Securities SEC

Published between:
Published Title Organization
Jul
3
2025
United States: Staff Shares Disclosure ABCs for ETPs K&L Gates LLP
Jul
3
2025
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: July 3, 2025 Polsinelli PC
Jul
3
2025
CFTC’s FCM FAQ Aims to Guide New Market Entrants but Adds No New Obligations Katten
Jul
2
2025
SEC and SolarWinds Seek Settlement in Securities Fraud Case Hunton Andrews Kurth
Jul
2
2025
SEC Adopts Amendments to Beneficial Ownership Reporting Rules for Schedules 13D and 13G Winstead
Jul
1
2025
Countdown to the Treasury Clearing Mandate: Will the Capital Rules Keep Pace? Katten
Jun
30
2025
EUROPE: ESMA Issues Technical Advice to the Commission for Its Review of the UCITS Eligible Assets Directive (EAD) K&L Gates LLP
Jun
30
2025
Emerging Securities Filings and Disclosure Risks: Do Not Let AI Do the Talking Hunton Andrews Kurth
Jun
26
2025
From Wall Street to Main Street: Investor Advocate Puts Private Funds on the 401(k) Horizon Proskauer Rose LLP
Jun
26
2025
ASIC Appeals Full Federal Court's Finding in Favour of Block Earner: Key Takeaways for Crypto Companies K&L Gates LLP
Jun
25
2025
Investment Management Client Alert June 2025 K&L Gates LLP
Jun
24
2025
SEC Withdraws Guidance That Companies Must Disclose Foreign Climate Litigation Mintz
Jun
24
2025
Recent Ninth Circuit Opinion Finds Failure of Company to Push Back on an SEC Comment as Evidence of Alleged Section 12(a)(2) Liability Barnes & Thornburg LLP
Jun
24
2025
SEC Reassesses Foreign Private Issuer Eligibility K&L Gates LLP
Jun
24
2025
SEC’s New Concept Release on Foreign Private Issuer Standards ArentFox Schiff LLP
Jun
24
2025
Trump Administration SEC Withdraws Proposed Anti-Greenwashing Rule Mintz
Jun
24
2025
SEC Seeks Comment on “Foreign Private Issuer” Definition Hunton Andrews Kurth
Jun
23
2025
Delaware Supreme Court Revives Kraft Heinz Stock Sale Suit, Clarifies Rule 60(b)(3) Delaware Corporate & Commercial Law Monitor
Jun
23
2025
Washington Federal Court Refuses to Dismiss SOX Whistleblower Claim Despite Plaintiff Working Abroad Proskauer Rose LLP
Jun
20
2025
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: June 20, 2025 Polsinelli PC
Jun
20
2025
Senate Finance Committee Proposes Updated and Permanent Qualified Opportunity Zones Text for the ‘One, Big, Beautiful Bill’ Greenberg Traurig, LLP
Jun
20
2025
Key Takeaways from the UK Financial Conduct Authority's Revised Enforcement Guide K&L Gates LLP
Jun
20
2025
Cutting Red Tape and Supporting Growth: the EU’s Omnibus IV Simplification Package on Small Mid-Cap Companies Squire Patton Boggs (US) LLP
Jun
18
2025
SEC Disgorgement Stuck in Circuit Split After Supreme Court Declines to Intervene Bradley Arant Boult Cummings LLP
Jun
18
2025
Oregon Targets Corporate Practice of Medicine with Enacted Bill: What SB 951 Means for MSOs, PE-Backed Physician Groups, and Physicians Sheppard, Mullin, Richter & Hampton LLP
Jun
18
2025
ASIC Trialling Fast-Tracked Initial Public Offerings K&L Gates LLP
Jun
18
2025
Shareholder Disputes in Medical and Dental Practices in Australia K&L Gates LLP
Jun
16
2025
SEC Formally Withdraws Fourteen Rule Proposals Proskauer Rose LLP
Jun
16
2025
DOJ Issues FCPA Investigations and Enforcement Guidelines Bradley Arant Boult Cummings LLP
Jun
16
2025
New FCPA Guidelines: Time for Companies to Rethink Compliance Programming? Barnes & Thornburg LLP
Jun
16
2025
SEC Requests Stay of CAT-Related Class Action Proceedings Katten
Jun
14
2025
A Wave of Amendments to Texas Corporate Law: What Bank Holding Companies and Banks in Texas Need to Know Hunton Andrews Kurth
Jun
13
2025
SEC and CFTC Further Delay Form PF Compliance Date to October 1, 2025 Polsinelli PC
Jun
12
2025
DOJ Releases New Guidelines for FCPA Enforcement Kohn, Kohn & Colapinto
Jun
12
2025
On the Hot Seat: Brian Quintenz Faces Senate Spotlight in CFTC Confirmation Hearing Katten
 
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