Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Feb
18
2013
 Senate Passes House Bill 4014, Clearing Way for Privilege Protection Documents Turned Over to Consumer Financial Protection Bureau (CFPB) During Examination Greenberg Traurig, LLP
Feb
25
2022
 Fallout from the Conflict in Ukraine Nelson Mullins
Mar
27
2024
 New Government Bill to Reverse Supreme Court’s Decision on Litigation Funding McDermott Will & Schulte LLP
Jul
18
2012
 EB-5 Regional Centers Will Need to Wait a Little Longer for Loosening of Restrictions on Advertising Greenberg Traurig, LLP
May
8
2015
 FINRA Proposes Exemption From the TAF for Proprietary Trading Firms Katten
Dec
16
2015
 OCIE Issues Risk Alert Regarding Advisers and Funds that Outsource Their CCOs Vedder Price
May
14
2018
 U.S. Government Accountability Office Issues Recommendations on Fintech Regulations K&L Gates LLP
May
6
2019
 Bridging the Week by Gary DeWaal: April 29 – May 3 and May 6, 2019 (Fintech Charters; Fractional Reserves OK for Stablecoins?) [VIDEO] Katten
Dec
17
2021
 ARRC Reports Progress in Transition from USD LIBOR Cadwalader, Wickersham & Taft LLP
Jan
9
2015
 Mortgage Foreclosure Action Barred by Statute of Limitations Based On Prior Involuntary Dismissal Without Prejudice Greenberg Traurig, LLP
Aug
14
2015
 Hong Kong Securities and Futures Commission (HKSFC) Issues Circular on Application Process for Exemptive Relief Under CFTC Regulation 30.10 Katten
Jan
22
2018
 OCC report identifies use of third-party service providers and consumer compliance as key risks for federal banking system Ballard Spahr LLP
Mar
24
2020
 Federally Covered Advisers – State Notice Filings and Investment Adviser Representative Registration Concerns under COVID-19 Vedder Price
Apr
19
2021
 SEC Staff Seeks Industry Feedback on Cross Trade Practices Vedder Price
Nov
9
2023
 (UK) ‘Substitution First, Standing Later’ – The Risk of Supporting Creditors Squire Patton Boggs (US) LLP
Apr
21
2017
 Budget Resolutions And The UK General Election: What Does It Mean For Pensions? Squire Patton Boggs (US) LLP
Jan
17
2019
 CFPB Defends Its Constitutionality to Ninth Circuit Panel: Will Kraninger Have a Change of Heart? Ballard Spahr LLP
Dec
23
2019
 Reflections on 2019 in Technology Law, and a Peek into 2020 Proskauer Rose LLP
Mar
11
2021
 COVID-19 Cafeteria Plan Relief: IRS Clears the Mud Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Aug
19
2021
 NCUA Seeks Information on Distributed Ledger Technology and Digital Assets Hunton Andrews Kurth
Jun
30
2023
 NFA Expands its Authority over Cryptocurrencies Greenberg Traurig, LLP
Jun
24
2025
 SEC’s New Concept Release on Foreign Private Issuer Standards ArentFox Schiff LLP
May
22
2014
 “Instrumentality” Explained: The Eleventh Circuit Interprets the Scope of the FCPA (Foreign Corrupt Practices Act) Neal, Gerber & Eisenberg LLP
Jan
3
2017
 Substantial Activity Through Correspondent Bank in New York Creates Personal Jurisdiction Over Foreign Bank Defendant Horwood Marcus & Berk Chartered
Jul
15
2022
 Responsible Financial Innovation Act: Proposed Tax and Reporting for Digital Assets McDermott Will & Schulte LLP
Sep
23
2022
 CFTC Amends Clearing Requirement for Interest Rate Swaps Vedder Price
Dec
23
2024
 New CFPB Rule Applies Mortgage Standards to Residential PACE Financing Sheppard, Mullin, Richter & Hampton LLP
Sep
9
2019
 An Overview of the SEC’s “Regulation Best Interest” and Form CRS Epstein Becker & Green, P.C.
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