Securities SEC

Published between:
Published Title Organization
Jul
15
2025
Texas Court Stays CAT Class Action, But Reporting Must Continue Katten
Jul
15
2025
Healthcare Practice Transitions: Capitalizing on the Perfect Storm Barnes & Thornburg LLP
Jul
15
2025
SEC Hosts Compensation Disclosure Roundtable in Advance of Potential Rule Changes Hunton Andrews Kurth
Jul
15
2025
SEC Enforcement in the Second Quarter of 2025 Bradley Arant Boult Cummings LLP
Jul
15
2025
Expanded QSBS Tax Benefits: Shorter Holding Periods, Higher Exclusions and Broader Eligibility Barnes & Thornburg LLP
Jul
11
2025
Big Changes for QSBS: What the 2025 Trump Tax Bill Means for Founders and Investors Mintz
Jul
11
2025
Plain Speaking Wins the Day with D.C. Court of Appeals: Proxy Advisors Are Not Subject to SEC Rule 14(A) Solicitation Prohibition Sheppard, Mullin, Richter & Hampton LLP
Jul
11
2025
House of Lords Launches Inquiry into Growth of UK Private Markets Proskauer Rose LLP
Jul
10
2025
Tokenized Securities Are Still Securities Hunton Andrews Kurth
Jul
9
2025
Florida CHOICE Act Takes Effect: Protections for Noncompete and Garden Leave Agreements Greenberg Traurig, LLP
Jul
9
2025
ESMA Publishes Four Principles for Clear, Fair and Not Misleading Sustainability-Related Claims Proskauer Rose LLP
Jul
9
2025
Australia: The Regulatory Developments for FY25 That Fund Managers Can’t Afford to Ignore K&L Gates LLP
Jul
8
2025
SEC Revisits ‘Finder’ Exemption: Potential Impacts for Small Businesses and the Capital Markets Sheppard, Mullin, Richter & Hampton LLP
Jul
8
2025
Looking Back and Looking Forward: Where Are We in Venture Capital Mid-2025? Foley & Lardner LLP
Jul
7
2025
Reminder for Existing SEC Filers: Initial EDGAR Next Enrollment Period Ends September 12, 2025 Barnes & Thornburg LLP
Jul
4
2025
Sustainable Energy & Infrastructure Litigation Updates — July 2025 Mintz
Jul
3
2025
United States: Staff Shares Disclosure ABCs for ETPs K&L Gates LLP
Jul
3
2025
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: July 3, 2025 Polsinelli PC
Jul
3
2025
CFTC’s FCM FAQ Aims to Guide New Market Entrants but Adds No New Obligations Katten
Jul
2
2025
SEC and SolarWinds Seek Settlement in Securities Fraud Case Hunton Andrews Kurth
Jul
2
2025
SEC Adopts Amendments to Beneficial Ownership Reporting Rules for Schedules 13D and 13G Winstead
Jul
1
2025
Countdown to the Treasury Clearing Mandate: Will the Capital Rules Keep Pace? Katten
Jun
30
2025
EUROPE: ESMA Issues Technical Advice to the Commission for Its Review of the UCITS Eligible Assets Directive (EAD) K&L Gates LLP
Jun
30
2025
Emerging Securities Filings and Disclosure Risks: Do Not Let AI Do the Talking Hunton Andrews Kurth
Jun
26
2025
From Wall Street to Main Street: Investor Advocate Puts Private Funds on the 401(k) Horizon Proskauer Rose LLP
Jun
26
2025
ASIC Appeals Full Federal Court's Finding in Favour of Block Earner: Key Takeaways for Crypto Companies K&L Gates LLP
Jun
25
2025
Investment Management Client Alert June 2025 K&L Gates LLP
Jun
24
2025
SEC Withdraws Guidance That Companies Must Disclose Foreign Climate Litigation Mintz
Jun
24
2025
Recent Ninth Circuit Opinion Finds Failure of Company to Push Back on an SEC Comment as Evidence of Alleged Section 12(a)(2) Liability Barnes & Thornburg LLP
Jun
24
2025
SEC Reassesses Foreign Private Issuer Eligibility K&L Gates LLP
Jun
24
2025
SEC’s New Concept Release on Foreign Private Issuer Standards ArentFox Schiff LLP
Jun
24
2025
Trump Administration SEC Withdraws Proposed Anti-Greenwashing Rule Mintz
Jun
24
2025
SEC Seeks Comment on “Foreign Private Issuer” Definition Hunton Andrews Kurth
Jun
23
2025
Delaware Supreme Court Revives Kraft Heinz Stock Sale Suit, Clarifies Rule 60(b)(3) Delaware Corporate & Commercial Law Monitor
Jun
23
2025
Washington Federal Court Refuses to Dismiss SOX Whistleblower Claim Despite Plaintiff Working Abroad Proskauer Rose LLP
 
NLR Logo
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters.

 

Sign Up for any (or all) of our 25+ Newsletters