Securities SEC

Published between:
Published Title Organization
Aug
8
2024
Australia: Is ASIC Coming for Private Market Funds? K&L Gates LLP
Aug
7
2024
SEC v. Jarkesy: Possible Implications for the SEC’s FCPA Enforcement Squire Patton Boggs (US) LLP
Aug
7
2024
Europe: ESMA’s Call for Evidence on the UCITS Eligible Assets Directive Closes K&L Gates LLP
Aug
7
2024
Unfair Contract Terms Continue to be A Major Enforcement Priority for ASIC and the ACCC: Prosecutions of Paypal and Auto & General Insurance K&L Gates LLP
Aug
6
2024
Israel Headquartered Company Approves Move From Delaware To Nevada Allen Matkins Leck Gamble Mallory & Natsis LLP
Aug
5
2024
The DOJ’s New Corporate Whistleblower Awards Pilot Program: A Victory for Wall Street – A Setback for Accountability Kohn, Kohn & Colapinto
Aug
5
2024
Don’t Buy The Buzzwords: “AI Washing” Gets Its Reckoning Foley & Lardner LLP
Jul
31
2024
SEC Whistleblower Awarded $37 Million after Reporting Misconduct and Facing Retaliation Kohn, Kohn & Colapinto
Jul
31
2024
ELTIF 2.0 – Final RTS Published Proskauer Rose LLP
Jul
31
2024
U.S. Supreme Court Decision Limits SEC’s Ability to Use Administrative Proceedings in Fraud Cases Jackson Lewis P.C.
Jul
30
2024
Valuation of Stock Options: Assessing the Risks to Employers When Terminating Employees with Vested Stock Options (US) Squire Patton Boggs (US) LLP
Jul
30
2024
D&O Insurance for CISOs: A Critical Shield in an Era of Increasing Personal Risk Hunton Andrews Kurth
Jul
30
2024
SEC Announces $37 Million Award to Whistleblower Proskauer Rose LLP
Jul
30
2024
ESMA’s Long-Term Vision for the Functioning of the Sustainable Finance Framework Proskauer Rose LLP
Jul
29
2024
Court Dismisses Most of SEC’s Cyber Case Against SolarWinds Blank Rome LLP
Jul
26
2024
SEC v. SolarWinds Update: U.S. Federal District Court Dismisses Most of the SEC’s Case, but Some Fraud Claims and CISO Liability Remain Greenberg Traurig, LLP
Jul
26
2024
Another Step Forward for Enforcement of Foreign Court Judgments in the United Arab Emirates K&L Gates LLP
Jul
26
2024
Western District of Texas Says NLRB Structure Unconstitutional, Issues Injunction Preventing SpaceX Unfair Labor Practice Hearing from Proceeding Epstein Becker & Green, P.C.
Jul
26
2024
CFTC Fines Commodities Trader $55 Million in First-Ever Whistleblower Rule Enforcement Action Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Jul
25
2024
SEC Elects Not to Request a Rehearing on Private Funds Rule Greenberg Traurig, LLP
Jul
25
2024
Dubai Enforces a Canadian Summary Judgment Recognizing and Enforcing a Restitution Order Issued in a Criminal Case in the United States of America K&L Gates LLP
Jul
25
2024
SEC Faces Headwinds in SolarWinds Cybersecurity Litigation, but Public Companies and CISOs Still Under Scrutiny McDermott Will & Emery
Jul
25
2024
SHEIN’s $1.9 Million Data Breach: A Cautionary Tale for Online Fashion Brands Foley & Lardner LLP
Jul
25
2024
Blockchain+ Bi-Weekly: Week of July 25th Polsinelli PC
Jul
25
2024
Another Publicly Traded Delaware Corporation Propose Move To Nevada Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul
24
2024
CFPB Warns that NDAs Cannot Silence Whistleblowers Kohn, Kohn & Colapinto
Jul
24
2024
PFAR Appeal Timeline Runs Out K&L Gates LLP
Jul
23
2024
Mortgage Originators and Secondary Market Issuers Must Maintain AVM Quality Control Policies for Covered Securitization Determinations Hunton Andrews Kurth
Jul
23
2024
Does the Seventh Amendment Limit State Administrative Adjudication? Squire Patton Boggs (US) LLP
Jul
23
2024
SEC Commissioner Peirce Critiques ESG Reporting Frameworks Mintz
Jul
22
2024
SCOTUS Set to Weigh in on the PSLRA’s Heightened Pleading Standards Katten
Jul
22
2024
SEC Targets Crypto Infrastructure Provider: Consensys Charged with Operating Unregistered Broker and Selling Unregistered Securities Katten
Jul
22
2024
SEC v. Jarkesy’s Implications for Environmental Enforcement Actions ArentFox Schiff LLP
Jul
22
2024
Judge Dismisses Most of SEC Case Against SolarWinds and Its CISO Hunton Andrews Kurth
Jul
19
2024
SEC Initiates Sweep of Adviser on T+1 Compliance K&L Gates LLP
 
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