| May 31 2024 |
SEC Awards $3.4 Million to Whistleblower, Denies Other Claimants |
Kohn, Kohn & Colapinto |
| May 29 2024 |
Mid-Year Recap: Think Beyond US State Laws! |
Sheppard, Mullin, Richter & Hampton LLP |
| May 29 2024 |
Blockchain+ Bi-Weekly: Week of May 29, 2024 |
Polsinelli PC |
| May 29 2024 |
Key Steps for Fund Managers to Avoid Scrutiny Under the SEC’s Pay-to-Play Rule |
Proskauer Rose LLP |
| May 29 2024 |
Why Retirement Plan Sponsors and Fiduciaries Need to Know about the SEC Cybersecurity Amendments |
Jackson Lewis P.C. |
| May 29 2024 |
SEC Approves Ethereum ETFs for Trading |
Greenberg Traurig, LLP |
| May 28 2024 |
Reminder – T-1 Settlement Starts Today, Tuesday, May 28, 2024 |
Mintz |
| May 26 2024 |
Lost-Premium Damages under Merger Agreement – Proposed Amendment to the DGCL in Light of Crispo vs. Musk |
Sheppard, Mullin, Richter & Hampton LLP |
| May 24 2024 |
SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information |
Proskauer Rose LLP |
| May 24 2024 |
Intercontinental Exchange Settles with SEC Over Alleged Delay in Notification of Hack |
Robinson & Cole LLP |
| May 24 2024 |
Supreme Court: Pure Omissions Cannot Support Rule 10b-5(b) Liability |
McDermott Will & Emery |
| May 23 2024 |
SEC Staff Provides Guidance on Cyber Form 8-K Reporting |
Hunton Andrews Kurth |
| May 23 2024 |
SEC Clarifies Confusion Concerning Cybersecurity Incident Reporting |
Greenberg Traurig, LLP |
| May 22 2024 |
NFA Announces Effective Date for New Compliance Rule 2-52 and Related Guidance Re: Member Questionnaire |
K&L Gates LLP |
| May 21 2024 |
UK Regulators Publish Final Securitisation Rules |
Katten |
| May 20 2024 |
New UK Securitisation Framework | Regulators Publish Final Rules |
McDermott Will & Emery |
| May 17 2024 |
SEC Adopts Enhanced Privacy Safeguards |
K&L Gates LLP |
| May 17 2024 |
For First Time, Whistleblower Receives SEC Award After Appealing Denial Before Court of Appeals |
Kohn, Kohn & Colapinto |
| May 16 2024 |
SEC Staff Issues Comments on Earnings Calls and MD&A Disclosures |
Barnes & Thornburg LLP |
| May 16 2024 |
Four Months Out: Private Fund Advisors Prepare for September Compliance Deadline Amidst Challenge in the Fifth Circuit |
ArentFox Schiff LLP |
| May 16 2024 |
Democratic Lawmakers Urge SEC Action on Greenwashing |
Mintz |
| May 16 2024 |
Fifth Circuit Upholds (For Now) SEC Rules Concerning ESG Proxy Votes |
Mintz |
| May 15 2024 |
ESMA’s Final ESG Fund Name Guidelines |
Proskauer Rose LLP |
| May 15 2024 |
Recent SEC Rules and Guidance Impose New Obligations on SPACs and Reverse Mergers |
Mintz |
| May 15 2024 |
Go Ahead and Take a CIP: SEC and Treasury Department Propose New Regulations for Investment Advisors |
K&L Gates LLP |
| May 14 2024 |
The Corporate Transparency Act: A Reporting Guide for Medical Groups and MSOs |
Sheppard, Mullin, Richter & Hampton LLP |
| May 14 2024 |
Europe: ESMA Publishes Guidelines on Fund Names Using ESG or Sustainability-Related Terms |
K&L Gates LLP |
| May 9 2024 |
Blockchain+ Bi-Weekly: Week of May 9, 2024 |
Polsinelli PC |
| May 7 2024 |
Chamber of Commerce Highlights Some Differences Between SEC and California Climate Disclosure Mandates |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 6 2024 |
Hedge Start: When Is SEC Registration Necessary? |
Proskauer Rose LLP |
| May 3 2024 |
Is There a California Connection to Kirschner? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 3 2024 |
The Cavalry Has Arrived: Eighth Circuit Allows Democratic State Attorneys-General to Intervene in Support of the SEC's Climate Disclosure Rule |
Mintz |
| May 2 2024 |
What's The Deal With New SEC Rule 3a5-4 And California? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 30 2024 |
Carbon Quarterly - Volume 8 |
K&L Gates LLP |
| Apr 30 2024 |
Federal Cyber Enforcement Hits Crypto Hard, But Crypto is Hitting Back |
Katz Banks Kumin LLP |
