| Jan 5 2024 |
Avoiding Collateral Damage: Taking the (Re)Pledge [Part III] |
ArentFox Schiff LLP |
| Jan 4 2024 |
10 FINRA Investigation Defense Strategies |
Oberheiden P.C. |
| Jan 3 2024 |
DOJ Issues New Guidelines on National Security Exception for SEC Required Disclosure of Material Cybersecurity Incidents |
Greenberg Traurig, LLP |
| Jan 3 2024 |
SEC Adopts Treasury Clearing Rules |
Proskauer Rose LLP |
| Jan 3 2024 |
A New Year for Whistleblowers? Emergency Action Needed to Make Current Whistleblower Laws Work |
Kohn, Kohn & Colapinto |
| Jan 2 2024 |
SEC’s Enforcement Director Comments on CCO Liability, Self-Reporting and Cooperation |
Vedder Price |
| Jan 2 2024 |
SEC Staff Issues 2024 Examination Priorities |
Vedder Price |
| Jan 2 2024 |
SEC Adopts Significant Amendments to Beneficial Ownership Reporting Requirements |
Vedder Price |
| Jan 2 2024 |
SEC Adopts Securities Lending Disclosure Requirement |
Vedder Price |
| Jan 2 2024 |
Energy & Sustainability Litigation Updates — January 2024 |
Mintz |
| Jan 2 2024 |
DOJ, FBI, and SEC Provide Guidance for Delay Requests Relating to Disclosure of Cybersecurity Incidents Under Form 8-K |
K&L Gates LLP |
| Jan 2 2024 |
Five Points for Issuers to Consider When Preparing Covenant Package for High-Yield Notes Offering |
Barnes & Thornburg LLP |
| Dec 29 2023 |
SFC Circular on Intermediaries Engaging in Tokenized Securities Activities (Part 1) |
K&L Gates LLP |
| Dec 28 2023 |
ISDA Publishes Tokenized Collateral Model Provisions for ISDA 2016 Credit Support Annexes for Variation Margin (VM) |
Cadwalader, Wickersham & Taft LLP |
| Dec 27 2023 |
Six Ways Whistleblowers Can Protect Themselves |
Katz Banks Kumin LLP |
| Dec 22 2023 |
Record $279 Million SEC Whistleblower Award will Deter Future Fraud |
Kohn, Kohn & Colapinto |
| Dec 22 2023 |
SEC Awards $28 Million to Seven Whistleblowers After Recovering Millions for Harmed Investors |
Kohn, Kohn & Colapinto |
| Dec 22 2023 |
Compliance Officers Beware: the SEC is Looking to Expand the Reach of Insider Trading |
ArentFox Schiff LLP |
| Dec 22 2023 |
Health Care Network Settles False Claims Act Allegations for $345 Million |
ArentFox Schiff LLP |
| Dec 22 2023 |
California’s New Climate Disclosure Laws: What You Need to Know |
McDermott Will & Emery |
| Dec 22 2023 |
The SEC's Treasury Clearing Mandate |
Katten |
| Dec 21 2023 |
Through These Many Years, I Continue To Perseverate On Whether Coal Is A Mineral |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 21 2023 |
Court Vacates SEC’s New Share Repurchase Disclosure Rules |
Mintz |
| Dec 21 2023 |
Top 10 Blog Posts for the Workplace Privacy, Data Management & Security Report for 2023 |
Jackson Lewis P.C. |
| Dec 20 2023 |
The SEC’s New Corporate Buy-Back Rules Have Been Formally Vacated By the U.S. 5th Circuit Court of Appeals: Issuers May Suspend Plans to Comply But Should Consider Providing Some Additional Voluntary Disclosures on the Subject |
Proskauer Rose LLP |
| Dec 20 2023 |
SEC’s New Rules for Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Go into Effect |
ArentFox Schiff LLP |
| Dec 19 2023 |
SEC Brings Enforcement Actions to Remedy Improper Contractual Limitations on Whistleblower Activities |
Goulston & Storrs |
| Dec 19 2023 |
Foreign Listed Stock Index Futures and Options Approvals December 2023 |
Katten |
| Dec 18 2023 |
SEC Cyber 8-K Rules Effective Today |
Hunton Andrews Kurth |
| Dec 18 2023 |
SEC Chair Doubles Down on AI Conflict of Interest Rules, Warns Firms Not to “AI-Wash” — AI: The Washington Report |
Mintz |
| Dec 18 2023 |
ICMA’s Code of Conduct for ESG Ratings and Data Products Providers – A Step Towards Consistent Global Standards |
K&L Gates LLP |
| Dec 15 2023 |
SEC Adopts New Short Sale Disclosure Rule |
Proskauer Rose LLP |
| Dec 15 2023 |
SEC Adopts New Securities Lending Reporting Rule |
Proskauer Rose LLP |
| Dec 15 2023 |
Requirement for Enhanced Share Repurchase Disclosures in Periodic Reports Delayed |
McDermott Will & Emery |
| Dec 15 2023 |
Two Individuals Indicted for Operating $25 Million Crypto-Fraud |
ArentFox Schiff LLP |
