Securities SEC

Custom text Title Organization
Sep
8
2022
U.S. and China Sign Statement of Protocol on China-Based Audit Firms Inspection Miller Canfield
Sep
8
2022
The Seven Year Wait is Over! SEC Finalizes New Pay Versus Performance Disclosure Regulations Sheppard, Mullin, Richter & Hampton LLP
Sep
8
2022
SEC Adopts Long-Awaited Pay Versus Performance Disclosure Rule Proskauer Rose LLP
Sep
8
2022
Foreign Corrupt Practices Act: An Overview of Its Extraterritorial Applicability Nishith Desai Associates
Sep
8
2022
The SEC Remains in Search of and is Looking for Finders Katten
Sep
8
2022
The Limits Of Smart Contract Enforcement On The Blockchain Stubbs Alderton & Markiles, LLP
Sep
6
2022
The Seven Year Wait is Over! SEC Finalizes New Pay Versus Performance Disclosure Regulations Sheppard, Mullin, Richter & Hampton LLP
Sep
6
2022
SEC Adopts Amendments to Whistleblower Program Rules Proskauer Rose LLP
Sep
6
2022
Energy & Sustainability Litigation Updates — September 2022 Mintz
Sep
6
2022
Book Cooking Consequences: SEC Sanctions Corporate Executives and Outside Auditors for Accounting Fraud Norris McLaughlin P.A.
Sep
6
2022
California Greenhouse Gas Emissions Bills Fails Passage Allen Matkins Leck Gamble Mallory & Natsis LLP
Sep
4
2022
US Department of Labor Updates Interpretive Bulletin on Independence Requirement for Accountants Auditing Employee Benefit Plans U.S. Department of Labor
Sep
2
2022
ESMA: Rules for Third Country Benchmarks Are Not Fit for Purpose and Should Be Reviewed Cadwalader, Wickersham & Taft LLP
Sep
1
2022
5G Technology Updates September 2022 Bradley Arant Boult Cummings LLP
Sep
1
2022
New SEC "Pay for Performance" Proxy Disclosure Rules Will Require Significant Advance Planning and Effort Cadwalader, Wickersham & Taft LLP
Aug
31
2022
SEC Adopts Pay for Performance Rules Womble Bond Dickinson (US) LLP
Aug
31
2022
Draft SEC Five-Year Strategic Plan Emphasizes Importance of Climate Disclosures Mintz
Aug
30
2022
Securities and Exchange Commission Significantly Expands Executive Compensation Disclosures K&L Gates LLP
Aug
29
2022
FRAUDSTERS PAY – THE PUBLIC PROFITS: A Cost-Benefit Analysis of Whistleblower Reward Laws Kohn, Kohn & Colapinto
Aug
29
2022
US Executive Branch Update – August 29, 2022 Squire Patton Boggs (US) LLP
Aug
29
2022
New SEC Rules Heighten Scrutiny Over Executive Pay McDermott Will & Emery
Aug
29
2022
Armored to the Brink: SEC Finds Security Company’s Confidentiality Agreement Illegal Norris McLaughlin P.A.
Aug
29
2022
SEC Proposes to Clear-Up Clearing Agencies' Governance to Mitigate Directors' Potential Conflicts of Interest Katten
Aug
28
2022
Work From Home No More? Mintz
Aug
26
2022
SEC Approves Rule Changes to Better Incentivize Whistleblowers Kohn, Kohn & Colapinto
Aug
26
2022
SEC Adopts Pay Versus Performance Disclosure Effective for 2023 Proxy Season Jones Walker LLP
Aug
26
2022
The UK National Security Regime Wets Its Feet: UK Government Publishes New Guidance K&L Gates LLP
Aug
26
2022
Digital Asset Businesses Amp Up Their Compliance Measures to Avoid Insider Trading Actions Barnes & Thornburg LLP
Aug
26
2022
First Circuit: FCPA is not a “Rule or Regulation of the SEC” Under SOX Whistleblower Provision Proskauer Rose LLP
Aug
26
2022
Electronic Signatures in Securities Transactions Stark & Stark
Aug
23
2022
SEC - CFTC Joint Proposed Amendments Introduce Enhanced Private Fund Reporting Requirements ArentFox Schiff LLP
Aug
23
2022
SEC v. Wahi: An Enforcement Action Impacting the Broader Crypto/digital Assets and Investment Management Industries K&L Gates LLP
Aug
22
2022
Sell Only What You Know: Swiss Bank Negligence is a Fraud on Clients Norris McLaughlin P.A.
Aug
22
2022
Supreme Court's Decision In Famous Hale & Norcross Mining Case Allen Matkins Leck Gamble Mallory & Natsis LLP
Aug
19
2022
Investment Services Regulatory Update August 2022 Vedder Price
 
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