Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Feb
17
2021
 SEC Staff Issues No-Action Relief for Custody of Certain Loan Interests Under the Investment Company Act Greenberg Traurig, LLP
Apr
13
2023
 New HSR Filing Fee Tier System in Effect Epstein Becker & Green, P.C.
Aug
24
2023
 The SEC’s New Rules for Private Fund Advisers: A Dose of Transparency for the Private Markets K&L Gates LLP
Sep
1
2020
 SEC Cancels Vote on Whistleblower Rule Changes Kohn, Kohn & Colapinto
Jan
10
2023
 It’s More Than 10b5-1 – a Lot More – and You Need to Get Ready Nelson Mullins
Jun
21
2023
 Seeking Shelter: Recession Implications for your Organization Ward and Smith, P.A.
Mar
8
2019
 With the SEC, Cooperation is Key Sheppard, Mullin, Richter & Hampton LLP
Oct
27
2016
 SEC Launches Dedicated FINRA Oversight Unit: Watching the Detectives Sheppard, Mullin, Richter & Hampton LLP
Oct
31
2018
 HMRC, Insolvency and Post-Budget Preferential Status Squire Patton Boggs (US) LLP
Jun
2
2025
 SEC Staff Green Lights Various Staking Activities Katten
Jul
14
2014
 Supreme Court Returns to ERISA Statutory Basics, Rejects Moench Presumption: Implications for ESOP Trusts Holding Non-Publicly Traded Securities Jackson Lewis P.C.
Feb
18
2016
 Washington DC Issues New Exempt Reporting Adviser Rule for Venture Capital Funds Stark & Stark
Jun
14
2016
 Canadian Court Holds That Evidentiary Requirement For Leave To File Securities Class Action Is “Not A Low Bar” Mintz
May
30
2024
 CFIUS Developments Counsel Caution for In-bound U.S. Investment Proskauer Rose LLP
Feb
7
2020
 FSOC: “Too Big to Fail” Has Failed Carlton Fields
Jan
13
2014
 California Franchise Tax Board (FTB) Unable to Assess Enhanced Promoter Penalties Prior to 2004 Greenberg Traurig, LLP
Oct
2
2015
 CFTC Extends Relief from Electronic OCR Requirements Katten
Nov
19
2021
 Division of Examinations Risk Alert Identifies Compliance Issues at Registered Investment Companies Vedder Price
Mar
17
2022
 Crypto and Russia Sanctions: A Primer and Survival Guide For Crypto Companies Sheppard, Mullin, Richter & Hampton LLP
Feb
16
2017
 How the Supreme Court’s Interpretation of Bank Fraud is Useful in Foreign Recoveries Horwood Marcus & Berk Chartered
Sep
22
2017
 FCA Publishes Market Watch Newsletter 53 on LEIs, Market Data and SIs under MiFID II Katten
Mar
2
2018
 CFTC Extends No Action Relief for Shanghai Clearing House Katten
Dec
3
2011
 Using the Internet to Your Company's Advantage in Defending Against A Whistleblower Action Sheppard, Mullin, Richter & Hampton LLP
Oct
10
2012
 Prepping for CFIUS: Understanding and Managing Foreign Investments in the U.S. Bracewell LLP
Aug
23
2013
 Office of the Comptroller of the Currency (OCC) Revises Guidance on Commercial Real Estate Lending Katten
Feb
19
2015
 Russian Court Terminates Lease Agreement Using “Adhesion” Doctrine Morgan, Lewis & Bockius LLP
Apr
14
2023
 Court’s Ruling Against FTC and SEC May Signal Future Limits on Agency Autonomy: SCOTUS Today Epstein Becker & Green, P.C.
Aug
25
2023
 SEC Adopts Final Rule Governing Private Fund Advisers Barnes & Thornburg LLP
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