Securities SEC

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Sep
7
2023
Upcoming/New CFIUS Filing: Paccar Inc.; Cummins, Inc.; Daimler Trucks Group Company; EVE Energy Co., Ltd. – Joint Venture Squire Patton Boggs (US) LLP
Sep
7
2023
FINRA Settles First Significant CAT Reporting Enforcement Action Katten
Sep
6
2023
FINRA Gains Greater Jurisdiction and Members: Amendments to SEC Rule 15b9-1 Will Require Most Proprietary Trading Broker-Dealers to Join FINRA Katten
Sep
6
2023
A Field Guide to Issuer and Nonissuer Transactions Allen Matkins Leck Gamble Mallory & Natsis LLP
Sep
6
2023
New Executive Order Restricts U.S. Investments In China Barnes & Thornburg LLP
Sep
6
2023
New SEC Rules Create Additional Requirements for Investment Advisers to Private Funds Womble Bond Dickinson (US) LLP
Sep
5
2023
Texas’ SCOPE Act Puts Focus on Social Media and Minors Sheppard, Mullin, Richter & Hampton LLP
Sep
5
2023
SEC Charges Media and Entertainment Co. for Unregistered Offering of NFTs Greenberg Traurig, LLP
Sep
5
2023
Treasury and IRS Issue New Proposed Regulations on Digital Assets Greenberg Traurig, LLP
Sep
5
2023
How ESG is Taking Women’s Soccer to the Next Level ArentFox Schiff LLP
Sep
5
2023
DEP Releases Interim Final Environmental Justice Policy Babst, Calland, Clements & Zomnir, P.C.
Sep
5
2023
New UAE Rule Regarding the Mandatory Attestation of Import Invoices Could Help Combat TBML Squire Patton Boggs (US) LLP
Sep
5
2023
SEC Adopts New Cybersecurity Disclosure Requirements Nelson Mullins
Sep
1
2023
Republicans Unveil Bills Targeting ESG in Securities and Banking Cadwalader, Wickersham & Taft LLP
Sep
1
2023
SEC Adopts Significant New Rules for Private Fund Advisers Dinsmore & Shohl LLP
Sep
1
2023
Private Fund Adviser Rulemaking Greenberg Traurig, LLP
Sep
1
2023
Launch of European Travel Information and Authorization System (ETIAS) Delayed Again Jackson Lewis P.C.
Aug
31
2023
Changes to Trading Rules Now Effective Under New Financial Services and Markets Act 2023 Cadwalader, Wickersham & Taft LLP
Aug
31
2023
FDIC Board Meeting Tackles a Meaty Agenda Cadwalader, Wickersham & Taft LLP
Aug
31
2023
SECURE 2.0: Roth Catch-Up Contribution Delay Epstein Becker & Green, P.C.
Aug
31
2023
Kirschner V. JP Morgan: Syndicated Term Loans Are Not Securities, But What About Digital Assets? Barnes & Thornburg LLP
Aug
31
2023
SEC Proposes New Requirements to Address Conflicts of Interest in the Use of Artificial Intelligence and Similar Technologies Vedder Price
Aug
31
2023
SEC Proposes Amendments to the Internet Adviser Exemption Vedder Price
Aug
30
2023
Senate Finance Committee Requests Public Comments on Digital Asset Taxation Proskauer Rose LLP
Aug
30
2023
SEC Enacts Significant Compliance Reforms for Advisers to Private Funds Polsinelli PC
Aug
30
2023
CA District Court: Insurance Policy Covering Securities Claims May Extend to SOX Whistleblower Claims Proskauer Rose LLP
Aug
30
2023
SEC Brings First NFT Enforcement Case Hunton Andrews Kurth
Aug
30
2023
SEC’s Whistleblower Program Grants Fourth Largest Award in its History Proskauer Rose LLP
Aug
30
2023
SEC Declines to Require Identification of Cybersecurity Expertise on Board Barnes & Thornburg LLP
Aug
30
2023
Will New DFPI Lending Rules Reduce the Availability and Raise the Cost of Small Business Loans in California? Allen Matkins Leck Gamble Mallory & Natsis LLP
Aug
30
2023
Spot Bitcoin ETFS – Coming to an Exchange Near You (Maybe)! K&L Gates LLP
Aug
30
2023
Understanding the Crypto Ripple Effect Ankura
Aug
30
2023
SEC Announces $18 Million Award to Whistleblower Proskauer Rose LLP
Aug
29
2023
Litigation Minute: Pixel Tools and the Video Privacy Protection Act K&L Gates LLP
Aug
29
2023
Second Circuit Holds That the Syndicated Term Loans in Kirschner Are Not Securities Proskauer Rose LLP
 
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