| Feb 11 2022 |
SEC Issues Proposed Cyber Rule, Including 48-Hour Breach Reporting Requirement |
Greenberg Traurig, LLP |
| Feb 11 2022 |
SEC Proposes New Cybersecurity Rules for Investment Managers |
Hunton Andrews Kurth |
| Feb 11 2022 |
SEC Settles Charges Against Operating Company for Failure to Evaluate and Disclose Director's Breach of Independence Standards |
Vedder Price |
| Feb 11 2022 |
Cadwalader Cabinet: Past Time for Pens Down |
Cadwalader, Wickersham & Taft LLP |
| Feb 11 2022 |
Highlights from the SEC Division of Enforcement's 2021 Annual Report |
Vedder Price |
| Feb 11 2022 |
SEC Proposes Cybersecurity Regulations for Advisers and Funds |
Squire Patton Boggs (US) LLP |
| Feb 11 2022 |
SEC Staff Statement Highlights Need for Form CRS Disclosure Improvements |
Vedder Price |
| Feb 11 2022 |
SEC Proposes New Cybersecurity Rules for Investment Advisers and Investment Companies |
Vedder Price |
| Feb 11 2022 |
SEC to Advisors and Funds – Adopt and Implement Cybersecurity Policies and Procedures |
Jackson Lewis P.C. |
| Feb 10 2022 |
SEC Proposes Significant Money Market Fund Reforms |
Vedder Price |
| Feb 10 2022 |
SEC Proposes New Securities Lending Reporting Requirements |
Vedder Price |
| Feb 10 2022 |
Benefits of and Best Practices for Protecting Artificial Intelligence and Machine Learning Inventions as Trade Secrets |
Mintz |
| Feb 10 2022 |
SEC Proposes a Variety of Rules Applicable to Security-Based Swaps |
Vedder Price |
| Feb 10 2022 |
Cadwalader Cabinet: It's Raining Rules |
Cadwalader, Wickersham & Taft LLP |
| Feb 10 2022 |
SEC Proposes Two Amendments to Whistleblower Reward Program Rules |
Kohn, Kohn & Colapinto |
| Feb 10 2022 |
Don’t Wait for the Perfect Time for a Tabletop Exercise |
Robinson & Cole LLP |
| Feb 10 2022 |
New UAE Federal Data Protection Law |
K&L Gates LLP |
| Feb 10 2022 |
Decentralized Finance: The Next Frontier of SEC Enforcement |
Proskauer Rose LLP |
| Feb 10 2022 |
SEC Proposes to Increase Regulation of Private Investment Fund Advisers |
Nelson Mullins |
| Feb 10 2022 |
T+1 – Proposed Rules Would Shorten the Settlement Cycle |
Nelson Mullins |
| Feb 9 2022 |
SEC Proposes Amendments to Form PF to Increase Oversight of Private Funds |
K&L Gates LLP |
| Feb 9 2022 |
The SEC Releases New Private Fund Risk Alert and Proposed Changes to Form PF |
Vedder Price |
| Feb 9 2022 |
Reporting of U.S. Ownership on Tic Form SHC Due by March |
K&L Gates LLP |
| Feb 8 2022 |
Form PF Changes Ahead – the SEC Keeps Its Focus on Private Fund Advisers |
Foley & Lardner LLP |
| Feb 8 2022 |
SEC Brings Charges Against Blockchain-Based Trading Platform Over Alleged Violations of Disclosure Rules |
Proskauer Rose LLP |
| Feb 8 2022 |
State Treasurers Call on SEC to Investigate Apple’s Nondisclosure Agreements |
Zuckerman Law |
| Feb 7 2022 |
Illinois Supreme Court Rules BIPA Claims Are Not Preempted by the Illinois Workers’ Compensation Act |
Sheppard, Mullin, Richter & Hampton LLP |
| Feb 7 2022 |
Attorneys General to Increase Enforcement Efforts on “Dark Patterns” |
Hunton Andrews Kurth |
| Feb 7 2022 |
Proposed Money Market Fund Reforms Related to Negative Interest Rates Favor Conversion to Floating NAV and Prohibit Other Stabilizing Measures |
K&L Gates LLP |
| Feb 7 2022 |
SEC Says Remedy Stops Penalty: HeadSpin Avoids Fine in SEC Fraud Action |
Proskauer Rose LLP |
| Feb 4 2022 |
SEC Commissioner Lee Suggests Role for ESG in Executive Pay |
Mintz |
| Feb 3 2022 |
SEC Survives Initial Challenge in First Enforcement Action Alleging ‘Shadow Trading’ |
McDermott Will & Emery |
| Feb 3 2022 |
Colorado Attorney General Issues Data Security Best Practices Guidance Document |
Robinson & Cole LLP |
| Feb 3 2022 |
SEC Chair Emphasizes Cybersecurity and Gives Clues as to Future Cyber Regulations |
Squire Patton Boggs (US) LLP |
| Feb 3 2022 |
New Rules for Filing Fee Tables are in Effect |
Nelson Mullins |
