| Dec 19 2017 |
Chairman Clayton Discusses the SEC’s Role in the Evolving Structure of the U.S. Treasury Market |
Vedder Price |
| Dec 19 2017 |
ICI Supplements Request for Delay of Liquidity Risk Management Program Rule Compliance Date |
Vedder Price |
| Dec 19 2017 |
Further SEC action and guidance with respect to ICOs and cryptocurrencies |
Proskauer Rose LLP |
| Dec 19 2017 |
SEC Delays Form N-PORT EDGAR Filing Requirement by Nine Months |
Vedder Price |
| Dec 19 2017 |
ASIC Broadens Fintech Cooperation With Canadian Regulators |
K&L Gates LLP |
| Dec 19 2017 |
Pay Ratio Disclosure And The Sometimes Mythical Median Employee |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 18 2017 |
New Chairman and Board Members Appointed to the SEC Board Created by the Sarbanes-Oxley Act of 2002 |
Jackson Lewis P.C. |
| Dec 18 2017 |
Bridging the Week: December 11 – 15 and December 18, 2017 (ICOs; Financed Spot Virtual Currencies; Investment of Customer Funds; Wash Sales) [VIDEO] |
Katten |
| Dec 18 2017 |
Does The Sheriff Need A Permit To Sell Shares? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 17 2017 |
ESMA Provides Update on MiFID II Registers |
Katten |
| Dec 15 2017 |
SEC Takes Activist Approach on Initial Coin Offerings and Cryptocurrencies |
Morgan, Lewis & Bockius LLP |
| Dec 15 2017 |
SEC Chairman Issues Statement on Cryptocurrencies and Initial Coin Offerings |
Covington & Burling LLP |
| Dec 15 2017 |
Sale Of Shares At Sheriff’s Sale May Constitute Conversion |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 14 2017 |
Court Rules that Law Firm’s Oral Summaries to SEC of Interview Notes and Memoranda Constitutes Waiver of Work Product Protection |
Faegre Drinker |
| Dec 14 2017 |
December 14, 2017 - Securities Group News: Bitcoin: Where Speculation (Likely) Meets Securities Regulation |
Murtha Cullina |
| Dec 14 2017 |
Did The Legislature Grant A License To Lie To The Cannabis Industry? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 13 2017 |
Government rewards biopharma by declining penalty |
Squire Patton Boggs (US) LLP |
| Dec 13 2017 |
SEC Delays Data Reporting Rule Citing Cybersecurity Concerns |
Faegre Drinker |
| Dec 13 2017 |
Remediation and Cooperation Pay Off in SEC Settlement |
Squire Patton Boggs (US) LLP |
| Dec 13 2017 |
When Does Software Become Securities? |
Sheppard, Mullin, Richter & Hampton LLP |
| Dec 12 2017 |
SEC Takes $15 Million Bite Out of an ICO |
Sheppard, Mullin, Richter & Hampton LLP |
| Dec 12 2017 |
DOJ sides with Lucia against the SEC in dispute over whether ALJs are inferior officers |
Ballard Spahr LLP |
| Dec 12 2017 |
Australian Securities Exchange Announces Decision to Implement Blockchain-Based Clearing and Settlement System |
Proskauer Rose LLP |
| Dec 12 2017 |
Is the Defense Bar Losing the “Securities Class Action War?” |
Mintz |
| Dec 12 2017 |
Move Aside EPA, The SEC Is Now Regulating Ecosystems! |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 11 2017 |
WP 29 Updates Documents on BCRs |
Squire Patton Boggs (US) LLP |
| Dec 11 2017 |
SEC Issues $4.1 Million Award to Overseas Whistleblower |
Proskauer Rose LLP |
| Dec 11 2017 |
Were The SEC’s Pay Ratio Rule Efforts Valiant? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 11 2017 |
Proposed e-Privacy Regulation in Trilogue Phase Making May 2018 Enforcement Unlikely |
Squire Patton Boggs (US) LLP |
| Dec 10 2017 |
France’s Financial Markets Authority Considers its Options for Regulating Initial Coin Offerings |
K&L Gates LLP |
| Dec 8 2017 |
Beltway Buzz, December 8, 2017 |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
| Dec 8 2017 |
ESMA Publishes Transitional Transparency Calculations for Equity and Bond Instruments |
Katten |
| Dec 8 2017 |
Deregulatory Changes to Dodd-Frank Are One Step Closer |
Morgan, Lewis & Bockius LLP |
| Dec 8 2017 |
Another Foolish Inconsistency – This Time For Broker-Dealers |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 7 2017 |
New SEC Cyber Unit Obtains Emergency Action Against ICO |
K&L Gates LLP |
