Financial Institutions Banking

Published between:
Published Title Organization
Nov
8
2019
 SEC Proposes Changes to the Advertising and Cash Solicitation Rules for Investment Advisers Katten
Nov
8
2019
 SEC Announces Extension of Temporary Measure to Facilitate Implementation of MiFID II Katten
Nov
8
2019
 SEC Proposes Amendments Relating to Proxy Voting Advice Katten
Nov
8
2019
 Sears Wants It’s Money Back: Debtor Filing Preference Complaints Against Trade Creditors Stark & Stark
Nov
8
2019
 FCA Extends Brexit Deadlines Katten
Nov
8
2019
 CFTC Approves Three Foreign Board of Trade Applications Katten
Nov
8
2019
 NFA Issues Notice Regarding the Designation of NFA Swaps Proficiency Requirements Administrator Katten
Nov
8
2019
 SEC Proposes New Amendments to Modernize Shareholder Proposal Rules Katten
Nov
8
2019
 HMT Publishes Letter on Equivalence Katten
Nov
8
2019
 Financial Services Update: Week Ending November 1, 2019 Carlton Fields
Nov
8
2019
 Open super in Australia: The Consumer Data Right could be extended to the superannuation industry K&L Gates LLP
Nov
7
2019
 Ransomware Attacks - Why It Should Matter to Your Business Squire Patton Boggs (US) LLP
Nov
7
2019
 SEC Releases FY 2019 Enforcement Results: Increases in Investment Advisor Actions and Maintained Focus on Individual Accountability Proskauer Rose LLP
Nov
7
2019
 Interview With Laurence Midler Barnes & Thornburg LLP
Nov
7
2019
 CFTC, FinCEN, and SEC Warn of Crypto AML Enforcement Proskauer Rose LLP
Nov
7
2019
 Best Interest Standard of Care for Advisors #16 Faegre Drinker
Nov
6
2019
 Bank Strategy Briefing: Non-Bank Acquisition Strategies Godfrey & Kahn S.C.
Nov
6
2019
 LIBOR Transition – Issue 1 Greenberg Traurig, LLP
Nov
6
2019
 Marks & Spencer Buy Now, Pay Later Option Squire Patton Boggs (US) LLP
Nov
6
2019
 SEC Announces the Formation of Asset Management Advisory Committee Proskauer Rose LLP
Nov
6
2019
 IRS Proposed Regulations Provide Flexibility for LIBOR Phase-out Foley & Lardner LLP
Nov
6
2019
 Business Banking Resolution Service Launches New Dispute Resolution Pilot for Larger SMEs: a New Financial Ombudsman Service? Squire Patton Boggs (US) LLP
Nov
5
2019
 World’s Largest Bitcoin Mining Facility to be Built in Milam County, Texas! Foley & Lardner LLP
Nov
5
2019
 Comprehensive EB-5 Modernization Legislation Introduced in the U.S. Senate Greenberg Traurig, LLP
Nov
5
2019
 Ninth Circuit Considers Rehearing in ERISA Arbitration Case McDermott Will & Emery
Nov
5
2019
 CFTC Whistleblower Program: What Are the Largest CFTC Whistleblower Awards? Zuckerman Law
Nov
5
2019
 2020 Update to the UK Stewardship Code Cadwalader, Wickersham & Taft LLP
Nov
4
2019
 Second Circuit Affirms the Extraterritorial Discovery Reach of 28 U.S.C. § 1782 Mintz
Nov
4
2019
 Weekly IRS Roundup October 28 – November 1, 2019 McDermott Will & Emery
Nov
4
2019
 CVA Challenges by Landlords – the Latest News Squire Patton Boggs (US) LLP
Nov
4
2019
 Openness and co-operation: FCA continues to drive home its Principles Squire Patton Boggs (US) LLP
Nov
2
2019
 SEC Proposes Modernization of Filing Fee Disclosure and Payment Methods Katten
Nov
2
2019
 Another Postponement of Margin Rules for Covered Agency Transactions Under FINRA Rule 4210 Katten
Nov
2
2019
 FINRA Issues Regulatory Notice on the Annual Compliance Meeting Requirement Katten
Nov
1
2019
 CFTC’s Global Markets Advisory Committee Seeking Nominations for New Subcommittee Katten
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