| May 25 2021 |
2021 Q1 Amendments to Alternative Investment Funds Framework |
Nishith Desai Associates |
| May 25 2021 |
ESG Status Quo Persists For Now, Gensler Signals Rulemaking Forthcoming |
Proskauer Rose LLP |
| May 24 2021 |
SEC Staff Statement on Registered Funds Investing in Bitcoin Futures |
Foley & Lardner LLP |
| May 24 2021 |
OCIE Adds ESG/SRI to Routine Adviser Exam Requests |
Foley & Lardner LLP |
| May 24 2021 |
Whistleblower Awards from the U.S. Securities and Exchange Commission |
Barnes & Thornburg LLP |
| May 24 2021 |
Blockchain & Digital Assets: Tax Audits, Litigation & Criminal Tax Defense |
Greenberg Traurig, LLP |
| May 24 2021 |
Corporations Code Saves Church Property |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 20 2021 |
Too Much Bother: Broker/Dealer Affiliate of An Insurer Catering to Retirement Plans |
Norris McLaughlin P.A. |
| May 20 2021 |
SEC Awards Four Whistleblowers More Than $31 Million |
Proskauer Rose LLP |
| May 20 2021 |
Ninth Circuit Holds Loss Causation Required For California Securities Claim |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 19 2021 |
Whistleblower Receives $28 Million for Assisting SEC, Other Agency in Investigation into Company |
Kohn, Kohn & Colapinto |
| May 18 2021 |
Under Armour Inc. Pulls Sales Forward, SEC and Stockholders Push Back |
Proskauer Rose LLP |
| May 18 2021 |
Raising the Bar: SEC to Propose Increased Thresholds for Performance-Based Fees |
Norris McLaughlin P.A. |
| May 17 2021 |
Underperforming SPAC Still Subject to Federal Claims in Securities Class Action |
Proskauer Rose LLP |
| May 14 2021 |
SEC Staff of Division of Investment Management Issues Statement on Registered Funds Investing in Bitcoin Futures |
Vedder Price |
| May 14 2021 |
ESG: European Commission Consults on Draft Delegated Regulation of Disclosure Obligations Under Taxonomy Regulation |
Katten |
| May 14 2021 |
SEC Division of Investment Management Staff Publishes Public Statement on Funds Registered Under Investment Company Act Investing in Bitcoin Futures Market |
Katten |
| May 14 2021 |
SEC Emerges as Main Regulator of Cryptocurrency |
Barnes & Thornburg LLP |
| May 13 2021 |
SEC to Move Quickly on Proposed ESG Disclosures |
K&L Gates LLP |
| May 13 2021 |
An Overview of SEC Defense |
Oberheiden P.C. |
| May 13 2021 |
Focus on ESG Will Continue to Grow Under Biden Administration |
Proskauer Rose LLP |
| May 13 2021 |
SEC Staff Issues Statement on Bitcoin Futures |
Hunton Andrews Kurth |
| May 12 2021 |
Upcoming/New; Post-Closing CFIUS Filing: Sina Corporation and TuSimple Holdings Inc. |
Squire Patton Boggs (US) LLP |
| May 12 2021 |
Investment Adviser to Mutual Fund Cited for Undisclosed Conflicts |
Foley & Lardner LLP |
| May 12 2021 |
Anonymous SEC Whistleblower Receives $3.6 Million Award |
Kohn, Kohn & Colapinto |
| May 12 2021 |
SEC Cryptocurrency Enforcement—Q3 2013–Q4 2020 |
Cornerstone Research |
| May 12 2021 |
SEC Awards $22 Million to Two Whistleblowers |
Proskauer Rose LLP |
| May 12 2021 |
We’re Invested in What? |
Squire Patton Boggs (US) LLP |
| May 11 2021 |
Friends and Family Fraud: LLC Does It |
Norris McLaughlin P.A. |
| May 11 2021 |
First Circuit Adopts Prevailing Standard for Applicability of Federal Securities Laws to Foreign Investors, But Rejects Second Circuit’s Narrower Test |
Proskauer Rose LLP |
| May 10 2021 |
SEC’s Focus on Climate and Environmental, Social and Governance Issues |
Katz Banks Kumin LLP |
| May 10 2021 |
SEC Chairman Testifies About Digital Assets |
Hunton Andrews Kurth |
| May 6 2021 |
The Dog Ate My Financials: Dissembling Filers Sanctioned by the SEC |
Norris McLaughlin P.A. |
| May 4 2021 |
Failure to Cruise Past the Pleading Requirements in the Norwegian Cruise Lines Securities Class Action |
Proskauer Rose LLP |
| May 3 2021 |
Aligning ESG and 10-K Disclosures: A Perspective from a Chief Legal Officer |
Bracewell LLP |
