Financial Institutions Banking

Published between:
Published Title Organization
May
11
2017
 European Commission Adopts Proposal to Amend EMIR Cadwalader, Wickersham & Taft LLP
May
10
2017
 How Does an Adviser Know How to Satisfy the Best Interest Standard?: Interesting Angles on the DOL’s Fiduciary Rule #46 Faegre Drinker
May
10
2017
 CFPB Settlements: It’s Not Over Until It’s Over Foley & Lardner LLP
May
9
2017
 Jevic: Breathing New Life Into Priority Disputes Bracewell LLP
May
8
2017
 Bridging the Week: May 1 to 5 and May 8, 2017 (Views on Reg AT; CCO Obligations and Annual Reports; Jay Clayton; KISS and Tell) Katten
May
7
2017
 Banks Gave Big to Lawmakers Voting to Weaken Financial, Consumer Protections MapLight
May
7
2017
 European Commission Proposes Reforms to EMIR Katten
May
6
2017
 UK Financial Conduct Authority Publishes MiFID II Commodity Position Reporting Instructions Katten
May
5
2017
 Australian Securities Investment Commission Signs Fintech Cooperation Agreement with Indonesia K&L Gates LLP
May
5
2017
 CFTC Proposes Amendments to Certain Rules Governing CCO Duties and Annual Reports Katten
May
5
2017
 CFTC Issues Guidance on the Calculation of Projected Operating Costs by DCMs and SEFs Katten
May
5
2017
 FINRA Amends Rule Regarding the Online Publication of Data Related to the Regulation NMS Plan to Implement a Tick Size Pilot Program Katten
May
5
2017
 SEC Grants No-Action Relief Regarding Created ETF Shares and Failure to Close Transactions Katten
May
5
2017
 UDAAP Authority as ‘Back Door’ to State-Law Enforcement for CFPB? New Lawsuit Again Raises the Question Morgan, Lewis & Bockius LLP
May
5
2017
 NYSE Issues Proposed Rule to Allow Listing Without an IPO Katten
May
5
2017
 Knowledge Of Loan Extensions Precludes Exoneration Allen Matkins Leck Gamble Mallory & Natsis LLP
May
5
2017
 Corporate Law & Governance Update: May 2017 McDermott Will & Emery
May
5
2017
 Voice Biometrics And Fraud Prevention In Payments K&L Gates LLP
May
5
2017
 EU Policy Update, May 2017: Brexit and European Elections; Tech and Digital Single Market; Communication and Media; Energy and Environment; Internal Market and Financial Services; Life Sciences and Healthcare; Trade Policy and Sanctions Covington & Burling LLP
May
4
2017
 Solar Energy in Africa, Crowdfunding, Smart Contracts: Blockchain Energizer Vol. 3 K&L Gates LLP
May
3
2017
 Claims Against Investment Adviser in ERISA Fee Litigation Case Dismissed Proskauer Rose LLP
May
3
2017
 Comptroller Curry to Depart; Keith Noreika to Serve as Acting Comptroller of the Currency Covington & Burling LLP
May
3
2017
 European Commission to Set Up Blockchain Observatory K&L Gates LLP
May
3
2017
 UK Finance: Long Awaited Certainty on Cut-off for PPI Claims Squire Patton Boggs (US) LLP
May
3
2017
 Will California Regulate Lead Generators? Allen Matkins Leck Gamble Mallory & Natsis LLP
May
2
2017
 2017 Global High-Yield Bond Study Proskauer Rose LLP
May
1
2017
 Cyber Attack Protection Steps for Investment Firms Proskauer Rose LLP
May
1
2017
 Bridging the Week: April 24 to 28 and May 1, 2017 (Registration Forms; Social Networking; Recordkeeping; Exchanges Expenses) Katten
May
1
2017
 Yield Curve – What It Is and Why It Matters Squire Patton Boggs (US) LLP
May
1
2017
 Financial Regulatory Reform in Spotlight as Financial Regulators Fill in Trump Administration Squire Patton Boggs (US) LLP
May
1
2017
 U.S. Government Accountability Office Issues Long-Awaited Report on FinTech Industry K&L Gates LLP
May
1
2017
 CFPB Finalizes Extension of Prepaid Account Rule Effective Date K&L Gates LLP
Apr
30
2017
 European Commission to Establish Blockchain Observatory Katten
Apr
29
2017
 European Commission Publishes Speech on Equivalence and Supervisory Convergence Katten
Apr
28
2017
 Part One – the Common Ownership of Sports Teams and Mohed Altrad’s Aborted Investment in Gloucester RFC Squire Patton Boggs (US) LLP
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