| Sep 2 2022 |
ESMA: Rules for Third Country Benchmarks Are Not Fit for Purpose and Should Be Reviewed |
Cadwalader, Wickersham & Taft LLP |
| Sep 1 2022 |
5G Technology Updates September 2022 |
Bradley Arant Boult Cummings LLP |
| Sep 1 2022 |
New SEC "Pay for Performance" Proxy Disclosure Rules Will Require Significant Advance Planning and Effort |
Cadwalader, Wickersham & Taft LLP |
| Aug 31 2022 |
SEC Adopts Pay for Performance Rules |
Womble Bond Dickinson (US) LLP |
| Aug 31 2022 |
Draft SEC Five-Year Strategic Plan Emphasizes Importance of Climate Disclosures |
Mintz |
| Aug 30 2022 |
Securities and Exchange Commission Significantly Expands Executive Compensation Disclosures |
K&L Gates LLP |
| Aug 29 2022 |
FRAUDSTERS PAY – THE PUBLIC PROFITS: A Cost-Benefit Analysis of Whistleblower Reward Laws |
Kohn, Kohn & Colapinto |
| Aug 29 2022 |
US Executive Branch Update – August 29, 2022 |
Squire Patton Boggs (US) LLP |
| Aug 29 2022 |
New SEC Rules Heighten Scrutiny Over Executive Pay |
McDermott Will & Schulte LLP |
| Aug 29 2022 |
Armored to the Brink: SEC Finds Security Company’s Confidentiality Agreement Illegal |
Norris McLaughlin P.A. |
| Aug 29 2022 |
SEC Proposes to Clear-Up Clearing Agencies' Governance to Mitigate Directors' Potential Conflicts of Interest |
Katten |
| Aug 28 2022 |
Work From Home No More? |
Mintz |
| Aug 26 2022 |
SEC Approves Rule Changes to Better Incentivize Whistleblowers |
Kohn, Kohn & Colapinto |
| Aug 26 2022 |
SEC Adopts Pay Versus Performance Disclosure Effective for 2023 Proxy Season |
Jones Walker LLP |
| Aug 26 2022 |
The UK National Security Regime Wets Its Feet: UK Government Publishes New Guidance |
K&L Gates LLP |
| Aug 26 2022 |
Digital Asset Businesses Amp Up Their Compliance Measures to Avoid Insider Trading Actions |
Barnes & Thornburg LLP |
| Aug 26 2022 |
First Circuit: FCPA is not a “Rule or Regulation of the SEC” Under SOX Whistleblower Provision |
Proskauer Rose LLP |
| Aug 26 2022 |
Electronic Signatures in Securities Transactions |
Stark & Stark |
| Aug 23 2022 |
SEC - CFTC Joint Proposed Amendments Introduce Enhanced Private Fund Reporting Requirements |
ArentFox Schiff LLP |
| Aug 23 2022 |
SEC v. Wahi: An Enforcement Action Impacting the Broader Crypto/digital Assets and Investment Management Industries |
K&L Gates LLP |
| Aug 22 2022 |
Sell Only What You Know: Swiss Bank Negligence is a Fraud on Clients |
Norris McLaughlin P.A. |
| Aug 22 2022 |
Supreme Court's Decision In Famous Hale & Norcross Mining Case |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 19 2022 |
Investment Services Regulatory Update August 2022 |
Vedder Price |
| Aug 18 2022 |
5 Keys to SEC Compliance Success |
Oberheiden P.C. |
| Aug 18 2022 |
SEC Hints at Path for Digital Assets to Morph Into Non-Securities |
Polsinelli PC |
| Aug 16 2022 |
Blockchain Meets Morrison: Court Rejects Blockchain Class Settlement Because of Concerns About Adequacy of Representation |
Proskauer Rose LLP |
| Aug 15 2022 |
The UK National Security and Investment Act: Key Implications for the Energy Sector |
Bracewell LLP |
| Aug 15 2022 |
SEC and CFTC Propose Digital Asset Reporting on Form PF |
Hunton Andrews Kurth |
| Aug 15 2022 |
Impaired Brilliance: SEC and US Attorney Sue Veteran Investor for Insider Trading |
Norris McLaughlin P.A. |
| Aug 15 2022 |
Greenwashing Lawsuits Against Major Oil and Gas Companies Are Getting the Green Light to Move Forward in Litigation |
Foley & Lardner LLP |
| Aug 15 2022 |
Broker-Dealer Proprietary Trading Groups: FINRA May Be In Your Future |
Katten |
| Aug 13 2022 |
FTC Investigating BitMart After $200M Crypto Theft! |
Foley & Lardner LLP |
| Aug 12 2022 |
Inside Out: Is a Recent Crypto Asset Insider Trading Case a Prelude to More SEC Enforcement Actions? |
McDermott Will & Schulte LLP |
| Aug 12 2022 |
SEC Proposes Disclosures For Funds And Asset Management Advisors Making ESG Investment Claims |
Barnes & Thornburg LLP |
| Aug 10 2022 |
CFIUS Clearance: Duddell Street Acquisition Corp. (U.S.); Maso Capital (Hong Kong SAR, China) and FiscalNote Holdings, Inc (U.S.) |
Squire Patton Boggs (US) LLP |
