| Feb 13 2023 |
“Now Yous Can’t Leave”: SEC Finds Itself in Formidable Fight Over Attempt to Assert Regulatory Domain over Secondary Sales of Digital Assets |
Polsinelli PC |
| Feb 13 2023 |
SEC Releases C&DIs Clarifying Certain ‘Pay vs Performance’ Questions |
Nelson Mullins |
| Feb 13 2023 |
Crypto Platform Kraken Pays $30 Million and Ceases Staking Services to Settle SEC Charges |
K&L Gates LLP |
| Feb 13 2023 |
Defrauding D Orders: SEC Cracks Down on Manipulative Day Trader |
Norris McLaughlin P.A. |
| Feb 10 2023 |
InDepth: CFTC’s Regulatory Priorities for 2023 |
Cadwalader, Wickersham & Taft LLP |
| Feb 10 2023 |
SEC Re-Proposes a Rule Prohibiting Conflicts of Interest in Certain Securitizations |
Cadwalader, Wickersham & Taft LLP |
| Feb 9 2023 |
SEC Imposes Staggering $35 Million Fine on Company for Paying Lip Service to Internal Compliance Procedures |
Epstein Becker & Green, P.C. |
| Feb 9 2023 |
Fraud Claims Against Token Issuer Dismissed Based on Disclosures to Accredited Investor |
Proskauer Rose LLP |
| Feb 9 2023 |
United States: SEC Division of Examinations Announces 2023 Examination Priorities |
K&L Gates LLP |
| Feb 9 2023 |
Was This The Least Transparent Report In SEC History? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 8 2023 |
Scope 3 To Be Or Not To Be? That Is The ESG Question |
Barnes & Thornburg LLP |
| Feb 8 2023 |
Delaware Court of Chancery Holds that Officers of a Delaware Corporation Are Subject to Fiduciary Duty of Oversight |
Sheppard, Mullin, Richter & Hampton LLP |
| Feb 8 2023 |
California Legislators Propose Three Climate Bills Focused on ESG Disclosure and Investment |
Mintz |
| Feb 8 2023 |
SEC Probes into Advisers' Compliance with the Custody Rule for Digital Assets |
Winstead |
| Feb 7 2023 |
SEC Issues New C&DIs Regarding Form 10-K “Clawback” Checkboxes |
Nelson Mullins |
| Feb 7 2023 |
Cybersecurity Technology Licensor Beats Securities Fraud Suit, but Ninth Circuit Continues Idiosyncratic View on Pleading Standard for Tender Offer Claims |
Squire Patton Boggs (US) LLP |
| Feb 7 2023 |
Clash of the Titans: SEC Sues Genesis and Gemini for Digital Asset Offerings |
Nelson Mullins |
| Feb 6 2023 |
Cardiology: The New Darling of Private Equity Investment |
Foley & Lardner LLP |
| Feb 6 2023 |
2024 New York Budget Proposes Wide-Ranging Transaction Approval Requirement That Targets Private Investment in Physician Practices and MSOs, and Permits DOH to Extract Concessions |
Proskauer Rose LLP |
| Feb 6 2023 |
Even-handed Thievery: SEC Sanctions Unregistered Investment Adviser for Fraudulent: I) Investment Advice, AND II) Filings for PPP Loans |
Norris McLaughlin P.A. |
| Feb 6 2023 |
Assembly Member Takes Another Run At Digital Financial Asset Law |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 4 2023 |
Increase in Large and Small Shareholder Activists |
Mintz |
| Feb 3 2023 |
Listen to Your Critics: SEC Commissioner Considers the Future of Crytpo Regulation at Digital Assets Conference |
Dinsmore & Shohl LLP |
| Feb 3 2023 |
SEC Commissioner Questions ESG Investing |
Mintz |
| Feb 2 2023 |
You Can’t Always Get What You Want: Funding Supply Not Meeting Startup Demands |
Foley & Lardner LLP |
| Feb 2 2023 |
Securities Class Action Filing Activity Fell for Third Straight Year as Volume of M&A Class Actions Declined |
Cornerstone Research |
| Feb 2 2023 |
SEC Division of Corporation Finance Releases Updated Financial Reporting Manual |
Nelson Mullins |
| Feb 1 2023 |
Proposed Amendments Schedule 13D - Part Two |
Foley & Lardner LLP |
| Feb 1 2023 |
Proposed Amendments Schedule 13D – Part One |
Foley & Lardner LLP |
| Feb 1 2023 |
SEC Showcases Lesser-Known Legal Theory in Crypto Lending Suit |
Sheppard, Mullin, Richter & Hampton LLP |
| Feb 1 2023 |
FCPA and Anti-Money Laundering Whistleblowers Can Play a Vital Role in Combatting the Corruption Identified in Transparency International’s 2022 Corruption Report |
Zuckerman Law |
| Feb 1 2023 |
Why Is McDonald's Former V.P. Being Judged In Delaware By Delaware Law? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 1 2023 |
Australia: Superannuation Trustees Urged to Improve Member Engagement |
K&L Gates LLP |
| Jan 31 2023 |
SEC Delays Enforcement of Rule 15c2-11 Compliance |
Katten |
| Jan 31 2023 |
Review of Recent Whistleblower Developments: January 2023 |
Foley & Lardner LLP |
