Securities SEC

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Published Title Organization
May
2
2025
What a Relief! Co-Investments Get Easier for Interval Funds, Tender Offer Funds, and Business Development Companies K&L Gates LLP
May
1
2025
Top Ten Regulatory and Litigation Risks for Private Funds in 2025 Proskauer Rose LLP
Apr
30
2025
SEC Chairman Atkins Speaks on Crypto Hunton Andrews Kurth
Apr
28
2025
SEC Policy Shift and Recent Corporation Finance Updates – Part 2 K&L Gates LLP
Apr
28
2025
Eighth Circuit Holds SEC Climate Rule Litigation in Abeyance Mintz
Apr
28
2025
BaFin Publishes Draft Guidance Note on the Influence by Investors K&L Gates LLP
Apr
28
2025
EU Regulators Take Different Enforcement Paths for ESMA ESG Fund Name Guidelines Proskauer Rose LLP
Apr
24
2025
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: April 24, 2025 Polsinelli PC
Apr
24
2025
If You Agree That Stock Issuance Was Not "Compensation, Salary, Or Income", You May Want To Think Carefully Before Issuing A Form 1099 Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
23
2025
ESMA Releases Final Draft RTS and Guidelines on Liquidity Management K&L Gates LLP
Apr
22
2025
A New Playbook: What the CFTC's Operating Divisions Will Consider When Making Enforcement Referrals Katten
Apr
22
2025
If The Shares of a Chinese Company Are Delisted, What Happens to Trading in California? Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
22
2025
Delaware Chancery Court Puts CFIUS Mitigation in Focus for M&A Hunton Andrews Kurth
Apr
22
2025
Joint SEC Whistleblowers Awarded $6 Million for Disclosure Kohn, Kohn & Colapinto
Apr
21
2025
Digital Financial Assets - Out Of The Frying Pan And Into The Fire? Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
18
2025
Digital Dollars, Not Investments: SEC Staff Weighs in on Stablecoins Sheppard, Mullin, Richter & Hampton LLP
Apr
18
2025
Private Market Talks: Navigating Turbulence with Adams Street Partners’ Bill Sacher [Podcast] Proskauer Rose LLP
Apr
18
2025
Trump Administration Issues America First Investment Policy Proskauer Rose LLP
Apr
17
2025
Delaware Law on Fiduciary Duties and Stockholder Agreements Foley & Lardner LLP
Apr
17
2025
AIFMD 2.0 – Draft RTS and Final Guidelines Published on Liquidity Management Tools Proskauer Rose LLP
Apr
16
2025
Fourth Circuit Rejects the Use of Short-Seller Report as a Basis for Satisfying Loss Causation Element in Securities Fraud Action Sheppard, Mullin, Richter & Hampton LLP
Apr
16
2025
The Possible Securities Act Implications Of Harvard's "Nyet" To Government Civil Rights Reform Demands Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
15
2025
CFTC Clarifies that FX Window Forwards are Not “Swaps” Proskauer Rose LLP
Apr
15
2025
Brussels Regulatory Brief: March 2025 K&L Gates LLP
Apr
15
2025
Regulatory Update and Recent SEC Actions: April 2025 Blank Rome LLP
Apr
15
2025
Raising the Bar: SEC Evaluating an Increase in Minimum AUM Threshold for Investment Adviser Registration Proskauer Rose LLP
Apr
15
2025
When Do Blue Sky Laws Apply? Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
14
2025
United States: The SEC Takes Another Key Step Toward Crypto Clarity K&L Gates LLP
Apr
14
2025
SEC Staff Offers Crypto Disclosure Guidelines Greenberg Traurig, LLP
Apr
14
2025
SEC Issues Crypto Securities Disclosure Statement as IRS DeFi Broker Rule Repealed Katten
Apr
14
2025
HHS Restructuring and Workforce Reductions – Key Implications for the Health Care Industry Mintz
Apr
14
2025
German Federal Labor Court Finds Certain Virtual Stock Option Forfeiture Clauses May Unreasonably Disadvantage Employees Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Apr
14
2025
April Welcomes More Flexible Co-Investment Exemptive Relief Under the Investment Company Act of 1940 Katten
Apr
14
2025
Are Many Nasdaq Global Select Corporations Subject To The California General Corporation Law? Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
13
2025
Cyber Risks: Is Your Business Exposed? Financial Poise
 
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