| Aug 9 2022 |
SEC Awards $16 Million to Two Whistleblowers |
Kohn, Kohn & Colapinto |
| Aug 8 2022 |
The SEC "Special Ops" of Enforcement: Five cases Identified by Analysis and Detection Center |
Norris McLaughlin P.A. |
| Aug 5 2022 |
Special Situation Funds: An Attempt To Revolutionalize Stressed Assets Space |
Nishith Desai Associates |
| Aug 5 2022 |
Investors Take Sink-or-Swim Approach to Struggling Crypto Startups |
Foley & Lardner LLP |
| Aug 5 2022 |
Section 18 "Eyeball Reliance" Claim Brought to the SPAC Fight |
Mintz |
| Aug 5 2022 |
Concerning Questions Raised by SEC Action Against Former Coinbase Employee |
Polsinelli PC |
| Aug 4 2022 |
SEC Adds Twenty New Crypto Asset Enforcers |
Foley & Lardner LLP |
| Aug 4 2022 |
Senate Bill Defines Bitcoin, Ether as Digital Commodities to be Regulated By CFTC |
Mintz |
| Aug 4 2022 |
Second Circuit Limits Scope of SEC Whistleblower Incentives |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 3 2022 |
Money Doesn’t Grow on Leaves: Cannabis Investing for Dummies (and Non-Dummies) |
Bradley Arant Boult Cummings LLP |
| Aug 3 2022 |
Delaware Finally Catches Up To Nevada (Well, Not Quite) |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 3 2022 |
Futures Audit Trails Requirements: A Compliance Minefield? |
Katten |
| Aug 2 2022 |
United States: SEC vs. WAHI: An Insider Trading Action With Surprising Impacts On The Investment Management Industry |
K&L Gates LLP |
| Aug 2 2022 |
SEC Awards $500,000 to Two Whistleblowers |
Kohn, Kohn & Colapinto |
| Aug 2 2022 |
The Meaning Of Moot Is Moot |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 1 2022 |
Who Are You? Auditor or Consultant, And Nonetheless Cheating on Exams |
Norris McLaughlin P.A. |
| Aug 1 2022 |
Republican SEC Commissioners Telegraph Continued Opposition to Climate Disclosure Rules |
Mintz |
| Aug 1 2022 |
Does the SEC "Best Interest" Regulation Go Far Enough? |
ArentFox Schiff LLP |
| Aug 1 2022 |
Australia: DDO Implementation and Enforcement |
K&L Gates LLP |
| Aug 1 2022 |
Futures Intermediaries: Pre-Hedge Block Trades At Your Own Risk |
Katten |
| Jul 29 2022 |
T-Mobile to Pay $500 Million to Settle Claims Related to 2021 Breach |
Hunton Andrews Kurth |
| Jul 29 2022 |
National Whistleblower Appreciation Day 2022 |
Tycko & Zavareei LLP |
| Jul 29 2022 |
West Virginia Penalizes Major Companies for Embracing ESG Principles |
Mintz |
| Jul 29 2022 |
The Power of ESG-Issues to Blur Traditional Jurisdiction of Regulators |
Nishith Desai Associates |
| Jul 29 2022 |
SEC v. Wahi: An Enforcement Action that Could Impact the Broader Crypto / Digital Assets Industry |
K&L Gates LLP |
| Jul 29 2022 |
Rise of Financial Crime in the NFT Market Elicits New Scrutiny from Regulators |
Proskauer Rose LLP |
| Jul 28 2022 |
A Diffuse Mission for the SEC's Climate and ESG Task Force? |
Mintz |
| Jul 28 2022 |
Déjà Vu All Over Again: SEC Reverses 2020 Proxy Rules Changes and Proposes Shareholder Proposal Rule Changes |
K&L Gates LLP |
| Jul 28 2022 |
7 FINRA/SEC Wells Notice Step-by-Step Response Strategies |
Oberheiden P.C. |
| Jul 28 2022 |
SEC Amends Electronic Filing Requirements for Form 144, Form 11-K, and Annual Reports |
Jones Walker LLP |
| Jul 28 2022 |
"All Purchasers" Does Not Always Mean All Purchasers |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 27 2022 |
Number of Securities Class Action Filings Remains Steady in First Half of 2022 |
Cornerstone Research |
| Jul 27 2022 |
Is Crypto a Security? Insider Trading Case Leads to DOJ, SEC Scrutiny |
Barnes & Thornburg LLP |
| Jul 27 2022 |
Block Trades, EFRPs and Assorted Other Trade Practice Issues: A Practical Guide of Current Status |
Katten |
| Jul 27 2022 |
The "Other Shoe Drops" - SEC Investigating Coinbase |
Mintz |
