The Commodity Futures Trading Commission and the UK Financial Conduct Authority (FCA) have entered into a memorandum of understanding pursuant to which they have agreed to cooperate in the supervision and oversight of certain regulated firms that operate on a cross-border basis in the United States and in the United Kingdom. The affected firms include 20 entities that are registered as swap dealers with the CFTC.
CFTC and UK Financial Conduct Authority Sign Memorandum of Understanding
Saturday, October 8, 2016
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