Adam P. HaftAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail212.940.6489 Professional Biography Adam Haft is an associate in the Financial Services practice. Bar Admissions New York More Legal and Business Bylines From Adam P. Haft CFTC Announces 2021 Global Markets Advisory Committee Meeting - (Posted On Friday, March 05, 2021) New Fees for Rate Paid Under Section 31 of the Exchange Act - (Posted On Friday, February 19, 2021) FINRA Amends Arbitration Codes to Increase Arbitrator Chairperson Fees and Certain Arbitration Fees - (Posted On Friday, February 19, 2021) CFTC Approves NFA’s Swap Dealer Capital Model Review Program - (Posted On Friday, January 15, 2021) SEC Adopts Final Resource Extraction Disclosure Rules; Duplicative Regulation Clearing Agency Rule - (Posted On Friday, December 18, 2020) CFTC Issues Order of Registration to ICE Futures Abu Dhabi Limited to Permit Trading by Direct Access from the United States - (Posted On Friday, November 13, 2020) FINRA Releases Information Notice on Cybersecurity Authentication Methods and Releases Regulatory Notice on Revised NAC Sanction Guidelines - (Posted On Friday, October 23, 2020) FINRA Requests Comment on Proposed Proceeding Rule for Failures to Comply With Qualification Examinations Rules of Conduct, Registration Requirements and Eligibility Proceedings Rules - (Posted On Friday, October 02, 2020) SEC Staff to Host Roundtable on Regulation Best Interest and Form CRS on October 26 - (Posted On Friday, October 02, 2020) CFTC Further Extends Certain No-Action Relief to Market Participants in Response to COVID-19 - (Posted On Friday, September 18, 2020) Pagination Page 1 Next page Next › Current Legal Analysis Beltway Buzz, July 26, 2024 by: James J. Plunkett Weekly IRS Roundup July 15 – July 19, 2024 by: Evan Walters , Kevin Spencer OFCCP Releases Expedited Conciliation Procedures Directive by: Laura A. Mitchell DHS Adds New STEM Field to Designated Degree Program List by: Anna Reiff ‡ SEC v. SolarWinds Update: U.S. Federal District Court Dismisses Most of the SEC’s Case, but Some Fraud Claims and CISO Liability Remain by: Steven M. Malina , Jena M. Valdetero Governor Newsom Proposes 2-Year Delay to California Climate Disclosure Law by: Jacob H. Hupart Upcoming Legal Education Events Oct 23 2024 33rd Annual Law of Product Distribution and Franchise Seminar Oct 9 2024 Government Contracts Annual Update 2024 Sep 6 2024 Public Company Shareholder Engagement Summit Sep 6 2024 2024 Employment Law Symposium Print