Securities SEC

Custom text Title Organization
Feb
8
2024
Lawmakers Introduce Resolution to Nullify SEC’s Crypto Accounting Bulletin Greenberg Traurig, LLP
Feb
7
2024
SEC Expands Definition of Dealers and Government Securities Dealers K&L Gates LLP
Feb
5
2024
SEC and FINRA Broker-Dealer Enforcement: Recapping 2023 and Previewing 2024 K&L Gates LLP
Feb
5
2024
2023 Retail Industry Year in Review Hunton Andrews Kurth
Feb
5
2024
Does the Securities Exchange Act of 1934 Preclude Actions in State Court Under Corporations Code Section 25401? Allen Matkins Leck Gamble Mallory & Natsis LLP
Feb
2
2024
ExxonMobil Strikes Back: Energy Companies Take a More Proactive Approach to Activist ESG Shareholders Bracewell LLP
Feb
2
2024
Groundbreaking SEC Decision Approves Spot Bitcoin ETP Trading ArentFox Schiff LLP
Feb
1
2024
Federal Court Holds Terraform Crypto Assets are Securities Including Stablecoin in Combination with Related Yield Protocol Barnes & Thornburg LLP
Jan
31
2024
SEC Adopts Final Rules Regarding SPACs and De-SPAC Transactions to Impose Additional Disclosure and Reporting Requirements K&L Gates LLP
Jan
31
2024
French Insider Episode 29: Navigating Global Capital Markets with Erik Sloane of Cboe Global Markets [PODCAST] Sheppard, Mullin, Richter & Hampton LLP
Jan
31
2024
Who Decides Which Coin is a Security? [Podcast] Foley & Lardner LLP
Jan
31
2024
5 Trends to Watch: 2024 Financial Services Litigation Greenberg Traurig, LLP
Jan
30
2024
Open Meeting Report: SEC Approves SPAC Final Rules in 3-2 Vote ArentFox Schiff LLP
Jan
29
2024
Legal Considerations for GCs and CFOs in the Fashion and Retail Industry in 2024 ArentFox Schiff LLP
Jan
29
2024
Industry Groups File First Reply to SEC in Ongoing Petition Against New Private Fund Adviser Rules K&L Gates LLP
Jan
29
2024
India’s Securities Regulator Revisits Market Rumour Verification Regime for Listed Companies Nishith Desai Associates
Jan
29
2024
ExxonMobil Files Lawsuit to Block Shareholder Proposal Concerning Greenhouse Gas Emissions Mintz
Jan
29
2024
ACCELERATING EMMA: Time and Price in Municipal Securities Transactions Norris McLaughlin P.A.
Jan
29
2024
Is "Degrowth" About To Grow? Allen Matkins Leck Gamble Mallory & Natsis LLP
Jan
27
2024
SEC Takes on Nondisclosure Agreements to Protect Whistleblower Program; Fines Firm $10 Million Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Jan
26
2024
5 Trends to Watch: 2024 Data Privacy & Cybersecurity Greenberg Traurig, LLP
Jan
26
2024
The Court of Appeal Judgment in the Adler Restructuring Plan: Pari Passu is Back! Cadwalader, Wickersham & Taft LLP
Jan
26
2024
SEC Adopts New SPAC Rules Proskauer Rose LLP
Jan
26
2024
Democratic Senators Criticize Proposed SEC Disclosure Rule for Scope 3 Greenhouse Gas Emissions Mintz
Jan
26
2024
5 Things to Consider When Looking for a Wall Street Whistleblower Lawyer Oberheiden P.C.
Jan
25
2024
Staying Afloat in an Uncertain Economic World: Hope for the Best, Prepare for the Worst Private Credit Restructuring Year in Review Proskauer Rose LLP
Jan
25
2024
Regulatory Quick Takes Cadwalader, Wickersham & Taft LLP
Jan
25
2024
International Regulators’ Recommendations and Guidance on Liquidity Mismatch Mitigation Measures Cadwalader, Wickersham & Taft LLP
Jan
25
2024
The SEC Raises the Stakes: New Cybersecurity Rules for Publicly Traded Companies Hit the Books in 2023 Polsinelli PC
Jan
25
2024
FINRA’s Findings: Member Firms Get Failing Grade in Crypto Communications K&L Gates LLP
Jan
25
2024
Blockchain+ Bi-Weekly January 25, 2024 Polsinelli PC
Jan
25
2024
FINRA Continues Focus on Crypto Asset Securities Hunton Andrews Kurth
Jan
25
2024
SEC's Settlement with Barnbridge Dao: Implications for the Future of DeFi K&L Gates LLP
Jan
24
2024
SEC’s Record Sanction Against JP Morgan for Impeding Whistleblowing is a Major Step Kohn, Kohn & Colapinto
Jan
23
2024
FCPA Year in Review 2023 Greenberg Traurig, LLP
 
NLR Logo
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up to receive our free e-Newsbulletins

 

Sign Up for e-NewsBulletins