| Jul 15 2022 |
Whistleblower Newsletter Q2 2022 |
Foley & Lardner LLP |
| Jul 13 2022 |
The Gloves Come Off: CFTC Takes Swing at Largest Bitcoin Fraud Scheme |
McDermott Will & Emery |
| Jul 12 2022 |
Australia: Crypto Downturn and Its Regulation |
K&L Gates LLP |
| Jul 11 2022 |
Stealing From the Weak: SEC Charges Fraudulent Operation of Special Needs Pooled Trusts |
Norris McLaughlin P.A. |
| Jul 11 2022 |
Emerging EU ESG Requirements: Transatlantic Implications for Multinational Companies |
Hunton Andrews Kurth |
| Jul 9 2022 |
The Basics of Crypto Mining Deals [Podcast] |
Bracewell LLP |
| Jul 8 2022 |
Ramesh “Sunny” Balwani, Former Theranos President and COO, Found Guilty on All Twelve Fraud Counts in High-Profile Trial |
ArentFox Schiff LLP |
| Jul 7 2022 |
US SEC Conflict Minerals Reporting 2022 – Survey of The Most Recent “Actions Taken and To Be Taken to Improve Due Diligence” |
Squire Patton Boggs (US) LLP |
| Jul 6 2022 |
Corporate Environmental Impact: SEC Proposes Detailed Climate-Related Disclosures |
Foley & Lardner LLP |
| Jul 6 2022 |
Scrapped Paper: SEC Adopts New Electronic Filing Requirements for Investment Advisers |
ArentFox Schiff LLP |
| Jul 5 2022 |
"The Changing Landscape of Activism: A Conversation with Alliance Advisors," Jones Walker LLP Banking & Financial Services Newsletter |
Jones Walker LLP |
| Jul 5 2022 |
Litigation Minute: Greenwashing Case Highlights Threat Of ESG Litigation To Agribusinesses |
K&L Gates LLP |
| Jul 5 2022 |
United States: Grayscale Appeals to DC Circuit on SEC Denial of Bitcoin ETP |
K&L Gates LLP |
| Jul 1 2022 |
SEC Solicits Comments on Whether Index Providers, Model Portfolio Providers, and Pricing Services Are Investment Advisors: Seeking a Problem for A "Solution" |
K&L Gates LLP |
| Jul 1 2022 |
Implications of West Virginia v. EPA on Proposed SEC Climate Rules |
Mintz |
| Jun 30 2022 |
Employers Beware – SEC Renews Enforcement Initiative Against Agreements (This Time a Non-Compete) That Interfere with Whistleblowers’ Unfettered Access to the SEC |
Epstein Becker & Green, P.C. |
| Jun 30 2022 |
The Changing Landscape of Activism: A Conversation with Alliance Advisors |
Jones Walker LLP |
| Jun 30 2022 |
DTSA Whistleblower Language May Be Required, but Is It Sufficient? Not According to the SEC |
Epstein Becker & Green, P.C. |
| Jun 29 2022 |
Webinar Recording: Cryptocurrency in Employee Benefits and Executive Compensation: Let's Discuss! [VIDEO] |
Mintz |
| Jun 29 2022 |
Estate Planning During Periods of Inflation and Market Volatility |
Polsinelli PC |
| Jun 29 2022 |
China Securities Regulatory Commission issued Proposed Provisions Related to Offshore Listing |
Sheppard, Mullin, Richter & Hampton LLP |
| Jun 27 2022 |
Serving the Public? SEC Charges Two Municipalities and Their Leaders with Bond Fraud |
Norris McLaughlin P.A. |
| Jun 24 2022 |
Supreme Court To Decide on DOJ Authority in FCA Suits |
ArentFox Schiff LLP |
| Jun 24 2022 |
Republican SEC Commissioner Peirce Objects to SEC Regulatory Agenda |
Mintz |
| Jun 23 2022 |
SEC Updates Electronic Filing Requirements |
Foley & Lardner LLP |
| Jun 23 2022 |
SEC Proposes Additional ESG Disclosure Requirements for Regulated Funds and Related Expansion of Investment Company Act "Names Rule" |
Katten |
| Jun 23 2022 |
An Undefined Business Relationship Might Create Fiduciary Duties |
Womble Bond Dickinson (US) LLP |
| Jun 22 2022 |
SEC Charges Private Equity Adviser for Undisclosed Disproportionate Allocation of Transaction Expenses to Advised Fund |
ArentFox Schiff LLP |
| Jun 22 2022 |
A Truly Piscatory Exemption |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 21 2022 |
Federal Regulation of Securities Committee of the Business Law Section of the American Bar Association Takes Aim at SEC Proposed SPAC Rules |
ArentFox Schiff LLP |
| Jun 21 2022 |
Litigation Minute: The "G": Governance Issues Keep the Board from Getting Bored |
K&L Gates LLP |
| Jun 21 2022 |
Q&A on The Proposed ESG Reforms for Registered Funds: Addressing the Potential Challenges Imposed and Comment Opportunities |
K&L Gates LLP |
| Jun 21 2022 |
Texas Supreme Court Holds That A Director Of A Corporation Cannot Hold An Informal Fiduciary Duty To A Stockowner |
Winstead |
| Jun 21 2022 |
High Risk, No Reward: SEC’s First Reg BI Enforcement Action |
Mintz |
| Jun 20 2022 |
Changing the Game: SEC Brings Enforcement Action for Exchanging Annuities |
Norris McLaughlin P.A. |
