| Mar 29 2023 |
Updating and Improving the UK Asset Management Regime: An FCA Discussion Paper |
Greenberg Traurig, LLP |
| Mar 29 2023 |
Where is Cloud Computing Heading in 2023? |
Foley & Lardner LLP |
| Mar 28 2023 |
Another False Claims Act Salvo in DOJ’s “Civil Cyber-Fraud Initiative” |
Squire Patton Boggs (US) LLP |
| Mar 28 2023 |
$35M SEC Settlement Underscores Processes, Procedures Ensuring Appropriate Public Disclosures |
Jackson Lewis P.C. |
| Mar 27 2023 |
UK High Court Hands Down Decision in Sova Capital |
Katten |
| Mar 27 2023 |
“Oh, Baloney!” SEC Sues Father, Son, and Friend for Manipulating the Stock of a New Jersey Deli |
Norris McLaughlin P.A. |
| Mar 27 2023 |
People’s Republic of China: First QDLP Managed by WFOE PFM Launched in Shanghai |
K&L Gates LLP |
| Mar 27 2023 |
People's Republic of China: CSRC Expanding Registration Based IPO Regime |
K&L Gates LLP |
| Mar 24 2023 |
Divided SEC Proposes Slew of Cybersecurity Regulations for Securities Market Entities |
Squire Patton Boggs (US) LLP |
| Mar 24 2023 |
NYAG Questions Historic Classification of Ethereum’s Cryptocurrency in KuCoin Lawsuit |
ArentFox Schiff LLP |
| Mar 23 2023 |
Energy & Sustainability Litigation Updates — March 2023 |
Mintz |
| Mar 23 2023 |
SEC Proposes Safeguarding Rule Amending Custody Rule |
ArentFox Schiff LLP |
| Mar 23 2023 |
SEC Advances Three New Cybersecurity Rule Proposals |
Hunton Andrews Kurth |
| Mar 22 2023 |
FINRA Proposes Changes to Arbitrator List Selection Process |
Katten |
| Mar 22 2023 |
New Law Rewarding Whistleblowers May Lead to Substantial Increase in Whistleblower Claims |
Jackson Lewis P.C. |
| Mar 21 2023 |
It’s Going to be a Big Year for FINRA |
Mintz |
| Mar 20 2023 |
NYSE, Nasdaq Propose Listing Standards Implementing SEC Clawback Rules |
Greenberg Traurig, LLP |
| Mar 20 2023 |
March Madness: “The Truth” Fined by the SEC for Not Shooting Straight in Crypto Promotion |
Nelson Mullins |
| Mar 20 2023 |
DOJ Announcements on Corporate Compliance Programs, Compensation Clawbacks and National Security |
Hunton Andrews Kurth |
| Mar 20 2023 |
SEC Obtains Court Judgment Against Unregistered Municipal Advisors |
Norris McLaughlin P.A. |
| Mar 17 2023 |
DOJ Files FCA Complaint Against Major Pharmacy Retailer Based on Alleged Violations of Controlled Substances Act |
ArentFox Schiff LLP |
| Mar 17 2023 |
Katten Financial Markets and Funds Quick Take March 2023 |
Katten |
| Mar 17 2023 |
United States: SEC Proposes Amendments to Broaden the Scope of Regulation S-P in Response to Digital Communications and Risks to Customer Personal Information |
K&L Gates LLP |
| Mar 17 2023 |
Intimation of Material Changes by Foreign Portfolio Investors: The Timeline Turbulence |
Nishith Desai Associates |
| Mar 16 2023 |
Bipartisan Bill Bolsters Highly Successful SEC Whistleblower Program |
Kohn, Kohn & Colapinto |
| Mar 16 2023 |
DraftKings NFTs Class Action – An Attempted Dapper Labs Sequel? |
ArentFox Schiff LLP |
| Mar 16 2023 |
Bank Turmoil Brings Increased Risk of Litigation and Investigations |
Hunton Andrews Kurth |
| Mar 16 2023 |
SEC Commissioner Uyeda Suggests that ESG Disclosures Contribute to Decline in IPOs |
Mintz |
| Mar 15 2023 |
SEC Continues Focus on ESG Issues in 2023 Examination Priorities |
Mintz |
| Mar 15 2023 |
Virginia Federal Court Finds Insufficient Connection Between Alleged Misstatements and Issuer of Unsponsored ADRs |
Proskauer Rose LLP |
| Mar 15 2023 |
SEC Proposes Replacing Its Regulations Under the Federal Privacy Act |
Squire Patton Boggs (US) LLP |
| Mar 15 2023 |
SEC Charges Software Company for Downplaying Scope of Ransomware Attack in Public Disclosures |
Squire Patton Boggs (US) LLP |
| Mar 14 2023 |
Second Circuit Limits Use of Confidential Government Agency Information as Basis for Securities Fraud Prosecutions |
Bradley Arant Boult Cummings LLP |
| Mar 14 2023 |
People's Republic of China: CSRC Released New Cybersecurity and Data Privacy Rules for Securities and Future Institutions |
K&L Gates LLP |
| Mar 14 2023 |
SEC Notice to Public Companies: Less-than-forthcoming Breach Disclosures Can Cost You |
Mintz |
