| Jun 4 2022 |
Insider Trading or Wire Fraud: A Closer Look at the Charges Facing a Former OpenSea Employee and What We Can Learn From It |
Mintz |
| Jun 3 2022 |
Former CEO Indicted for Misleading Investors About COVID-19 Test Kits |
ArentFox Schiff LLP |
| Jun 2 2022 |
5 Keys to Successfully Defend Against Whistleblower Claims |
Oberheiden P.C. |
| Jun 2 2022 |
Regulators Ramp Up Scrutiny of ESG Funds |
Beveridge & Diamond PC |
| Jun 2 2022 |
SEC Brings Enforcement to Tragedy: Asserts Failed ESG Disclosure in Dam Collapse |
Norris McLaughlin P.A. |
| Jun 2 2022 |
As Part of Global Crackdown on Greenwashing, German Prosecutors Raid Asset Manager |
Mintz |
| Jun 2 2022 |
SEC Commissioner Signals Need to Fulfill Mandate of Sarbanes-Oxley Act and Develop “Minimum Standards” for Lawyers Practicing Before the Commission |
Cadwalader, Wickersham & Taft LLP |
| Jun 1 2022 |
Fifth Circuit Bombshell on SEC ALJs Raises Questions about DEA ALJs |
Cadwalader, Wickersham & Taft LLP |
| Jun 1 2022 |
Takeaways From the Web3 Legal Conference [PODCAST] |
Bracewell LLP |
| May 31 2022 |
Fifth Circuit's Constitutional Carve-Back of the SEC's ALJ Enforcement Proceedings Likely to Lead to More Federal Court Cases |
Bracewell LLP |
| May 31 2022 |
Securities and Exchange Commission V. LBRY; Is Your Crypto Project Illegal? |
Sheppard, Mullin, Richter & Hampton LLP |
| May 31 2022 |
Don't Go Out On A Limb And Seek Enforcement Of These Voting Agreements |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 31 2022 |
The game is in the name of the game−and the name of the game is ESG: SEC proposes new Fund rules to further combat “Greenwashing” |
Foley & Lardner LLP |
| May 30 2022 |
Sharia Law Considerations for Pension Trustees |
Squire Patton Boggs (US) LLP |
| May 27 2022 |
SEC Takes First Step Toward Standardized ESG Disclosures for Funds and Investment Advisers |
K&L Gates LLP |
| May 27 2022 |
In Jarkesy v. SEC, the Fifth Circuit Holds that SEC Administrative Proceedings are Unconstitutional |
Vedder Price |
| May 27 2022 |
A Fund by Any Other Name: SEC Proposes Names Rule Amendments |
K&L Gates LLP |
| May 26 2022 |
How Changing Beneficial Ownership Reporting May Impact Activism |
Jones Walker LLP |
| May 26 2022 |
SEC Anti-Greenwashing Rules Approved At Hearing |
CMBG3 Law |
| May 26 2022 |
SEC Announces Disclosures and Rules Changes Intended to Combat "Greenwashing" |
Mintz |
| May 26 2022 |
ESG Task Force Climate Settlement Is First Of Many To Come |
CMBG3 Law |
| May 25 2022 |
Update on Securities and Exchange Commission’s Landmark Proposed Climate-Change Disclosure Rulemaking |
Bracewell LLP |
| May 25 2022 |
SCOTUS Cert Recap: Venue For Constitutional Challenges To SEC Proceedings, Plus Scope Of The Federal Post-Conviction ‘Safety-Valve’ |
Barnes & Thornburg LLP |
| May 25 2022 |
Second Circuit Reverses Dismissal of Securities Claim Alleging Failure to Disclose SEC Investigation |
Proskauer Rose LLP |
| May 24 2022 |
Federal Court Calls Unconstitutional the U.S. Securities & Exchange Commission’s In-House Administrative Proceedings for Securities Fraud Cases |
Miller Canfield |
| May 24 2022 |
Increasing Due Diligence Before Token Listings to Uncover Fraud |
Nelson Mullins |
| May 24 2022 |
Four Ways to Avoid General Solicitation in Private Offerings |
Varnum LLP |
| May 23 2022 |
Fifth Circuit Holds That SEC Administrative Law Courts Are Unconstitutional |
Barnes & Thornburg LLP |
| May 23 2022 |
Banks Set to Abandon SPAC Market as SEC Proposes New Rules |
Dinsmore & Shohl LLP |
| May 23 2022 |
US Executive Branch Update – May 23, 2022 |
Squire Patton Boggs (US) LLP |
| May 23 2022 |
Fifth Circuit Holds SEC’s In-House Courts and Judges Unconstitutional |
Proskauer Rose LLP |
| May 23 2022 |
The Feds Double Down (Again): SEC Adds 20 Positions to Cryptocurrency Unit |
Nelson Mullins |
| May 23 2022 |
Bill Would Require Passively-Managed Funds To Vote Proxies As Instructed By Investors |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 23 2022 |
The Fifth Circuit Strikes a Blow to the Constitutionality of SEC Administrative Proceedings |
Foley & Lardner LLP |
| May 22 2022 |
Preparing to Testify in Response to an SEC Subpoena |
Oberheiden P.C. |
