| Oct 28 2024 |
SEC’s Division of Examinations Releases Priorities for Fiscal Year 2025 |
Foley & Lardner LLP |
| Oct 28 2024 |
SEC Division of Examinations 2025 Priorities |
Greenberg Traurig, LLP |
| Oct 25 2024 |
New 2025 SEC Examination Priorities: What Should a Private Fund Adviser Know? |
Foley & Lardner LLP |
| Oct 24 2024 |
Four Companies Settle Allegations of Deceptive Cyber Disclosures with SEC |
Robinson & Cole LLP |
| Oct 24 2024 |
SEC Says Crypto ETPs Are Exam Priority |
K&L Gates LLP |
| Oct 24 2024 |
SEC's 2025 Exam Priorities Include Cybersecurity and AI |
Katten |
| Oct 24 2024 |
SEC Continues Its Persecution of Crime Victims |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 23 2024 |
CME's Financial and Regulatory Surveillance Department Issues Long-Awaited Guidance |
Katten |
| Oct 22 2024 |
SEC’s 2025 Examination Priorities Signal Key Areas of Interest to Whistleblowers |
Kohn, Kohn & Colapinto |
| Oct 22 2024 |
SEC’s Division of Examinations Halloween Treat–2025 Priorities |
K&L Gates LLP |
| Oct 22 2024 |
SEC Fines Investment Adviser $4 Million for Improper Labeling of ESG Funds |
Mintz |
| Oct 21 2024 |
Australia Greenwashing: Half-Yearly Review of ASIC and ACCC Prosecutions – and ACCC Position on Environmental Collaborations |
K&L Gates LLP |
| Oct 18 2024 |
CFPB and DOJ Target Mortgage Lender for Alleged Discriminatory Redlining Practices |
Sheppard, Mullin, Richter & Hampton LLP |
| Oct 18 2024 |
Federal District Court Rules Qui Tam Whistleblower Enforcement of False Claims Act Unconstitutional |
Polsinelli PC |
| Oct 18 2024 |
SEC Fines Director for Failing to Disclose Close Friendship with Senior Executive |
McDermott Will & Emery |
| Oct 17 2024 |
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: October 17, 2024 |
Polsinelli PC |
| Oct 17 2024 |
SEC Approves Nasdaq Rule Change on Reverse Stock Splits and Minimum Bid Price Compliance Timing |
Mintz |
| Oct 17 2024 |
Cooking the Books: CFTC Turns Up the Heat on Voluntary Carbon Market Fraudsters |
K&L Gates LLP |
| Oct 16 2024 |
Mass. Superior Court Finds No Right to a Chapter 93A Jury Trial in State Court, Concluding that Honest Mistakes and Negligence Do Not Trigger Chapter 93A Liability |
Greenberg Traurig, LLP |
| Oct 16 2024 |
Foreign Investment and National Security: Navigating Heightened Scrutiny of US, EU and UK Cross-Border Deals |
Katten |
| Oct 16 2024 |
The Murky Waters of Wash Trading Digital Assets – DOJ Charges 18 Individuals and Entities |
Mintz |
| Oct 15 2024 |
House ESG Oversight Focuses on Proxy Voting; Issuer Attention Is on CSRD |
K&L Gates LLP |
| Oct 14 2024 |
Crypto.com’s Mission to Seek Regulatory Clarity for Digital Assets |
K&L Gates LLP |
| Oct 11 2024 |
Bitnomial Exchange Sues SEC, Challenging Agency's Authority Over XRP Futures |
Katten |
| Oct 11 2024 |
Did The FBI Violate The Securities Laws By Directing The Creation Of A Crypto Asset That Was Offered And Sold To The Public? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 8 2024 |
Whistleblower Language in Separation Agreements Results in Large Settlements with SEC |
Bradley Arant Boult Cummings LLP |
| Oct 8 2024 |
SEC Brings Multiple Enforcement Actions Relating to Beneficial Ownership and Other Reporting Obligations |
Hunton Andrews Kurth |
| Oct 8 2024 |
CFTC, DOJ and SEC Announce Landmark Prosecutions Alleging Fraud in Connection with Voluntary Carbon Credits |
Bracewell LLP |
| Oct 8 2024 |
Keep it Real: The SEC Renews Warning About ‘Startup Culture’ |
Bracewell LLP |
| Oct 8 2024 |
Two Commissioners Fault Lack Of Transparency In SEC Whistleblower Awards |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 7 2024 |
Relator, No More? Florida Federal Court Declares Qui Tam Provisions of False Claims Act Unconstitutional, with Potentially Broad Implications for Government Fraud Litigation |
Proskauer Rose LLP |
| Oct 7 2024 |
Regulatory Update and Recent SEC Actions October 2024 |
Blank Rome LLP |
| Oct 7 2024 |
Extra Credit Projects: SEC Settles Charges Against Carbon Offset Project Developer for US$250 Million Offering Fraud |
K&L Gates LLP |
| Oct 7 2024 |
Corporation Proposes Fixes To Defective Amendments Increasing The Authorized Number Of Shares And Changing Name |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 4 2024 |
SEC Amends Schedule 13G Beneficial Ownership Reporting Deadlines |
McDermott Will & Emery |
