In the following video, Megan Gates Co-chair, of the Securities & Capital Markets Practice at Mintz Levin, explains how rules implemented by the SEC and national securities exchanges make raising capital particularly challenging for small-cap companies.

Megan concentrates her practice on providing counsel to public companies with respect to compliance and disclosure obligations under the Securities Exchange Act of 1934, in connection with public and private financings, and on merger and acquisition transactions. She frequently speaks at conferences on securities offerings, corporate governance, and compliance matters, including at Massachusetts Continuing Legal Education (MCLE) panels and industry meetings.