| Jan 16 2018 |
Seventh Circuit Affirms Grant of Summary Judgment on Terminated CEO’s SOX And DFA Claims |
Proskauer Rose LLP |
| Jan 16 2018 |
Renren Halts Initial Coin Offering Following Pressure from Chinese Regulatory Body |
Proskauer Rose LLP |
| Jan 16 2018 |
Supreme Court to Decide Who Can Appoint ALJs |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
| Jan 16 2018 |
Supreme Court Will Hear Lucia’s Challenge to Appointment of SEC ALJs |
Ballard Spahr LLP |
| Jan 12 2018 |
Reminder to Perform Annual ISO/ESPP Reporting in January 2018 |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 12 2018 |
FINRA Releases 2018 Regulatory and Examination Priority Letter |
Katten |
| Jan 11 2018 |
SEC Holding Inaugural Meeting of Fixed Income Market Structure Advisory Committee |
Jones Walker LLP |
| Jan 11 2018 |
FBAR Filing Deadline Further Extended |
Morgan, Lewis & Bockius LLP |
| Jan 10 2018 |
Five Regulatory Implications for Blockchain Tokens as an "Asset Class" |
McDermott Will & Schulte LLP |
| Jan 10 2018 |
SEC Temporarily Suspends Trading of UBI Blockchain Internet, Ltd. (UBIA) Over Questions as to Disclosure |
Proskauer Rose LLP |
| Jan 9 2018 |
Recent Developments in Cryptocurrencies and Blockchain Technology in the Fund Industry |
Faegre Drinker |
| Jan 9 2018 |
Tax Reform and Employee Benefits – What You Need to Know Now |
Foley & Lardner LLP |
| Jan 8 2018 |
Bridging the Weeks: December 18, 2017 – January 5 and January 8, 2018 (Self-Certification; NY BitLicenses; Texas C&D; Trading Adverse to Employer) |
Katten |
| Jan 8 2018 |
Investment Services Regulatory Update - January 2018 |
Vedder Price |
| Jan 7 2018 |
ESMA Publishes Consultation Papers on Draft Technical Standards Implementing the Securitisation Regulation |
Katten |
| Jan 6 2018 |
ESMA Publishes Statement on LEIs under MiFIR |
Katten |
| Jan 5 2018 |
SEC Provides Notice of Fixed Income Market Structure Advisory Committee |
Katten |
| Jan 5 2018 |
FINRA Proposes To Extend the Expiration Date of FINRA Rule 0180 |
Katten |
| Jan 4 2018 |
Implications for Launch of tZERO, First U.S. Registered ATS |
Proskauer Rose LLP |
| Jan 4 2018 |
2017 Year in Review: Securities Litigation and Regulation |
Cadwalader, Wickersham & Taft LLP |
| Jan 4 2018 |
SEC Approves NYSE Delay on Release of Material After-Market News |
Faegre Drinker |
| Jan 3 2018 |
Delaware Supreme Court Imposes New Limits on Stockholder Ratification Defense In Connection With Equity Incentive Plans |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 3 2018 |
A Proxy Season Guide to 2018 |
Dinsmore & Shohl LLP |
| Jan 3 2018 |
Court of Appeal Explains Parol Evidence Rule |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 3 2018 |
U.S. Futures Exchanges Disciplinary Actions Report - November 2017 |
Bracewell LLP |
| Jan 2 2018 |
ISS and Glass Lewis Release 2018 Proxy Voting Policies |
Jones Walker LLP |
| Dec 29 2017 |
The Form 8-Ks That The SEC May Have Overlooked |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 28 2017 |
SEC Staff Publishes Guidance Regarding Disclosure and New Tax Act |
Covington & Burling LLP |
| Dec 28 2017 |
Whistleblower False Claims Act Lawsuits Yield $3.4 Billion in Recoveries in FY 2017 |
Zuckerman Law |
| Dec 27 2017 |
A review of the SEC Participating Affiliate No-Action Letters’ relief from Investment Advisers Act of 1940 registration for foreign investment advisers |
Katten |
| Dec 21 2017 |
Alibaba Securities Class Action Reinstated |
Proskauer Rose LLP |
| Dec 21 2017 |
Five Things to Think About Before a Surprise SEC Exam |
Proskauer Rose LLP |
| Dec 21 2017 |
The General Corporation Law That Doesn’t Exist |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 21 2017 |
Congress Passes Final Tax Reform Bill |
Sheppard, Mullin, Richter & Hampton LLP |
| Dec 19 2017 |
SEC Ratifies Prior Administrative Law Judge Appointments After DOJ Signals Shift In Position |
Vedder Price |
