| Feb 28 2023 |
SEC’s Pay vs. Performance Rule Requires Disclosure of Relationship Between Executive Officer Compensation, Company Performance |
Greenberg Traurig, LLP |
| Feb 27 2023 |
SEC 2023 Examination Priorities |
Katten |
| Feb 27 2023 |
The Long and Short of Short Selling |
Nishith Desai Associates |
| Feb 27 2023 |
Calling Sam Spade: SEC Charges Two N.C. Executives Who Used a Malta-based Entity to Steal Over $75 Million |
Norris McLaughlin P.A. |
| Feb 27 2023 |
Abusive Arbitrage Devices – It’s Time to Get Reacquainted (Episode 2 – Overburdening (Generally) Not Allowed) |
Squire Patton Boggs (US) LLP |
| Feb 25 2023 |
Changes to Conditions of SEC Rule 10b5-1 Obligations |
Robinson & Cole LLP |
| Feb 24 2023 |
Energy & Sustainability Litigation Updates — February 2023 |
Mintz |
| Feb 24 2023 |
Fourth Circuit Reverses Mid-Trial Grant of Judgment Against SEC in Insider-Trading Case |
Proskauer Rose LLP |
| Feb 24 2023 |
SEC Proposed Safeguarding Rule |
Foley & Lardner LLP |
| Feb 24 2023 |
CFIUS Determination Regarding “Excepted Foreign State” |
Squire Patton Boggs (US) LLP |
| Feb 23 2023 |
ISSB’s Inaugural Sustainability Disclosure Standards Put The Spotlight On Scope 3 Emissions In The U.S. |
Barnes & Thornburg LLP |
| Feb 23 2023 |
Proposed SEC Custody Rules for Crypto Assets |
Hunton Andrews Kurth |
| Feb 22 2023 |
More Than Four Score Law Firms File Amicus Brief Opposing SEC Assault On Client Confidentiality |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 22 2023 |
SEC Overhaul of Custody Rule: Implications for Qualified Custodians |
Greenberg Traurig, LLP |
| Feb 21 2023 |
SEC Announces Inspection Priorities for 2023 |
Katten |
| Feb 21 2023 |
New Federal “M&A Broker” Exemption From SEC Registration in Certain Securities Transactions |
Nelson Mullins |
| Feb 21 2023 |
The Fourth Crow: SEC Sues Nonexistent Fund and Unidentified Agents |
Norris McLaughlin P.A. |
| Feb 20 2023 |
Australia: ASIC Reveals 2023 Enforcement Priorities |
K&L Gates LLP |
| Feb 17 2023 |
Fund Finance Symposium Panel Recap: Secondaries and Continuations |
Cadwalader, Wickersham & Taft LLP |
| Feb 17 2023 |
SEBI (Buy-Back of Securities) (Amendment) Regulations, 2023 |
Nishith Desai Associates |
| Feb 17 2023 |
United States: SEC Adopts Rules to Reduce Risk in Clearance and Settlement |
K&L Gates LLP |
| Feb 17 2023 |
5 Things Whistleblowers Should Know About Reporting Accounting Fraud to the SEC |
Zuckerman Law |
| Feb 16 2023 |
SEC Examinations in 2023 to Focus on “Riskier Private Funds” and New Marketing Rule |
Proskauer Rose LLP |
| Feb 16 2023 |
Fifth Circuit Provides New Guidance on Evaluating Confidential Witnesses |
Mintz |
| Feb 16 2023 |
To Be or Not To Be a “Non-Rule 10b5-1 Trading Arrangement” – That is the Question! |
Nelson Mullins |
| Feb 16 2023 |
The SEC Division of Examinations Announces 2023 Priorities, Including Key Areas for Registered Investment Advisers, Registered Investment Companies, and Broker-Dealers |
K&L Gates LLP |
| Feb 16 2023 |
Covington's Substantial Investment In Protecting Client Confidences |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 16 2023 |
SEC Announces 2023 Examination Priorities |
Greenberg Traurig, LLP |
| Feb 15 2023 |
Kraken the Whip – Kraken Penalized Over Staking-as-a-Service |
Polsinelli PC |
| Feb 15 2023 |
Record Penalty for Alleged Regulation FD Violations and Best Practices Going Forward |
Katten |
| Feb 15 2023 |
2023 Priorities for SEC Division of Examinations |
ArentFox Schiff LLP |
| Feb 15 2023 |
SEC Pays Whistleblower $3 Million Under Related Action Rule |
Kohn, Kohn & Colapinto |
| Feb 15 2023 |
Congress Enacts M&A Broker But What About George Babbit? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 14 2023 |
SEC Division of Examinations Announces 2023 Examination Priorities |
Bradley Arant Boult Cummings LLP |
| Feb 14 2023 |
Message Received: SEC Zeros in On Off-Channel Communication |
K&L Gates LLP |
