Christian B. Hennion concentrates his practice in financial services and asset management matters, including counseling fund managers, registered investment advisers and commodity trading advisors on both transactional and regulatory matters. Chris has advised a wide range of US and international managers, from start-ups to large institutions, regarding a variety of matters, including private fund launches and reorganizations, advisory engagements, Investment Advisers Act and Commodity Exchange Act compliance obligations, Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) registrations and examinations and related corporate and transactional matters. He is experienced with the preparation and negotiation of offering and advisory documents on behalf of asset management firms, as well as with the SEC and CFTC regulatory requirements and filings applicable to such firms.
