Financial Institutions Banking

Published	Title	Organization
Feb 16 2024	(mis)Conduct, Money & Reputation \| Diversity, Financial Crises & Conformity [PODCAST]	Katten
Feb 16 2024	Proposed AML Suspicious Activity Rule	Stark & Stark
Feb 16 2024	Australia: Internal Dispute Resolution (IDR) Reporting Due for Financial Services Licensees	K&L Gates LLP
Feb 15 2024	Disclosure: UN Report on Net-Zero and Greenwashing	Cadwalader, Wickersham & Taft LLP
Feb 15 2024	Greenwashing: European Regulators Launch Joint Consultation on Greenwashing	Cadwalader, Wickersham & Taft LLP
Feb 15 2024	UK Government Grants Equivalence to EEA UCITS Funds Under the Overseas Funds Regime	Katten
Feb 15 2024	FINRA Violation Defense Strategies	Oberheiden P.C.
Feb 15 2024	It's Lupercalia! CFL Annual Reports Are Due In 30 Days	Allen Matkins Leck Gamble Mallory & Natsis LLP
Feb 15 2024	Financial Markets and Funds Quick Take \| Issue 23	Katten
Feb 15 2024	SFC Circular on SFC-Authorized Funds with Exposure to Virtual Assets-Part 1	K&L Gates LLP
Feb 14 2024	Senators Echo Calls for AML Whistleblower Program that Works for International Anti-Corruption Whistleblowers	Kohn, Kohn & Colapinto
Feb 14 2024	Uniform Law Commission to Draft Uniform or Model Act Addressing Disclosure Requirements in Commercial Financing Transactions	Epstein Becker & Green, P.C.
Feb 14 2024	EPA Releases Final TSCA Fees Rule	Bergeson & Campbell, P.C.
Feb 14 2024	Hawaii’s Money Transmitters Modernization Act Will No Longer Apply to Cryptocurrency Activities	Greenberg Traurig, LLP
Feb 14 2024	SEC Enforcement Targets Anti-Whistleblower Practices in Financial Firm's Release Agreements with Retail Clients	K&L Gates LLP
Feb 14 2024	SEC Expands “Dealer” Definition	Hunton Andrews Kurth
Feb 14 2024	Primer on Navigating VC for Growth in the Healthy F&B (Food & Beverage) Space	Foley & Lardner LLP
Feb 14 2024	Governor Josh Shapiro Launches First Statewide Economic Development Strategy in Nearly Two Decades	K&L Gates LLP
Feb 13 2024	Class Action Litigation Newsletter \| 4th Quarter 2023	Greenberg Traurig, LLP
Feb 13 2024	Kingdom of Saudi Arabia Economic and M&A Market Trends for 2024	Greenberg Traurig, LLP
Feb 13 2024	FHA Makes Rule Changes for Branch Registration	Bradley Arant Boult Cummings LLP
Feb 13 2024	The Corporate Transparency Act (CTA): An Overview	Miller Canfield
Feb 12 2024	Gold Dome Report – Legislative Day 19 (2024)	Nelson Mullins
Feb 12 2024	Fifth Circuit Court of Appeals Hears Oral Arguments in Industry Groups' Ongoing Petition to Vacate Private Fund Adviser Rules	K&L Gates LLP
Feb 12 2024	Maximizing the Fee: Royal Bank of Canada Affiliate Pays $30+ Million for Client Abuse	Norris McLaughlin P.A.
Feb 12 2024	Really Bad Counting: SEC Sanctions Royal Bank of Canada for Accounting Violations	Norris McLaughlin P.A.
Feb 11 2024	Court Held That A Trust Terminated Upon The Primary Beneficiary’s Death And That The Trustee Did Not Have Authority To Accept New Assets As A Part Of Its “Winding Up” Authority	Winstead
Feb 9 2024	DOJ and North Carolina Attorney General Reach $13.5M Settlement in Discriminatory Lending Case	Sheppard, Mullin, Richter & Hampton LLP
Feb 9 2024	Gold Dome Report – Legislative Day 18 (2024)	Nelson Mullins
Feb 9 2024	Bank Partnership Moves to Dismiss Class Action Asserting Violations of Georgia Rate Cap Law	Sheppard, Mullin, Richter & Hampton LLP
Feb 9 2024	Bank Groups Sue to Overturn New Community Lending Rules	Sheppard, Mullin, Richter & Hampton LLP
Feb 9 2024	The EU Commission Gets Serious About Foreign Direct Investment Screening	Sheppard, Mullin, Richter & Hampton LLP
Feb 9 2024	Competition Currents \| February 2024	Greenberg Traurig, LLP
Feb 9 2024	KYC – “Know Your Customer,” or Agent, or Financial Institution, to Qualify for the Bankruptcy Code Safe Harbors	Cadwalader, Wickersham & Taft LLP
Feb 9 2024	Common Events of Default in Subscription Credit Facilities: How Parties End Up Here, and Recommendations for Avoiding Preventable EODs	Cadwalader, Wickersham & Taft LLP

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