Securities SEC

Published between:
Published Title Organization
Mar
12
2025
SEC Expands Accommodations for Reviewing Nonpublic Registration Statements ArentFox Schiff LLP
Mar
12
2025
SEC Expands Nonpublic Review Process for All Companies Intending to Issue Securities Hunton Andrews Kurth
Mar
11
2025
CFTC Acting Chairman Pham Announces Effort to Quickly Resolve Recordkeeping and Reporting Investigations and Pledges Additional Guidance on Self-Reporting and Cooperation Katten
Mar
10
2025
Trusts as Qualified Clients: Understanding the Qualified Client Threshold for Trusts Investing in Private Securities Winstead
Mar
10
2025
SEC Division of Corporation Finance Expands Confidential Review Accommodations for Draft Registration Statements Katten
Mar
10
2025
What Doesn't The DFPI Regulate? Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
7
2025
Related or Not Related? Delaware Supreme Court Weighs in on What Constitutes a “Related” Claim Barnes & Thornburg LLP
Mar
7
2025
SEC Staff Significantly Shifts Guidance on Impact of Lock-Up Agreements on Business Combinations (Rule 145(a)) Hunton Andrews Kurth
Mar
6
2025
Navigating Disclosure Options for Private Placements: What Issuers Need to Know Barnes & Thornburg LLP
Mar
6
2025
FTC Calls for Public Feedback on Tech Censorship Keller and Heckman LLP
Mar
5
2025
SEC Expands Confidential Review Process for Draft Registration Statements Greenberg Traurig, LLP
Mar
5
2025
The CFTC’s New Advisory on Self-Reporting, Cooperation and Remediation Bracewell LLP
Mar
5
2025
Trump Media Claims Corporate Law Decisions Are Better When Made Locals Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
5
2025
ESG Update: Texas Federal Court Cites Loper Bright in Upholding Biden-Era ESG 401(k) Investing Rule ArentFox Schiff LLP
Mar
4
2025
SEC Staff Issues New Guidance on Shareholder Proposals With SLB 14M Hunton Andrews Kurth
Mar
4
2025
CFTC Issues Enforcement Advisory on Benefits of Self-Reporting, Cooperation, and Remediation Greenberg Traurig, LLP
Mar
3
2025
Exchanging the SEC: Previewing the Next Four Years Hunton Andrews Kurth
Mar
3
2025
Staff Statement on Meme Coins Signals Significant Shift in SEC Position on Digital Assets Polsinelli PC
Mar
3
2025
SEC Staff Issues Statement on Meme Coins Hunton Andrews Kurth
Mar
3
2025
Trusts as Accredited Investors: Navigating Trusts and Private Market Investments Winstead
Mar
3
2025
Majority Owners Achieving Balance: Incentivizing Employees Without Giving Up the Keys to the Whole Kingdom Bradley Arant Boult Cummings LLP
Mar
1
2025
SEC Provides Welcome Clarity Regarding Meme Coins K&L Gates LLP
Feb
27
2025
Newly Filed Legislation Positions Texas as a Leading State for Incorporations Foley & Lardner LLP
Feb
27
2025
SEC Withdraws from Prominent Crypto Enforcement Amid Regulatory Shift Sheppard, Mullin, Richter & Hampton LLP
Feb
27
2025
SEC Cracks Down on Unregistered Broker-Dealers ArentFox Schiff LLP
Feb
27
2025
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: February 27, 2025 Polsinelli PC
Feb
26
2025
Trump Administration Directs CFIUS to Tighten Restrictions on Investment From Certain Countries While Easing National Security Reviews of Investments From Allies and Partners K&L Gates LLP
Feb
26
2025
EDGAR Next: The Next Era in Filing K&L Gates LLP
Feb
26
2025
United States: Potential Increase to Debenture Limit for Levered Small Business Investment Companies (SBICs)? K&L Gates LLP
Feb
25
2025
Decoding the Independent Agency Executive Order: Implications for the Activities of Federal Agencies and Business Interests Womble Bond Dickinson (US) LLP
Feb
25
2025
Crypto Regulatory Roundup – Q1 2025 Womble Bond Dickinson (US) LLP
Feb
25
2025
California Bill Seeks to Expand Scope of OHCA’s Review to Private Equity, Management Service Organizations and Others Polsinelli PC
Feb
25
2025
SEC Approves Nasdaq Proposed Rules Modifying Minimum Bid Price Compliance Periods and Delisting Process ArentFox Schiff LLP
Feb
25
2025
Federal Court Finds Consumer Wire Transfers Are Subject to the Electronic Funds Transfer Act Katten
Feb
24
2025
President Trump Executive Order on Supervision of 'Independent' Agencies Katten
 
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