February 08, 2020) CFTC Announces Members of New ”Margin Subcommittee" - (Posted On Friday, January 17, 2020) SEC Adopts Final SBS Cross-Border Rule Amendments and Sets Compliance Date for SBS Dealer Registration - (Posted On Saturday, December 21, 2019) FINRA’s Board of Governors Approves Two Rule Proposals - (Posted On Saturday, December 21, 2019) SEC Announces Proposed Amendments to the Definitions of “Accredited Investor” and “Qualified Institutional Buyer” - (Posted On Friday, December 20, 2019) CFTC to Hold Open Commission Meeting on November 25 - (Posted On Friday, November 22, 2019) SEC Announces the Formation of Asset Management Advisory Committee - (Posted On Friday, October 18, 2019) CFTC, FinCEN, and SEC Issue Joint Statement on Activities Involving Digital Assets - (Posted On Friday, October 18, 2019) FINRA Issues Call for Candidates in Upcoming Small Firm Advisory Committee Election - (Posted On Friday, September 13, 2019) Pagination Previous page ‹ Previous Page 3 Next page Next › Current Legal Analysis CPPA Announces Settlements with Two Data Brokers for Failure to Register Under the California Delete Act by: Kathryn M. Rattigan Chinese Manufactured Batteries Pose Cybersecurity Threat to Critical Infrastructure by: Linn F. Freedman EPA Region 9 Finalizes Purported Expansion of NPDES Stormwater Regulation for Two Watersheds in Los Angeles County by: Erika H. Spanton , Andrew C. Silton Unlocking the Power of Equity-Based Incentive Compensation: Cash-Settled Equity Awards by: Joshua A. Agen Santa is Bringing Long-Awaited Regulatory Changes to Massachusetts Pharmacy Licensure by: Laura D. Pone , Joshua D. McCann, Pharm.D. October 2024 Bounty Hunter Plaintiff Claims by: Sophia B. Castillo , Mitzi Ng Clark Upcoming Events Dec 10 2024 Legal AI Week 2024 Nov 25 2024 2024 Election: Impact on the Health Care Legal and Policy Landscape Webinar Dec 4 2024 TSCA 30/30 - December 4, 2024 Dec 4 2024 GLP-1 Drugs: What's Next after FDA's Resolution of Drug Shortages Dec 4 2024 REACH 30/30 - 04 December 2024 Dec 5 2024 Home Care Industry Update Dec 5 2024 Annual Review: Non-compete and Trade Secret Protection for Employers Dec 11 2024 2025 Annual Reporting & Proxy Season Update Print
