Securities SEC

Published between:
Published Title Organization
Sep
11
2026
SEC and FDA Sign Memorandum of Understanding Formalizing Cross-Agency Information Sharing Barnes & Thornburg LLP
Sep
10
2026
FinCEN’s $13 Billion Scam Center Alert: What Banks Need to Know About the Fastest-Growing Financial Crime Threat Bradley Arant Boult Cummings LLP
Sep
9
2026
SEC Proposes Sweeping Modernization of Transfer Agent Rules Sheppard, Mullin, Richter & Hampton LLP
Sep
9
2026
SEC and CFTC Further Extend Compliance Date for 2024 Form PF Amendments Proskauer Rose LLP
Sep
9
2026
FDA and SEC Enter MOU to Establish Information Sharing Framework Keller and Heckman LLP
Sep
8
2026
SEC Staff Issues New CFIs Concerning Schedule 13G Eligibility Barnes & Thornburg LLP
Sep
8
2026
Enhanced FDA-SEC Collaboration: How Life Sciences Companies Think About Disclosure, Insider Trading, and Prediction Markets Sheppard, Mullin, Richter & Hampton LLP
Sep
8
2026
When the Structure Isn’t Right: LLCs, Check-the-Box, and the §1045 Rollover (Part IV of IV) Strassburger McKenna Gutnick & Gefsky
Sep
4
2026
United States -​ Away With Pay to Play? K&L Gates LLP
Sep
3
2026
Housing Finance — When Helping a Deal Can Cross a Regulatory Line Miller Canfield
Sep
3
2026
Fair Credit Reporting Act Disputes: When Furnisher Investigations Fall Short Nelson Mullins
Sep
3
2026
A Preview of SEC Fall Rulemaking for Public Companies Hunton Andrews Kurth
Sep
1
2026
Qualified Small Business Stock, Recapitalizations and Code Section 305 Darrow Everett LLP
Aug
31
2026
Building an AI Governance Program That Satisfies Both DOJ and SEC Compliance Expectations Bradley Arant Boult Cummings LLP
Aug
27
2026
SEC Staff Grants No-Action Relief for Digital Asset Custody Greenberg Traurig, LLP
Aug
27
2026
Does the Stock Qualify — and Will It Still? (Part III of IV) Strassburger McKenna Gutnick & Gefsky
Aug
26
2026
Investment Management Client Alert August 2026 K&L Gates LLP
Aug
26
2026
Does the Business Qualify? The Five Tests Every QSBS Issuer Must Satisfy (Part II of IV) Strassburger McKenna Gutnick & Gefsky
Aug
25
2026
Colorado Changes Notice Filing Requirements for SEC-Registered Investment Advisers Stark & Stark
Aug
25
2026
E-2 Visa for South Korean Investors Colombo & Hurd
Aug
24
2026
SEC Proposes “Regulation Crypto Assets” Hunton Andrews Kurth
Aug
24
2026
The Sixth Circuit Revives the Medicare Waiver of Liability for Overpayments and Appeals Epstein Becker & Green, P.C.
Aug
24
2026
2026 Mid-Year Prediction Market Report: Uncertainty Prevails Amidst Extraordinary Federal Action K&L Gates LLP
Aug
21
2026
The SEC’s Long-Awaited Crypto Proposal Katten
Aug
21
2026
SEC Launches New Enforcement Unit for Accounting Fraud Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Aug
21
2026
The Code Section 409(p) Anti-Abuse Rules—What Every S Corporation ESOP Must Know to Avoid Disaster Foley & Lardner LLP
Aug
21
2026
Proposed Changes to the Pre-Lodgement Advertising and Publicity Regime: What Does It Mean? K&L Gates LLP
Aug
21
2026
SEC Staff Updates Policies on Shareholder Proposals Hunton Andrews Kurth
Aug
20
2026
SEC Proposes ‘Regulation Crypto Assets,’ Creating Tailored Crypto Offering Exemptions and Investment Contract Safe Harbor Greenberg Traurig, LLP
Aug
20
2026
Tokenization's New Rulebook: Why It Matters for Israelis in 2026 Carter Ledyard & Milburn LLP
Aug
19
2026
California Affordable Housing: HCD’s Final Loan Portfolio Restructuring Guidelines: What Owners and Investors Need To Know Katten
Aug
18
2026
How Limited Partners Can Protect Their Investments in Real Estate Joint Ventures Darrow Everett LLP
Aug
18
2026
How to Build Healthcare PE Deals That Can Withstand Scrutiny Barnes & Thornburg LLP
Aug
17
2026
The New Math — Part I of IV Strassburger McKenna Gutnick & Gefsky
Aug
17
2026
The Venture Market Is Not Recovering. It Is Reorganizing. Foley & Lardner LLP
 
NLR Logo
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters.

 

Sign Up for any (or all) of our 25+ Newsletters