Adam P. HaftAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail212.940.6489 Professional Biography Adam Haft is an associate in the Financial Services practice. Bar Admissions New York More Legal and Business Bylines From Adam P. Haft CFTC Announces 2021 Global Markets Advisory Committee Meeting - (Posted On Friday, March 05, 2021) New Fees for Rate Paid Under Section 31 of the Exchange Act - (Posted On Friday, February 19, 2021) FINRA Amends Arbitration Codes to Increase Arbitrator Chairperson Fees and Certain Arbitration Fees - (Posted On Friday, February 19, 2021) CFTC Approves NFA’s Swap Dealer Capital Model Review Program - (Posted On Friday, January 15, 2021) SEC Adopts Final Resource Extraction Disclosure Rules; Duplicative Regulation Clearing Agency Rule - (Posted On Friday, December 18, 2020) CFTC Issues Order of Registration to ICE Futures Abu Dhabi Limited to Permit Trading by Direct Access from the United States - (Posted On Friday, November 13, 2020) FINRA Releases Information Notice on Cybersecurity Authentication Methods and Releases Regulatory Notice on Revised NAC Sanction Guidelines - (Posted On Friday, October 23, 2020) FINRA Requests Comment on Proposed Proceeding Rule for Failures to Comply With Qualification Examinations Rules of Conduct, Registration Requirements and Eligibility Proceedings Rules - (Posted On Friday, October 02, 2020) SEC Staff to Host Roundtable on Regulation Best Interest and Form CRS on October 26 - (Posted On Friday, October 02, 2020) CFTC Further Extends Certain No-Action Relief to Market Participants in Response to COVID-19 - (Posted On Friday, September 18, 2020) Pagination Page 1 Next page Next › Current Legal Analysis Maryland Adopts Pay Transparency Requirements by: Aaron Vance Hedge Start: Key Tax Issues by: Christopher M Wells When Good Intentions Become PAGA: Initiative to Repeal PAGA on November 2024 Ballot in CA by: Charles O. Thompson , Taylor Hall Hedge Start: When Is CFTC Registration Necessary? by: Christopher M Wells Hedge Start: When Is SEC Registration Necessary? by: Christopher M Wells Upcoming Legal Education Events Jun 12 2024 REACH 30/30 - June 12th, 2024 Jun 4 2024 FinTech and Securities Trading Platforms May 29 2024 Emerging Legal Concepts for Generative AI - Part 3 May 22 2024 Integrating Trending AI and CMMC Compliance Into Vendor Management Print