| Nov 7 2024 |
Compliance Outreach Program: Private Funds Panel |
K&L Gates LLP |
| Nov 7 2024 |
Supreme Court Hears Argument On Whether "What's Past Is Prologue" |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 6 2024 |
Guidelines on Funds’ Names Using ESG or Sustainability-Related Terms |
Squire Patton Boggs (US) LLP |
| Nov 5 2024 |
Watch Now: Looking Ahead to 2025: SEC Regulations, Enforcement and More [Video] |
Barnes & Thornburg LLP |
| Nov 5 2024 |
SEC’s 2025 Exam Priorities: What Investment Advisers Need to Know |
Polsinelli PC |
| Nov 5 2024 |
Florida Amends Securities and Investor Protection Act: Key Changes to Private Placement, Institutional Investor Exemptions |
Greenberg Traurig, LLP |
| Nov 5 2024 |
ISS Issues October 2024 Update to its Executive Compensation Policies FAQs |
Proskauer Rose LLP |
| Nov 5 2024 |
Will This Effluence Ever End? One More Public Company Proposes To Leave Delaware For Nevada |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 4 2024 |
Texas District Court Issues Preliminary Injunction Halting OFCCP Administrative Proceeding |
Proskauer Rose LLP |
| Nov 4 2024 |
SEC Fines Four Companies for SolarWinds-Related Cyber Incident Disclosure Failures |
Hunton Andrews Kurth |
| Nov 1 2024 |
FinCEN Releases Final Anti-Money Laundering Rule for Investment Advisers |
ArentFox Schiff LLP |
| Nov 1 2024 |
Energy & Sustainability Litigation Updates — November 2024 |
Mintz |
| Nov 1 2024 |
Court Grants Preliminary Injunction Citing Likelihood of ABM’s Success on Challenging the Constitutionality of the Structure of OFCCP’s Civil Enforcement Process |
Hunton Andrews Kurth |
| Oct 31 2024 |
SEC Files Actions Against 4 Public Companies for Negligent Cybersecurity Disclosures |
Greenberg Traurig, LLP |
| Oct 31 2024 |
A Review of Recent Whistleblower Developments – Q3 2024 |
Foley & Lardner LLP |
| Oct 31 2024 |
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: October 31, 2024 |
Polsinelli PC |
| Oct 30 2024 |
SEC Division of Examinations Publishes 2025 Priorities |
Katten |
| Oct 30 2024 |
SEC Cyber Disclosure Charges Highlight Role of D&O Insurance to Mitigate Cyber Risks |
Hunton Andrews Kurth |
| Oct 29 2024 |
SEC 2025 Examination Priorities for Registered Investment Advisers |
Miller Canfield |
| Oct 28 2024 |
SEC’s Division of Examinations Releases Priorities for Fiscal Year 2025 |
Foley & Lardner LLP |
| Oct 28 2024 |
SEC Division of Examinations 2025 Priorities |
Greenberg Traurig, LLP |
| Oct 25 2024 |
New 2025 SEC Examination Priorities: What Should a Private Fund Adviser Know? |
Foley & Lardner LLP |
| Oct 24 2024 |
Four Companies Settle Allegations of Deceptive Cyber Disclosures with SEC |
Robinson & Cole LLP |
| Oct 24 2024 |
SEC Says Crypto ETPs Are Exam Priority |
K&L Gates LLP |
| Oct 24 2024 |
SEC's 2025 Exam Priorities Include Cybersecurity and AI |
Katten |
| Oct 24 2024 |
SEC Continues Its Persecution of Crime Victims |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 23 2024 |
CME's Financial and Regulatory Surveillance Department Issues Long-Awaited Guidance |
Katten |
| Oct 22 2024 |
SEC’s 2025 Examination Priorities Signal Key Areas of Interest to Whistleblowers |
Kohn, Kohn & Colapinto |
| Oct 22 2024 |
SEC’s Division of Examinations Halloween Treat–2025 Priorities |
K&L Gates LLP |
| Oct 22 2024 |
SEC Fines Investment Adviser $4 Million for Improper Labeling of ESG Funds |
Mintz |
| Oct 21 2024 |
Australia Greenwashing: Half-Yearly Review of ASIC and ACCC Prosecutions – and ACCC Position on Environmental Collaborations |
K&L Gates LLP |
| Oct 18 2024 |
CFPB and DOJ Target Mortgage Lender for Alleged Discriminatory Redlining Practices |
Sheppard, Mullin, Richter & Hampton LLP |
| Oct 18 2024 |
Federal District Court Rules Qui Tam Whistleblower Enforcement of False Claims Act Unconstitutional |
Polsinelli PC |
| Oct 18 2024 |
SEC Fines Director for Failing to Disclose Close Friendship with Senior Executive |
McDermott Will & Emery |
| Oct 17 2024 |
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: October 17, 2024 |
Polsinelli PC |
