| Jun 12 2024 |
Biden Administration Releases Voluntary Carbon Markets Principles |
Hunton Andrews Kurth |
| Jun 12 2024 |
Hedge Start: What Key Exemptions Apply to Hedge Funds? |
Proskauer Rose LLP |
| Jun 12 2024 |
SEC and FinCEN Propose New Rule: Mandatory Customer Verification for Investment Advisers in 2024 |
ArentFox Schiff LLP |
| Jun 11 2024 |
Whistleblower Awarded $600,000 After Tip Caused SEC to Open Investigation |
Kohn, Kohn & Colapinto |
| Jun 11 2024 |
Understanding the Enhanced Regulation S-P Requirements |
Stark & Stark |
| Jun 10 2024 |
Federal Court Scraps SEC Private Fund Advisers Rule |
Womble Bond Dickinson (US) LLP |
| Jun 10 2024 |
SEC Adopts Cybersecurity Amendments to Regulation S-P |
Greenberg Traurig, LLP |
| Jun 10 2024 |
Fifth Circuit Vacates SEC Private Fund Advisers Rule |
ArentFox Schiff LLP |
| Jun 10 2024 |
SEC Finalizes Amendments to Regulation S-P |
K&L Gates LLP |
| Jun 10 2024 |
Q&A with the Mississippi Securities Division: New Technology, New Rules and New Challenges |
Bradley Arant Boult Cummings LLP |
| Jun 10 2024 |
Navigating the New Compliance Landscape: Understanding Rule 14Ad-1 and Form N-PX Filing |
Stark & Stark |
| Jun 10 2024 |
There Are Four Answers To The Question "Is A Limited Liability Company Interest Is A Security Under California Law?" |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 7 2024 |
Congressional Democrats Urge SEC Action on Climate Disclosures |
Mintz |
| Jun 7 2024 |
Vacation Alert: Fifth Circuit Vacates Private Fund Adviser Rules |
Katten |
| Jun 7 2024 |
SEC Issues Three Separate Whistleblower Awards |
Kohn, Kohn & Colapinto |
| Jun 7 2024 |
Fifth Circuit Rules SEC Exceeded Its Authority in Adopting Private Fund Advisers Rule |
Foley & Lardner LLP |
| Jun 7 2024 |
Fifth Circuit Vacates SEC’s Private Fund Adviser Rule |
Barnes & Thornburg LLP |
| Jun 6 2024 |
The BR Privacy & Security Download: June 2024 |
Blank Rome LLP |
| Jun 6 2024 |
Relief for Non-U.S. Investment Advisers: SEC Clarifies the Extraterritorial Limits of the New Private Fund Adviser Rules |
Proskauer Rose LLP |
| Jun 6 2024 |
Lawsuit Challenges Private Fund Adviser Rules |
Proskauer Rose LLP |
| Jun 6 2024 |
Fifth Circuit Strikes Down Private Fund Adviser Rules |
Proskauer Rose LLP |
| Jun 6 2024 |
Private Funds Rules Vacated |
Polsinelli PC |
| Jun 6 2024 |
U.S. Appeals Court Vacates SEC Private Fund Adviser Rule |
Greenberg Traurig, LLP |
| Jun 6 2024 |
The Russian Federation’s Introduced Compensation Protocol in Response to the Unfriendly Acts of the US |
Squire Patton Boggs (US) LLP |
| Jun 6 2024 |
Regulation Round Up May 2024 |
Proskauer Rose LLP |
| Jun 6 2024 |
Selling Unqualified Securities? There's Are/Were Apps For That |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 5 2024 |
5th Circuit Vacates the Private Fund Adviser Rules in Full |
K&L Gates LLP |
| Jun 4 2024 |
Environmental Groups Drop Challenge to SEC Climate Disclosure Rule |
Mintz |
| Jun 4 2024 |
French Insider Episode 32: Navigating Global Capital Markets with Erik Sloane of Cboe Global Markets [Podcast] |
Sheppard, Mullin, Richter & Hampton LLP |
| Jun 3 2024 |
To Self-Disclose or Not Self-Disclose? Thoughts From SEC’s Enforcement Director |
Barnes & Thornburg LLP |
| Jun 3 2024 |
Energy & Sustainability Litigation Updates — June 2024 |
Mintz |
| May 31 2024 |
SEC Awards $3.4 Million to Whistleblower, Denies Other Claimants |
Kohn, Kohn & Colapinto |
| May 29 2024 |
Mid-Year Recap: Think Beyond US State Laws! |
Sheppard, Mullin, Richter & Hampton LLP |
| May 29 2024 |
Blockchain+ Bi-Weekly: Week of May 29, 2024 |
Polsinelli PC |
| May 29 2024 |
Key Steps for Fund Managers to Avoid Scrutiny Under the SEC’s Pay-to-Play Rule |
Proskauer Rose LLP |
