Aug 8 2024 |
Australia: Is ASIC Coming for Private Market Funds? |
K&L Gates LLP |
Aug 7 2024 |
SEC v. Jarkesy: Possible Implications for the SEC’s FCPA Enforcement |
Squire Patton Boggs (US) LLP |
Aug 7 2024 |
Europe: ESMA’s Call for Evidence on the UCITS Eligible Assets Directive Closes |
K&L Gates LLP |
Aug 7 2024 |
Unfair Contract Terms Continue to be A Major Enforcement Priority for ASIC and the ACCC: Prosecutions of Paypal and Auto & General Insurance |
K&L Gates LLP |
Aug 6 2024 |
Israel Headquartered Company Approves Move From Delaware To Nevada |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Aug 5 2024 |
The DOJ’s New Corporate Whistleblower Awards Pilot Program: A Victory for Wall Street – A Setback for Accountability |
Kohn, Kohn & Colapinto |
Aug 5 2024 |
Don’t Buy The Buzzwords: “AI Washing” Gets Its Reckoning |
Foley & Lardner LLP |
Jul 31 2024 |
SEC Whistleblower Awarded $37 Million after Reporting Misconduct and Facing Retaliation |
Kohn, Kohn & Colapinto |
Jul 31 2024 |
ELTIF 2.0 – Final RTS Published |
Proskauer Rose LLP |
Jul 31 2024 |
U.S. Supreme Court Decision Limits SEC’s Ability to Use Administrative Proceedings in Fraud Cases |
Jackson Lewis P.C. |
Jul 30 2024 |
Valuation of Stock Options: Assessing the Risks to Employers When Terminating Employees with Vested Stock Options (US) |
Squire Patton Boggs (US) LLP |
Jul 30 2024 |
D&O Insurance for CISOs: A Critical Shield in an Era of Increasing Personal Risk |
Hunton Andrews Kurth |
Jul 30 2024 |
SEC Announces $37 Million Award to Whistleblower |
Proskauer Rose LLP |
Jul 30 2024 |
ESMA’s Long-Term Vision for the Functioning of the Sustainable Finance Framework |
Proskauer Rose LLP |
Jul 29 2024 |
Court Dismisses Most of SEC’s Cyber Case Against SolarWinds |
Blank Rome LLP |
Jul 26 2024 |
SEC v. SolarWinds Update: U.S. Federal District Court Dismisses Most of the SEC’s Case, but Some Fraud Claims and CISO Liability Remain |
Greenberg Traurig, LLP |
Jul 26 2024 |
Another Step Forward for Enforcement of Foreign Court Judgments in the United Arab Emirates |
K&L Gates LLP |
Jul 26 2024 |
Western District of Texas Says NLRB Structure Unconstitutional, Issues Injunction Preventing SpaceX Unfair Labor Practice Hearing from Proceeding |
Epstein Becker & Green, P.C. |
Jul 26 2024 |
CFTC Fines Commodities Trader $55 Million in First-Ever Whistleblower Rule Enforcement Action |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
Jul 25 2024 |
SEC Elects Not to Request a Rehearing on Private Funds Rule |
Greenberg Traurig, LLP |
Jul 25 2024 |
Dubai Enforces a Canadian Summary Judgment Recognizing and Enforcing a Restitution Order Issued in a Criminal Case in the United States of America |
K&L Gates LLP |
Jul 25 2024 |
SEC Faces Headwinds in SolarWinds Cybersecurity Litigation, but Public Companies and CISOs Still Under Scrutiny |
McDermott Will & Emery |
Jul 25 2024 |
SHEIN’s $1.9 Million Data Breach: A Cautionary Tale for Online Fashion Brands |
Foley & Lardner LLP |
Jul 25 2024 |
Blockchain+ Bi-Weekly: Week of July 25th |
Polsinelli PC |
Jul 25 2024 |
Another Publicly Traded Delaware Corporation Propose Move To Nevada |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jul 24 2024 |
CFPB Warns that NDAs Cannot Silence Whistleblowers |
Kohn, Kohn & Colapinto |
Jul 24 2024 |
PFAR Appeal Timeline Runs Out |
K&L Gates LLP |
Jul 23 2024 |
Mortgage Originators and Secondary Market Issuers Must Maintain AVM Quality Control Policies for Covered Securitization Determinations |
Hunton Andrews Kurth |
Jul 23 2024 |
Does the Seventh Amendment Limit State Administrative Adjudication? |
Squire Patton Boggs (US) LLP |
Jul 23 2024 |
SEC Commissioner Peirce Critiques ESG Reporting Frameworks |
Mintz |
Jul 22 2024 |
SCOTUS Set to Weigh in on the PSLRA’s Heightened Pleading Standards |
Katten |
Jul 22 2024 |
SEC Targets Crypto Infrastructure Provider: Consensys Charged with Operating Unregistered Broker and Selling Unregistered Securities |
Katten |
Jul 22 2024 |
SEC v. Jarkesy’s Implications for Environmental Enforcement Actions |
ArentFox Schiff LLP |
Jul 22 2024 |
Judge Dismisses Most of SEC Case Against SolarWinds and Its CISO |
Hunton Andrews Kurth |
Jul 19 2024 |
SEC Initiates Sweep of Adviser on T+1 Compliance |
K&L Gates LLP |